DFNM · Dimensional National Municipal Bond ETF ETF

Alerts for DFNM

$47.25 -0.03 (-0.06%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $3,956,944

Total Shares: 81,865

Institutional Ownership Trend

11 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2024

Top Holder

100.0%

+83.9 pts

Top 5

100.0%

+39.9 pts

Top 10

100.0%

+24.1 pts

HHI

10,000

Highly concentrated+9,142

Quarterly Activity

vs Mar 31, 2024

New

1

Increased

0

Decreased

0

Sold Out

53

Unchanged

0

Holder count: -52

Institutional value: -98.6%

Shares held: -98.6%

Top New Positions

vs Mar 31, 2024

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	81,865	$3,956,944

Top Sold-Out Positions

vs Mar 31, 2024

Institution	Previously Held	Last Value (USD)	Open
Small GeoWealth Management, LLC	931,864	$44,813,339
Small Beaird Harris Wealth Management, LLC	841,191	$40,452,874
Large Pathstone Holdings, LLC	734,440	$35,319,218
Micro Austin Wealth Management, LLC	515,775	$24,803,619
Small Graves Light Lenhart Wealth, Inc.	442,498	$21,279,728

Filter: New 1 Increased 0 Reduced 0 Sold out 53 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC DFNM

$3,956,944

100.00%

81,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	135,833	$6,532,208	18.5%	Defined
Held directly	598,607	$28,787,010	81.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	12,789	$615,023	12.8%	Defined
1919 Investment Counsel, LLC	77,500	$3,726,975	77.7%	Defined
Stifel Trust Company, N.A.	9,500	$456,855	9.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANAGED ACCOUNT ADVISORS LLC	93,210	$4,482,468	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	3,262	$156,869	3.8%	Defined
55I, LLC	83,395	$4,010,465	96.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	78,554	$3,777,661	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	50,228	$2,415,464	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	42,991	$2,067,437	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	9,404	$452,238	89.3%	Defined
OSAIC INSTITUTIONS, INC.	351	$16,879	3.3%	Defined
SECURITIES AMERICA ADVISORS INC	449	$21,592	4.3%	Defined
American Portfolios Advisors	328	$15,773	3.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	8,987	$432,184	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DIMENSIONAL FUND ADVISORS LP	8,509	$409,197	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	6,917	$332,638	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,014	$48,763	100.0%	Sole