CPTL · Global X Conscious Companies ETF ETF

Alerts for CPTL

$48.61 -0.27 (-0.55%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $450,547

Total Shares: 9,590

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+23.2 pts

Top 5

100.0%

+9.6 pts

Top 10

100.0%

+4.2 pts

HHI

10,000

Highly concentrated+4,018

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

0

Sold Out

31

Unchanged

0

Holder count: -30

Institutional value: -99.5%

Shares held: -99.7%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	9,590	$450,547

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	2,457,397	$72,468,637
Mid Gladstone Institutional Advisory LLC	253,856	$7,486,213
Large Tidal Investments LLC	63,588	$1,875,210
Mega BANK OF AMERICA CORP /DE/	62,130	$1,832,212
Mid WCG Wealth Advisors LLC	55,268	$1,629,853

Filter: New 1 Increased 0 Reduced 0 Sold out 31 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC CPTL

$450,547

100.00%

9,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,590	$450,547	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,457,397	$72,468,637	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10,565	$311,561	17.0%	Defined
MANAGED ACCOUNT ADVISORS LLC	51,565	$1,520,651	83.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	157	$4,629	0.4%	Defined
RBC Capital Markets, LLC	36,324	$1,071,194	94.2%	Defined
RBC Dominion Securities Inc.	2,076	$61,221	5.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	18,217	$537,219	58.5%	Defined
G1 EXECUTION SERVICES, LLC	12,901	$380,450	41.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	23,955	$706,432	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	22,242	$655,916	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURITIES AMERICA ADVISORS INC	332	$9,790	2.5%	Defined
ARBOR POINT ADVISORS, LLC	35	$1,032	0.3%	Defined
TRIAD HYBRID SOLUTIONS, LLC	3,715	$109,555	28.3%	Defined
American Portfolios Advisors	9,033	$266,383	68.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	1,581	$46,623	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Johnson Wealth Inc.	1,000	$29,490	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	825	$24,329	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	100	$2,949	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	20	$589	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	—	Defined