VAUGHAN AND COMPANY SECURITIES, INC.
SEC Form ADV profile.
Total regulatory AUM
$218,871,800
Discretionary
$215,688,600
Non-discretionary
$3,183,200
Firm details
- CRD number
- 18826
- SEC file number
- 801-118757
- Main office
- RIDGEWOOD, NJ, United States
- Employees
- 6
- SEC status
- Approved
- Fee structure
-
Percentage of AUM Fixed fees Performance-based Other
As of November 2026.