XONE · BondBloxx Bloomberg One Year Target Duration US Treasury ETF
5 customers — 33.3% of revenue (the three months ended September 30, 2021)
“For the three months ended September 30, 2021 and 2020, the Company's five most significant customers represented 33.3% and 39.5% of total revenue, respectively.”
5 customers — 18.7% of revenue (the nine months ended September 30, 2021)
“For the nine months ended September 30, 2021 and 2020, the Company's five most significant customers represented 18.7% and 20.0% of total revenue, respectively.”
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition of shares for taxes on ESPP Awards. |
Common Stock, par value $0.01
|
3,240 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock (the "ExOne Shares") was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
7,634 |
| 2021-11-12 | Strome William Frederick |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
5,000 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition for taxes on restricted stock. |
Common Stock, par value $0.01
|
3,070 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition for taxes on restricted stock. |
Common Stock, par value $0.01
|
1,543 |
| 2021-11-12 | Thiltgen Roger William |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
5,000 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock (the "ExOne Shares") was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
4,400 |
| 2021-11-12 | Strome William Frederick |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
28,500 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition for taxes on restricted stock. |
Common Stock, par value $0.01
|
3,918 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. |
Common Stock, par value $0.01
|
1,869 |
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
27,082 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
15,000 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition for taxes on restricted stock. |
Common Stock, par value $0.01
|
1,502 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
4,882 |
| 2021-11-12 | ROCKWELL S KENT |
Director, 10% Owner |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
5,000 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock (the "ExOne Shares") was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
30,974 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Award↑
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. |
Common Stock, par value $0.01
|
3,370 |
| 2021-11-12 | Pashke Gregory F |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
23,250 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
10,000 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
15,000 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Award↑
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. |
Common Stock, par value $0.01
|
3,511 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Award↑
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. |
Common Stock, par value $0.01
|
3,441 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
25,000 |
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition for taxes on restricted stock. |
Common Stock, par value $0.01
|
16,918 |
| 2021-11-12 | IRVIN JOHN |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
5,000 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. |
Common Stock, par value $0.01
|
1,980 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
25,000 |
| 2021-11-12 | WACHTEL BONNIE K |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
31,000 |
| 2021-11-12 | IRVIN JOHN |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Indirect)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
(I)
|
142,450 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition of shares for taxes on ESPP Awards. |
Common Stock, par value $0.01
|
1,461 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
2,036 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
11,496 |
| 2021-11-12 | WACHTEL BONNIE K |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
5,000 |
| 2021-11-12 | Pashke Gregory F |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
5,000 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
4,149 |
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock (the "ExOne Shares") was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
57,663 |
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
100,000 |
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
8,569 |
| 2021-11-12 | Thiltgen Roger William |
Director |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
34,073 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition for taxes on restricted stock. |
Common Stock, par value $0.01
|
8,504 |
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
100,000 |
| 2021-11-12 | Hartner John |
Chief Executive Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. |
Common Stock, par value $0.01
|
5,186 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
15,000 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Tax↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Withholding and disposition of shares for taxes on ESPP Awards. |
Common Stock, par value $0.01
|
1,501 |
| 2021-11-12 | Lucas Rick |
Chief Technology Officer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
5,065 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. |
Common Stock, par value $0.01
|
2,018 |
| 2021-11-12 | Zemba Douglas D. |
CFO & Treasurer |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
6,667 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Other↓
Filing footnotes — Stock Option (right to buy) (Direct)
Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. |
Stock Option (right to buy)
|
24,000 |
| 2021-11-12 | ROCKWELL S KENT |
Director, 10% Owner |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. |
Common Stock, par value $0.01
|
35,000 |
| 2021-11-12 | Benec Loretta Lobes |
See Remarks |
Other↓
Filing footnotes — Common Stock, par value $0.01 (Direct)
Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. |
Common Stock, par value $0.01
|
1,922 |