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SWS CAPITAL MANAGEMENT, LLC

SEC Form ADV profile.

Total regulatory AUM
$413,094,749
Discretionary
$355,049,427
Non-discretionary
$58,045,322

Firm details

CRD number
119043
SEC file number
801-61480
Main office
NEW YORK, NY, United States
Employees
10
SEC status
Approved
Fee structure
Percentage of AUM

As of October 2026.