Vivaldi Capital Management LP

CIK

1682021

Location

CHICAGO, IL

Portfolio Value

Small $719,448,796

Diversification

Diversified

Filing Date

Global Rank

#2,825 / 8,794 ▼ 5 · as of Mar 2026

Top Industry

Semiconductors 11.0%

Period ended 6 months ago

Filed May 14, 2026 · 4mo

25 quarters · since Mar 2020

Portfolio Concentration

186 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

9.9%

+0.3 pts

Top 5

30.8%

+0.7 pts

Top 10

46.4%

+1.4 pts

HHI

320

Diversified+13

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Unclassified	46.6%	$335,011,583	42
Technology	16.6%	$119,499,454	25
Financial Services	8.6%	$61,993,984	33
Healthcare	8.4%	$60,093,011	20
Communication Services	5.2%	$37,731,038	8
Consumer Cyclical	5.2%	$37,054,753	8
Industrials	4.5%	$32,563,198	17
Consumer Defensive	1.9%	$13,977,746	8
Basic Materials	1.1%	$7,629,409	9
Real Estate	0.9%	$6,249,001	6
Energy	0.8%	$5,674,445	5
Utilities	0.3%	$1,971,174	5

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CWI	State Street SPDR MSCI ACWI ex-US ETF	+95,796	638,794	$29,495,470
GALT	Galectin Therapeutics Inc	+54,514	258,584	$721,449
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+45,276	68,301	$710,330
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+43,033	514,521	$36,838,114
FNDA	Schwab Fundamental U.S. Small Company ETF	+41,613	2,653,853	$71,578,421
ARKB	Ark 21Shares Bitcoin ETF	+26,438	57,188	$1,286,158
—		+15,325	147,193	$3,513,496
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	+13,969	184,569	$17,969,850
—		+10,728	254,020	$10,710,986
KRMD	KORU Medical Systems, Inc.	+10,172	29,885	$129,103
IBIT	iShares Bitcoin Trust ETF	+9,840	14,096	$541,568
CAAA	First Trust AAA CMBS ETF	+9,259	120,305	$5,992,392
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+6,497	408,397	$46,061,467
BUYZ	Franklin Disruptive Commerce ETF	+6,125	23,498	$800,164
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	+4,352	50,577	$5,635,600
AIRR	First Trust RBA American Industrial Renaissance ETF	+2,580	25,620	$1,034,031
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	+2,336	5,383	$587,931
ABI	VictoryShares Pioneer Asset-Based Income ETF	+2,089	7,129	$456,792
EDV	Vanguard World Funds Extended Duration ETF	+2,071	27,245	$5,030,753
AGNG	Global X Funds Global X Aging Population ETF	+1,461	18,546	$496,365
XTIA	XTI Aerospace, Inc.	+1,000	11,000	$22,770
—		+976	12,790	$1,023,639
MU	Micron Technology Inc	+746	2,710	$915,546
GLD	Spdr Gold Trust	+649	21,706	$9,339,874
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+572	2,216	$748,897
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PSBD	Palmer Square Capital BDC Inc.	−47,560	167,776	$1,639,171
ALM	Almonty Industries Inc.	−34,794	48,606	$703,814
SLV	iShares Silver Trust	−30,452	255,271	$17,394,165
BWA	Borgwarner Inc	−25,403	343,010	$18,611,722
FBTC	Fidelity Wise Origin Bitcoin Fund	−16,376	21,484	$1,268,200
SCHW	Schwab Charles Corp	−12,408	159,402	$14,980,599
META	Meta Platforms, Inc.	−10,021	4,179	$2,390,931
MDT	Medtronic plc	−9,866	147,393	$12,771,603
BNY	Bank of New York Mellon Corp	−9,344	153,489	$18,208,400
NAK	Northern Dynasty Minerals Ltd	−9,000	20,000	$28,000
RHI	Robert Half Inc.	−8,076	110,964	$2,818,485
CVS	CVS HEALTH Corp	−7,752	91,700	$6,585,894
T	At&T Inc.	−6,668	90,611	$2,626,812
AMAT	Applied Materials Inc /De	−5,956	82,664	$28,253,728
AOMR	Angel Oak Mortgage REIT, Inc.	−5,492	113,287	$931,219
MRVL	Marvell Technology, Inc.	−5,107	87,606	$8,677,374
IAU	Ishares Gold Trust	−5,017	115,195	$10,155,591
AFIX	Allspring Broad Market Core Bond ETF	−4,760	15,040	$376,752
GLPI	Gaming & Leisure Properties, Inc.	−4,000	96,128	$4,265,199
ON	On Semiconductor Corp	−3,947	129,297	$8,006,070
AAPL	Apple Inc.	−3,381	147,173	$37,351,035
GOOGL	Alphabet Inc.	−3,214	86,144	$24,759,590
HALO	Halozyme Therapeutics, Inc.	−3,190	24,499	$1,583,370
AAAU	Goldman Sachs Physical Gold ETF	−3,030	85,089	$3,930,260
AFK	VanEck Africa Index ETF	−2,674	11,207	$1,039,440
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
FIGR	Figure Technology Solutions, Inc.	15,894	$539,601
ACKY	VistaShares Target 15 ACKtivist Distribution ETF	16,690	$417,416
GLW	Corning Inc /Ny	2,308	$313,818
GEV	GE Vernova Inc.	343	$299,404
INTC	Intel Corp	6,226	$274,753
PFE	Pfizer Inc	8,331	$233,934
VZ	Verizon Communications Inc	4,625	$232,175
LWAY	Lifeway Foods, Inc.	11,008	$212,894
LIN	Linde PLC	422	$209,210
APA	APA Corp	4,784	$203,032
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	7,040	$402,969
ADBE	Adobe Inc.	737	$257,942
MET	Metlife Inc	3,118	$246,134
ADP	Automatic Data Processing Inc	949	$244,111
CRM	Salesforce, Inc.	872	$231,001
NCLH	Norwegian Cruise Line Holdings Ltd.	10,232	$228,378
BSX	Boston Scientific Corp	2,311	$220,353
ISRG	Intuitive Surgical Inc	380	$215,216
CRWD	CrowdStrike Holdings, Inc.	459	$215,160
HOOD	Robinhood Markets, Inc.	1,858	$210,139
BN	BROOKFIELD Corp /ON/	4,430	$203,292
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

186 tracked positions · $719,448,796 total · filing declares 290 positions · $723,498,029 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 186 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FNDA	Schwab Fundamental U.S. Small Company ETF	Added	2,653,853	+41,613	$71,578,421	+1.7%	9.95%
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	408,397	+6,497	$46,061,467	+1.5%	6.40%
AAPL	Apple Inc. Technology	Reduced	147,173	-3,381	$37,351,035	−8.7%	5.19%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	514,521	+43,033	$36,838,114	+5.6%	5.12%
CWI	State Street SPDR MSCI ACWI ex-US ETF	Added	638,794	+95,796	$29,495,470	+20.1%	4.10%
AMAT	Applied Materials Inc /De Technology	Reduced	82,664	-5,956	$28,253,728	+24.1%	3.93%
GOOGL	Alphabet Inc. Communication Services	Reduced	86,144	-3,214	$24,759,590	−11.5%	3.44%
NVDA	Nvidia Corp CALL + SHARES Technology	Reduced	119,826	-659	$20,897,654	−7.0%	2.90%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	74,507	-1,381	$19,880,700	−3.3%	2.76%
BWA	Borgwarner Inc Consumer Cyclical	Reduced	343,010	-25,403	$18,611,722	+12.1%	2.59%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	153,489	-9,344	$18,208,400	−3.7%	2.53%
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Added	184,569	+13,969	$17,969,850	+8.8%	2.50%
SLV	iShares Silver Trust	Reduced	255,271	-30,452	$17,394,165	−5.5%	2.42%
AMGN	Amgen Inc Healthcare	Reduced	46,681	-2,315	$16,424,709	+2.4%	2.28%
SCHW	Schwab Charles Corp Financial Services	Reduced	159,402	-12,408	$14,980,599	−12.7%	2.08%
MDT	Medtronic plc Healthcare	Reduced	147,393	-9,866	$12,771,603	−15.5%	1.78%
SPY	Spdr S&P 500 ETF Trust	Reduced	16,945	-324	$11,020,011	−6.4%	1.53%
		Added	254,020	+10,728	$10,710,986	+8.1%	1.49%
IAU	Ishares Gold Trust	Reduced	115,195	-5,017	$10,155,591	+4.1%	1.41%
GLD	Spdr Gold Trust	Added	21,706	+649	$9,339,874	+11.9%	1.30%
CAT	Caterpillar Inc Industrials	Reduced	12,551	-446	$8,891,881	+19.4%	1.24%
LLY	ELI LILLY & Co Healthcare	Reduced	9,656	-79	$8,881,299	−15.1%	1.23%
MRVL	Marvell Technology, Inc. Technology	Reduced	87,606	-5,107	$8,677,374	+10.1%	1.21%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	21,736	-27	$8,080,358	−17.4%	1.12%
ON	On Semiconductor Corp CALL + SHARES Technology	Reduced	129,297	-3,947	$8,006,070	+11.0%	1.11%
DE	Deere & Co Industrials	Reduced	12,106	-530	$6,819,309	+15.9%	0.95%
MSFT	Microsoft Corp Technology	Reduced	18,144	-732	$6,716,364	−26.4%	0.93%
CVS	CVS HEALTH Corp Healthcare	Reduced	91,700	-7,752	$6,585,894	−16.6%	0.92%
PEP	Pepsico Inc Consumer Defensive	Added	40,151	+223	$6,235,048	+8.8%	0.87%
WBD	Warner Bros. Discovery, Inc. CALL + SHARES Communication Services	Reduced	222,541	-1,630	$6,110,975	−5.4%	0.85%
CAAA	First Trust AAA CMBS ETF	Added	120,305	+9,259	$5,992,392	+7.9%	0.83%
V	Visa Inc. Financial Services	Reduced	19,317	-631	$5,838,370	−16.5%	0.81%
ZBH	Zimmer Biomet Holdings, Inc. Healthcare	Reduced	63,540	-663	$5,745,286	−0.5%	0.80%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Added	50,577	+4,352	$5,635,600	+7.9%	0.78%
NUE	Nucor Corp CALL + SHARES Basic Materials	Reduced	29,811	-519	$5,041,040	+1.9%	0.70%
EDV	Vanguard World Funds Extended Duration ETF	Added	27,245	+2,071	$5,030,753	+3.1%	0.70%
UPS	United Parcel Service Inc CALL + SHARES Industrials	Reduced	47,999	-1,997	$4,722,141	−4.8%	0.66%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Added	21,151	+139	$4,405,118	−9.2%	0.61%
GLPI	Gaming & Leisure Properties, Inc. Real Estate	Reduced	96,128	-4,000	$4,265,199	−4.7%	0.59%
AAAU	Goldman Sachs Physical Gold ETF	Reduced	85,089	-3,030	$3,930,260	+4.8%	0.55%
ACSG	American Century Small Cap Growth Insights ETF	Reduced	35,376	-908	$3,708,793	+4.7%	0.52%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	55,823	-487	$3,577,137	+1.7%	0.50%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	5,837	-44	$3,514,751	−5.3%	0.49%
		Added	147,193	+15,325	$3,513,496	+7.6%	0.49%
PNR	PENTAIR plc Industrials	Reduced	38,189	-1,542	$3,326,643	−19.6%	0.46%
SLB	Slb Limited/Nv Energy	Reduced	64,588	-2,264	$3,319,177	+29.4%	0.46%
VEU	Vanguard FTSE All-World Ex-US ETF	Reduced	39,428	-640	$3,309,544	−1.5%	0.46%
VIG	Vanguard Dividend Appreciation ETF	Added	26,201	+184	$3,234,704	−0.8%	0.45%
BKF	iShares MSCI BIC ETF	Added	29,520	+17	$3,011,927	−3.1%	0.42%
WMT	Walmart Inc. Consumer Defensive	Reduced	23,291	-200	$2,894,605	+10.6%	0.40%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.