DFJ · WisdomTree Japan SmallCap Dividend Fund ETF

$115.34 -0.08 (-0.07%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 10

Total Value: $20,845,015

Total Shares: 302,277

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 10 13F filers · Δ vs Jun 30, 2023

Top Holder

56.0%

+36.1 pts

Top 5

91.4%

+24.8 pts

Top 10

100.0%

+14.6 pts

HHI

3,507

Highly concentrated+2,369

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -36

Institutional value: -78.0%

Shares held: -78.7%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds
Mid OLD MISSION CAPITAL LLC	+17,972	35,919
Mega BANK OF AMERICA CORP /DE/	+14,054	33,878
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+13,543	22,037
Mega MORGAN STANLEY	+1,355	169,211

Top Sellers

vs Jun 30, 2023

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−69,337	12,573
Mega ROYAL BANK OF CANADA	−5,866	7,530
Mega CITADEL ADVISORS LLC	−2,161	5,761
Small Financial Gravity Asset Management, Inc.	−67	0

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)	Open
Small FLOW TRADERS U.S. LLC	15,365	$1,059,570

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Micro Motley Fool Wealth Management, LLC	283,209	$18,864,551
Mega FMR LLC	275,414	$18,345,325
Mega RAYMOND JAMES & ASSOCIATES	139,278	$9,277,307
Large Vontobel Holding Ltd.	81,700	$5,442,037
Micro SACHEM HILL LLC	71,452	$4,759,417

Filter: New 1 Increased 4 Reduced 4 Sold out 37 Unchanged 1

Showing 10 of 10

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY DFJ

$11,668,789

55.98%

169,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	510	$35,169	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	168,701	$11,633,620	99.7%	Defined

OLD MISSION CAPITAL LLC DFJ

$2,476,974

11.88%

35,919

BANK OF AMERICA CORP /DE/ DFJ

$2,336,225

11.21%

33,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	16,309	$1,124,668	48.1%	Defined
BOFA SECURITIES, INC.	14,555	$1,003,712	43.0%	Defined
MANAGED ACCOUNT ADVISORS LLC	3,014	$207,845	8.9%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP DFJ

$1,519,671

7.29%

22,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	22,037	$1,519,671	100.0%	Defined

FLOW TRADERS U.S. LLC DFJ

$1,059,570

5.08%

15,365

JANE STREET GROUP, LLC DFJ

$867,034

4.16%

12,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	12,573	$867,034	100.0%	Defined

ROYAL BANK OF CANADA DFJ

$519,268

2.49%

7,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,449	$168,883	32.5%	Defined
RBC Dominion Securities Inc.	4,267	$294,252	56.7%	Defined
RBC Trust Co (Delaware) Ltd	814	$56,133	10.8%	Defined

CITADEL ADVISORS LLC DFJ

$397,278

1.91%

5,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,761	$397,278	100.0%	Defined

Tower Research Capital LLC (TRC) DFJ

$206

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	3	$206	100.0%	Other

Financial Gravity Asset Management, Inc. DFJ

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	275,413	$18,345,259	100.0%	Defined
Held directly	1	$66	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vontobel Swiss Financial Advisers AG	81,700	$5,442,037	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	28,377	$1,890,191	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	24,823	$1,653,460	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	19,400	$1,292,234	100.0%	Defined
Held directly	1	$66	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	14,085	$938,201	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MEITAV PORTFOLIO MANAGEMENT LTD	3,170	$211,153	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SAGEPOINT FINANCIAL, INC.	1,331	$88,657	55.8%	Defined
FSC SECURITES, INC.	21	$1,398	0.9%	Defined
SECURITIES AMERICA ADVISORS INC	700	$46,627	29.3%	Defined
ARBOR POINT ADVISORS, LLC	228	$15,187	9.6%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	107	$7,127	4.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	450	$29,974	22.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,528	$101,780	77.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,905	$126,891	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	15	$999	100.0%	Defined