BATES FINANCIAL ADVISORS, INC.
SEC Form ADV profile.
Total regulatory AUM
$439,211,752
Discretionary
$438,219,609
Non-discretionary
$992,143
Firm details
- CRD number
- 116515
- SEC file number
- 801-72191
- Main office
- ROCKFORD, IL, United States
- Employees
- 5
- SEC status
- Approved
- Fee structure
-
Percentage of AUM Fixed fees
As of October 2026.