DALE Q. RICE INVESTMENT MANAGEMENT, LTD.
Doing business as DALE Q. RICE INVESTMENT MANAGEMENT. SEC Form ADV profile.
Total regulatory AUM
$156,591,623
Discretionary
$154,108,797
Non-discretionary
$2,482,826
Firm details
- CRD number
- 310614
- SEC file number
- 801-123463
- Employees
- 4
- SEC status
- Approved
- Fee structure
-
Percentage of AUM
As of November 2026.