DWAS · Invesco Dorsey Wright SmallCap Momentum ETF ETF

Alerts for DWAS

$110.27 +1.20 (+1.10%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $598,611

Total Shares: 4,702

Institutional Ownership Trend

2 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2020

Top Holder

100.0%

+79.9 pts

Top 5

100.0%

+35.2 pts

Top 10

100.0%

+13.7 pts

HHI

10,000

Highly concentrated+8,910

Quarterly Activity

vs Mar 31, 2020

New

0

Increased

0

Decreased

1

Sold Out

30

Unchanged

0

Holder count: -30

Institutional value: -98.8%

Shares held: -99.6%

Top Buyers

vs Mar 31, 2020

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2020

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−71,947	4,702

Top New Positions

vs Mar 31, 2020

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2020

Institution	Previously Held	Last Value (USD)	Open
Mega ROYAL BANK OF CANADA	246,628	$10,045,156
Mega WELLS FARGO & COMPANY/MN	214,672	$8,743,590
Mega MORGAN STANLEY	150,537	$6,131,372
Large Baird Financial Group, Inc.	108,124	$4,403,890
Mega LPL Financial LLC	69,602	$2,834,889

Filter: New 0 Increased 0 Reduced 1 Sold out 30 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC DWAS

$598,611

100.00%

4,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,702	$598,611	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	58,819	$2,395,697	23.8%	Defined
RBC Capital Markets, LLC	180,916	$7,368,708	73.4%	Defined
RBC Trust Co (Delaware) Ltd	6,893	$280,751	2.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	68,498	$2,789,923	31.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	146,174	$5,953,667	68.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	150,537	$6,131,372	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	108,124	$4,403,890	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	55,463	$2,259,007	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	46,655	$1,900,258	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	30,967	$1,261,285	90.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	3,292	$134,083	9.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	17,271	$703,447	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES INC	1,272	$51,808	8.3%	Defined
SAGEPOINT FINANCIAL, INC.	5	$203	0.0%	Defined
FSC SECURITES, INC.	6,352	$258,716	41.7%	Defined
WOODBURY FINANCIAL SERVICES, INC.	2,145	$87,365	14.1%	Defined
SECURITIES AMERICA ADVISORS INC	4,763	$193,996	31.3%	Defined
Triad Advisors, LLC	103	$4,195	0.7%	Defined
Investacorp Advisory Services, Inc.	200	$8,146	1.3%	Defined
Vision2020 Wealth Management Copr.	401	$16,332	2.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	7,756	$315,901	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	6,094	$248,208	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	2,837	$115,551	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	1,094	$44,558	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BrightSphere Inc.	1,065	$43,377	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	455	$18,532	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	77	$3,136	100.0%	Defined