AOK · iShares Core 30/70 Conservative Allocation ETF ETF

$41.27 -0.06 (-0.15%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $2,369,876

Total Shares: 57,133

Institutional Ownership Trend

8 quarters

Holder Concentration

Across 2 13F filers · Δ vs Sep 30, 2021

Top Holder

52.6%

+21.1 pts

Top 5

100.0%

+41.4 pts

Top 10

100.0%

+19.2 pts

HHI

5,013

Highly concentrated+3,712

Quarterly Activity

vs Sep 30, 2021

New

1

Increased

1

Decreased

0

Sold Out

46

Unchanged

0

Holder count: -45

Institutional value: -97.6%

Shares held: -97.7%

Top Buyers

vs Sep 30, 2021

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+6,895	27,083

Top Sellers

vs Sep 30, 2021

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2021

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	30,050	$1,246,474

Top Sold-Out Positions

vs Sep 30, 2021

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	794,078	$31,366,081
Mega MORGAN STANLEY	189,146	$7,471,267
Mid Atria Investments, Inc	188,424	$7,442,748
Small HARRELL INVESTMENT PARTNERS, LLC	174,165	$6,879,517
Mid CENTAURUS FINANCIAL, INC.	128,690	$5,083,255

Filter: New 1 Increased 1 Reduced 0 Sold out 46 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC AOK

$1,246,474

52.60%

30,050

CITADEL ADVISORS LLC AOK

$1,123,402

47.40%

27,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,083	$1,123,402	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	189,146	$7,471,267	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vivaldi Capital Management LP	188,424	$7,442,748	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,275	$89,862	1.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	92,703	$3,661,768	72.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	32,610	$1,288,095	25.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	105,287	$4,158,836	99.2%	Defined
Ameriprise Bank, FSB	889	$35,115	0.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	4,225	$166,887	4.0%	Defined
RBC Dominion Securities Inc.	94,055	$3,715,172	89.9%	Defined
RBC Private Counsel (USA) Inc.	6,314	$249,403	6.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	550	$21,725	0.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	20,627	$814,766	20.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	80,987	$3,198,986	79.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	21,076	$832,502	69.0%	Defined
G1 EXECUTION SERVICES, LLC	9,453	$373,393	31.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	19,955	$788,222	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	16,810	$663,995	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,118	$399,661	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	6,278	$247,981	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Just Invest, LLC	1,312	$51,824	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	40	$1,580	100.0%	Defined