WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
SEC Form ADV profile.
Total regulatory AUM
$1,173,354,300
Discretionary
$1,051,258,896
Non-discretionary
$122,095,404
Firm details
- CRD number
- 150529
- SEC file number
- 801-70712
- Main office
- NEW YORK, NY, United States
- Employees
- 20
- SEC status
- Approved
- Website
- HTTP://WWW.WELLINGTONSHIELDS.COM
- Fee structure
-
Percentage of AUM Fixed fees
As of October 2026.