CDC · VictoryShares US EQ Income Enhanced Volatility Wtd ETF ETF

$76.83 -0.48 (-0.62%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $1,610,482

Total Shares: 21,655

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

86.0%

+71.7 pts

Top 5

100.0%

+47.0 pts

Top 10

100.0%

+26.7 pts

HHI

7,586

Highly concentrated+6,861

Quarterly Activity

vs Mar 31, 2023

New

2

Increased

0

Decreased

0

Sold Out

71

Unchanged

0

Holder count: -69

Institutional value: -99.8%

Shares held: -99.8%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	18,614	$1,384,323
Large Corient Private Wealth LLC	3,041	$226,159

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	1,803,401	$109,322,168
Mega MORGAN STANLEY	1,739,825	$105,468,191
Mega AMERIPRISE FINANCIAL INC	1,347,256	$81,670,658
Mega ROYAL BANK OF CANADA	950,283	$57,606,154
Mega BANK OF AMERICA CORP /DE/	881,468	$53,434,589

Filter: New 2 Increased 0 Reduced 0 Sold out 71 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC CDC

$1,384,323

85.96%

18,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,614	$1,384,323	100.0%	Defined

Corient Private Wealth LLC CDC

$226,159

14.04%

3,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,739,825	$105,468,191	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	1,347,256	$81,670,658	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	11,181	$677,792	1.2%	Defined
RBC Capital Markets, LLC	892,761	$54,119,171	93.9%	Defined
RBC Trust Co (Delaware) Ltd	46,341	$2,809,191	4.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	5,805	$351,899	0.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	284,817	$17,265,606	32.3%	Defined
MANAGED ACCOUNT ADVISORS LLC	590,846	$35,817,084	67.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	613,476	$37,188,915	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	793	$48,071	0.1%	Defined
SAGEPOINT FINANCIAL, INC.	43,624	$2,644,486	8.1%	Defined
FSC SECURITES, INC.	10,719	$649,785	2.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	151,367	$9,175,867	28.0%	Defined
SECURITIES AMERICA ADVISORS INC	157,991	$9,577,414	29.2%	Defined
ARBOR POINT ADVISORS, LLC	80,608	$4,886,456	14.9%	Defined
TRIAD HYBRID SOLUTIONS, LLC	66,892	$4,054,993	12.4%	Defined
American Portfolios Advisors	17,526	$1,062,426	3.2%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	10,938	$663,061	2.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	496,051	$30,070,611	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	3,000	$181,860	0.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	270,705	$16,410,137	57.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	197,224	$11,955,718	41.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	231,086	$14,008,433	87.7%	Defined
Stifel Independent Advisors, LLC	32,396	$1,963,845	12.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HBKS Wealth Advisors	92,905	$5,631,901	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	51,407	$3,116,292	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hilltop Securities Holdings LLC joint	26,907	$1,631,102	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	23,371	$1,416,750	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	15,917	$964,888	80.4%	Defined
NEXT Financial Group, Inc	3,887	$235,629	19.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	18,699	$1,133,533	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	13,329	$808,003	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC National Trust Co	8,574	$519,755	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	150	$9,093	7.9%	Defined
55I, LLC	1,738	$105,357	92.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	98	$5,940	73.7%	Defined
PNC Investments LLC	35	$2,121	26.3%	Defined