WELLINGTON SHIELDS & CO., LLC
SEC Form ADV profile.
Total regulatory AUM
$545,964,414
Discretionary
$511,138,228
Non-discretionary
$34,826,186
Firm details
- CRD number
- 149021
- SEC file number
- 801-70755
- Main office
- NEW YORK, NY, United States
- Employees
- 25
- SEC status
- Approved
- Website
- HTTP://WWW.WELLINGTONSHIELDS.COM
- Fee structure
-
Percentage of AUM Fixed fees
As of October 2026.