STEPHEN SMITH FINANCIAL INC.
SEC Form ADV profile.
Total regulatory AUM
$129,000,000
Discretionary
$129,000,000
Non-discretionary
$0
Firm details
- CRD number
- 339402
- SEC file number
- 801-134877
- Main office
- SCHAUMBURG, IL, United States
- Employees
- 4
- SEC status
- Approved
- Fee structure
-
Percentage of AUM
As of October 2026.