DIAL · Columbia Diversified Fixed Income Allocation ETF ETF

Alerts for DIAL

$17.83 -0.02 (-0.11%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,069,126

Total Shares: 113,876

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+42.8 pts

Top 5

100.0%

+20.5 pts

Top 10

100.0%

+10.3 pts

HHI

10,000

Highly concentrated+6,575

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

1

Decreased

0

Sold Out

51

Unchanged

0

Holder count: -51

Institutional value: -99.1%

Shares held: -99.2%

Top Buyers

vs Mar 31, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+14,291	113,876

Top Sellers

vs Mar 31, 2023

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega AMERIPRISE FINANCIAL INC	7,540,201	$134,743,390
Mega MORGAN STANLEY	838,385	$14,981,939
Mega JANE STREET GROUP, LLC	756,748	$13,523,086
Mega WELLS FARGO & COMPANY/MN	748,824	$13,381,483
Mega BANK OF AMERICA CORP /DE/	602,526	$10,767,139

Filter: New 0 Increased 1 Reduced 0 Sold out 51 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC DIAL

$2,069,126

100.00%

113,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	113,876	$2,069,126	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,633,929	$29,198,311	21.7%	Defined
Ameriprise Financial Services, LLC joint	86,425	$1,544,414	1.1%	Defined
Columbia Wanger Asset Management, LLC.	5,819,196	$103,989,032	77.2%	Defined
Ameriprise Bank, FSB	651	$11,633	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	20	$357	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	838,365	$14,981,582	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	756,748	$13,523,086	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	76,008	$1,358,262	10.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	672,816	$12,023,221	89.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	100,369	$1,793,594	16.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	502,157	$8,973,545	83.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	134,516	$2,403,800	99.5%	Defined
RBC Private Counsel (USA) Inc.	610	$10,900	0.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST FOUNDATION BANK	2,125	$37,973	1.6%	Defined
Held directly	130,206	$2,326,781	98.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	88,275	$1,577,474	81.3%	Defined
SAGEPOINT FINANCIAL, INC.	196	$3,502	0.2%	Defined
FSC SECURITES, INC.	28	$500	0.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	6,198	$110,758	5.7%	Defined
SECURITIES AMERICA ADVISORS INC	10,644	$190,208	9.8%	Defined
TRIAD HYBRID SOLUTIONS, LLC	1,680	$30,021	1.5%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	1,538	$27,484	1.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	66,349	$1,185,656	92.5%	Defined
UBS Securities LLC	5,371	$95,979	7.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vivaldi Capital Management LP	64,396	$1,150,756	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	30,670	$548,072	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	26,908	$480,845	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	13,438	$240,137	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	11,671	$208,560	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	10,971	$196,051	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P.Morgan SE	1,235	$22,069	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP INVESTMENTS, INC.	923	$16,494	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	4	$71	100.0%	Defined