PROSPECT FINANCIAL GROUP LLC
SEC Form ADV profile.
Total regulatory AUM
$204,400,000
Discretionary
$204,400,000
Non-discretionary
$0
Firm details
- CRD number
- 133953
- SEC file number
- 801-123732
- Employees
- 2
- SEC status
- Approved
- Website
- HTTP://WWW.PROSPECT-GROUP.COM
- Fee structure
-
Percentage of AUM Hourly Fixed fees
As of November 2026.