BTAL · AGF U.S. Market Neutral Anti-Beta Fund ETF

$12.07 -0.25 (-2.03%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 63

Total Value: $150,842,425

Total Shares: 13,528,472

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 63 13F filers · Δ vs Mar 31, 2026

Top Holder

14.4%

+2.6 pts

Top 5

57.0%

+7.4 pts

Top 10

79.7%

+8.4 pts

HHI

815

Broadly held+173

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -24

Institutional value: -44.3%

Shares held: -30.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large AE Wealth Management LLC	+154,639	927,590
Large Focus Partners Wealth	+131,147	1,537,923
Mega JANE STREET GROUP, LLC	+97,899	239,792
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+82,463	124,237
Micro Good Steward Wealth Advisors,LLC	+30,079	104,503

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large HighTower Advisors, LLC	−582,088	797,480
Large Federation des caisses Desjardins du Quebec	−466,178	1,758,251
Mega ROYAL BANK OF CANADA	−232,322	17,463
Small Carrera Capital Advisors	−202,714	1,539,121
Mega ENVESTNET ASSET MANAGEMENT INC	−170,560	14,210

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid IFG Advisory, LLC	409,162	$4,562,156
Mega CITADEL ADVISORS LLC	114,285	$1,274,277
Small Maridea Wealth Management LLC	105,600	$1,177,440
Micro Persium Advisors, LLC	57,600	$642,240
Micro INVESTED ADVISORS	28,329	$315,868

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Pasadena Private Wealth, LLC	2,286,833	$31,924,188
Mid Krilogy Financial LLC	597,562	$8,341,965
Large Kestra Advisory Services, LLC	392,471	$5,478,895
Small Encompass More Asset Management	280,005	$3,908,869
Small WealthPlan Investment Management, LLC	255,488	$3,566,612

Filter: New 18 Increased 18 Reduced 17 Sold out 42 Unchanged 10

Showing 63 of 63

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FMR LLC

$21,680,550

14.37%

1,944,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,944,444	$21,680,550	100.0%	Defined

Federation des caisses Desjardins du Quebec

$19,604,498

13.00%

1,758,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	1,758,251	$19,604,498	100.0%	Defined

Carrera Capital Advisors

$17,161,199

11.38%

1,539,121

Focus Partners Wealth

$17,147,841

11.37%

1,537,923

AE Wealth Management LLC

$10,342,620

6.86%

927,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
210 Financial	2,343	$26,124	0.3%	Other
Alpha Planning & Financial Services	44	$490	0.0%	Other
Beacon Capital Management, LLC	1,030	$11,484	0.1%	Other
Brigher Financial	5,607	$62,518	0.6%	Other
Bucket List Wealth Management	2,138	$23,838	0.2%	Other
Centennnial Advisors, LLC	975	$10,871	0.1%	Other
Creekmur Asset Management LLC	15,182	$169,279	1.6%	Other
Elite Retirement Planning LLC	80,030	$892,334	8.6%	Other
Family Legacy Planning	9,137	$101,877	1.0%	Other
FSA Advisors, Inc.	19,130	$213,299	2.1%	Other
Guerra Advisors Inc	230	$2,564	0.0%	Other
International Private Wealth Advisors LLC	4,601	$51,301	0.5%	Other
Kingdom Financial Group LLC.	1,970	$21,965	0.2%	Other
MADISON AVENUE SECURITIES, LLC	2,528	$28,187	0.3%	Other
Montgomery Financial Services	1,310	$14,606	0.1%	Other
Park Square Financial Services	1,025	$11,428	0.1%	Other
POM Investment Strategies, LLC	207,404	$2,312,554	22.4%	Other
RSG Investments LLC	22,241	$247,987	2.4%	Other
The Holland Group	2,282	$25,444	0.2%	Other
Held directly	548,383	$6,114,470	59.1%	Other

HighTower Advisors, LLC

$8,891,902

5.89%

797,480

CIBC WORLD MARKET INC.

$8,739,046

5.79%

783,771

OneDigital Investment Advisors LLC

$6,762,553

4.48%

606,507

Crescent Grove Advisors, LLC

$5,282,992

3.50%

473,811

IFG Advisory, LLC

$4,562,156

3.02%

409,162

Advisory Services Network, LLC

$3,817,592

2.53%

342,385

JANE STREET GROUP, LLC

$2,673,680

1.77%

239,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	239,792	$2,673,680	100.0%	Defined

Purpose Unlimited Inc.

$2,246,758

1.49%

201,503

OSAIC HOLDINGS, INC.

$2,158,417

1.43%

193,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	187,580	$2,091,517	96.9%	Defined
Osaic Advisory Services, LLC	6,000	$66,900	3.1%	Defined

CAPTRUST FINANCIAL ADVISORS

$2,109,580

1.40%

189,200

PMV Capital Advisers, LLC

$2,099,578

1.39%

188,303

Trek Financial, LLC

$1,700,531

1.13%

152,514

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,385,242

0.92%

124,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	124,237	$1,385,242	100.0%	Other

CITADEL ADVISORS LLC

$1,274,277

0.84%

114,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	114,285	$1,274,277	100.0%	Defined

LPL Financial LLC

$1,213,142

0.80%

108,802

Maridea Wealth Management LLC

$1,177,440

0.78%

105,600

Good Steward Wealth Advisors,LLC

$1,165,208

0.77%

104,503

Axim Planning & Wealth

$854,112

0.57%

76,602

Arete Wealth Advisors, LLC

$722,185

0.48%

64,770

Hudson Bay Capital Management LP

$670,895

0.44%

60,170

Persium Advisors, LLC

$642,240

0.43%

57,600

Bank of New York Mellon Corp

$435,128

0.29%

39,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Advisors, Inc. joint	39,024	$435,117	100.0%	Defined
Held directly	1	$11	0.0%	Defined

MORGAN STANLEY

$394,051

0.26%

35,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	35,339	$394,029	100.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2	$22	0.0%	Defined

INVESTED ADVISORS

$315,868

0.21%

28,329

Ethos Financial Group, LLC

$294,973

0.20%

26,455

Advyzon Investment Management, LLC

$293,768

0.19%

26,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Murphy Amy B	26,288	$293,111	99.8%	Other
Held directly	59	$657	0.2%	Sole

Ausdal Financial Partners, Inc.

$293,111

0.19%

26,288

Comprehensive Money Management Services LLC

$221,383

0.15%

19,855

ROYAL BANK OF CANADA

$194,711

0.13%

17,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	384	$4,281	2.2%	Defined
RBC Dominion Securities Inc.	17,079	$190,430	97.8%	Defined

Sankala Group LLC

$191,902

0.13%

17,211

RHS Financial, LLC

$188,456

0.12%

16,902

IPG Investment Advisors LLC

$169,212

0.11%

15,176

RAYMOND JAMES FINANCIAL INC

$164,127

0.11%

14,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	13,990	$155,988	95.0%	Defined
Raymond James Financial Services Advisors, Inc.	730	$8,139	5.0%	Defined

REAP Financial Group, LLC

$162,332

0.11%

14,559

ENVESTNET ASSET MANAGEMENT INC

$158,441

0.11%

14,210

HRT FINANCIAL LP

$154,360

0.10%

13,844

TWO SIGMA SECURITIES, LLC

$144,236

0.10%

12,936

Empirical Asset Management, LLC

$143,801

0.10%

12,897

Cetera Investment Advisers

$142,218

0.09%

12,755

Tidal Investments LLC

$131,469

0.09%

11,791

StoneX Group Inc.

$131,057

0.09%

11,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	11,754	$131,057	100.0%	Defined

SIMPLEX TRADING, LLC

$113,183

0.08%

10,151

MML INVESTORS SERVICES, LLC

$112,615

0.07%

10,100

J.Safra Asset Management Corp

$99,714

0.07%

8,943

Steward Partners Investment Advisory, LLC

$47,108

0.03%

4,225

Geneos Wealth Management Inc.

$25,087

0.02%

2,250

JONES FINANCIAL COMPANIES LLLP

$8,875

0.01%

796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	796	$8,875	100.0%	Sole

Highland Investment Advisors LLC

$8,117

0.01%

728

Continuum Advisory, LLC

$7,002

0.00%

628

Strategic Wealth Partners, Ltd.

$3,411

0.00%

306

Smartleaf Asset Management LLC

$1,349

0.00%

121

SHP Wealth Management

$1,338

0.00%

120

Tower Research Capital LLC (TRC)

$1,003

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	90	$1,003	100.0%	Other

GROUP ONE TRADING LLC

$780

0.00%

WELLS FARGO & COMPANY/MN

$702

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	63	$702	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$646

0.00%

UBS Group AG

$568

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	51	$568	100.0%	Defined

Capital Advisor Network LLC

$89

0.00%