DBE ETF

$34.59 +0.04 (+0.12%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 37

Total Value: $35,799,164

Total Shares: 1,421,805

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 37 13F filers · Δ vs Mar 31, 2026

Top Holder

22.0%

−0.4 pts

Top 5

67.2%

+4.8 pts

Top 10

85.1%

−0.5 pts

HHI

1,188

Broadly held+119

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: +18.2%

Shares held: +38.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega AMERIPRISE FINANCIAL INC	+229,676	300,632
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+77,386	94,718
Mega LPL Financial LLC	+20,010	43,906
Mid Equitable Holdings, Inc.	+4,222	73,600
Mega PNC FINANCIAL SERVICES GROUP, INC.	+1,995	3,556

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega MANUFACTURERS LIFE INSURANCE COMPANY, THE	−76,471	50,242
Large Cetera Investment Advisers	−17,713	62,594
Large Steward Partners Investment Advisory, LLC	−14,003	16,246
Mega BANK OF AMERICA CORP /DE/	−4,643	225,504
Mega UBS Group AG	−1,620	5,033

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Cambria Investment Management, L.P.	222,561	$5,835,549
Small FLOW TRADERS U.S. LLC	38,067	$998,116
Mega RAYMOND JAMES FINANCIAL INC	36,159	$948,088
Mega CITADEL ADVISORS LLC	30,994	$812,662
Mid Private Advisory Group LLC	9,772	$256,221

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Advisory Services Network, LLC	132,853	$3,915,177
Small Leo Wealth, LLC	31,247	$920,849
Micro Bright Futures Wealth Management, LLC.	8,016	$236,231
Large CWM, LLC	7,143	$210,504
Mid Knights of Columbus Asset Advisors LLC	3,575	$105,355

Filter: New 11 Increased 8 Reduced 9 Sold out 8 Unchanged 9

Showing 39 of 39

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AMERIPRISE FINANCIAL INC

$7,882,570

22.02%

300,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	299,902	$7,863,430	99.8%	Defined
Ameriprise Bank, FSB	730	$19,140	0.2%	Defined

BANK OF AMERICA CORP /DE/

$5,912,714

16.52%

225,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	179,762	$4,713,359	79.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	45,742	$1,199,355	20.3%	Defined

Cambria Investment Management, L.P.

$5,835,549

16.30%

222,561

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tidal Investments LLC	222,561	$5,835,549	100.0%	Other

Equitable Holdings, Inc.

$1,929,791

5.39%

73,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Investment Management Group, LLC	17,160	$449,935	23.3%	Defined
EQUITABLE ADVISORS, LLC	130	$3,408	0.2%	Defined
Equitable Investment Management, LLC	56,310	$1,476,448	76.5%	Defined

Cetera Investment Advisers

$1,641,214

4.58%

62,594

ENVESTNET ASSET MANAGEMENT INC

$1,318,970

3.68%

50,304

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,317,345

3.68%

50,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	50,242	$1,317,345	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,285,251

3.59%

49,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	28,361	$743,625	57.9%	Other
G1 EXECUTION SERVICES, LLC	20,657	$541,626	42.1%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,198,254

3.35%

45,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	45,700	$1,198,254	100.0%	Other

LPL Financial LLC

$1,151,215

3.22%

43,906

FLOW TRADERS U.S. LLC

$998,116

2.79%

38,067

RAYMOND JAMES FINANCIAL INC

$948,088

2.65%

36,159

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	35,160	$921,895	97.2%	Defined
Raymond James Financial Services Advisors, Inc.	999	$26,193	2.8%	Defined

CITADEL ADVISORS LLC

$595,036

1.66%

22,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	22,694	$595,036	100.0%	Defined

STIFEL FINANCIAL CORP

$570,678

1.59%

21,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	21,765	$570,678	100.0%	Defined

PARTNERS WEALTH MANAGEMENT, LLC

$444,874

1.24%

16,967

Steward Partners Investment Advisory, LLC

$425,970

1.19%

16,246

American State Bank (Iowa)

$377,568

1.05%

14,400

Private Advisory Group LLC

$256,221

0.72%

9,772

Cambridge Investment Research Advisors, Inc.

$244,816

0.68%

9,337

PICTON MAHONEY ASSET MANAGEMENT

$238,864

0.67%

9,110

CITADEL ADVISORS LLC

$217,626

0.61%

8,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	8,300	$217,626	100.0%	Defined

MGO ONE SEVEN LLC

$203,467

0.57%

7,760

BARCLAYS PLC

$133,853

0.37%

5,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Barclays Bank (Suisse) SA	5,105	$133,853	100.0%	Defined

UBS Group AG

$131,965

0.37%

5,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,033	$131,965	100.0%	Defined

WestEnd Advisors, LLC

$105,483

0.29%

4,023

PNC FINANCIAL SERVICES GROUP, INC.

$93,238

0.26%

3,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	3,556	$93,238	100.0%	Defined

MORGAN STANLEY

$87,522

0.24%

3,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,238	$84,900	97.0%	Defined
Held directly	100	$2,622	3.0%	Defined

ROYAL BANK OF CANADA

$71,423

0.20%

2,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,724	$71,423	100.0%	Defined

OSAIC HOLDINGS, INC.

$70,295

0.20%

2,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,653	$69,561	99.0%	Defined
OSAIC INSTITUTIONS, INC.	28	$734	1.0%	Defined

Aptus Capital Advisors, LLC

$35,029

0.10%

1,336

WELLS FARGO & COMPANY/MN

$31,464

0.09%

1,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1,200	$31,464	100.0%	Defined

BANK OF MONTREAL /CAN/

$16,361

0.05%

624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Family Office, LLC	624	$16,361	100.0%	Defined

Global Retirement Partners, LLC

$12,874

0.04%

491

ACTION POINT FINANCIAL PLANNING, LLC

$5,244

0.01%

200

JONES FINANCIAL COMPANIES LLLP

$5,244

0.01%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	200	$5,244	100.0%	Sole

NATIONAL BANK OF CANADA /FI/

$3,277

0.01%

125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	125	$3,277	100.0%	Defined

M Holdings Securities, Inc.

$1,659

0.00%

56,530

HUNTINGTON NATIONAL BANK

$26

0.00%

Institute for Wealth Management, LLC.

$10

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	35	$1,031	100.0%	Other