EQL · ALPS Equal Sector Weight ETF ETF

$51.96 -0.31 (-0.59%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $1,008,091

Total Shares: 19,982

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

67.3%

+44.4 pts

Top 5

100.0%

+33.1 pts

Top 10

100.0%

+15.4 pts

HHI

5,602

Highly concentrated+4,498

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

1

Decreased

1

Sold Out

34

Unchanged

0

Holder count: -34

Institutional value: -97.9%

Shares held: -98.7%

Top Buyers

vs Mar 31, 2023

Institution	Added	Now Holds	Open
Large Corient Private Wealth LLC	+3,025	6,525

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−9,035	13,457

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega BANK OF AMERICA CORP /DE/	334,280	$11,090,307
Mid OPPENHEIMER ASSET MANAGEMENT INC.	193,757	$6,428,217
Mega MORGAN STANLEY	155,343	$5,153,768
Mega ENVESTNET ASSET MANAGEMENT INC	150,413	$4,990,206
Micro Algorithmic Investment Models, LLC	142,469	$4,726,651

Filter: New 0 Increased 1 Reduced 1 Sold out 34 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC EQL

$678,905

67.35%

13,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,457	$678,905	100.0%	Defined

Corient Private Wealth LLC EQL

$329,186

32.65%

6,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	313,243	$10,392,369	93.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	21,037	$697,938	6.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	155,343	$5,153,768	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	8,341	$276,726	12.2%	Defined
SAGEPOINT FINANCIAL, INC.	315	$10,450	0.5%	Defined
WOODBURY FINANCIAL SERVICES, INC.	620	$20,569	0.9%	Defined
SECURITIES AMERICA ADVISORS INC	14,162	$469,848	20.7%	Defined
ARBOR POINT ADVISORS, LLC	303	$10,052	0.4%	Defined
TRIAD HYBRID SOLUTIONS, LLC	6,799	$225,568	10.0%	Defined
American Portfolios Advisors	1,433	$47,542	2.1%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	36,337	$1,205,541	53.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	57,413	$1,904,773	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	53,109	$1,761,981	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	29,581	$981,399	77.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	8,816	$292,485	23.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Beaumont Financial Partners LLC	27,214	$902,870	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	20,638	$684,700	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	16,750	$555,709	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	3,211	$106,530	35.1%	Defined
RBC Capital Markets, LLC	5,938	$197,003	64.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	5,490	$182,140	97.7%	Defined
Washington Crossing Advisers LLC	128	$4,246	2.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO	5,170	$171,523	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,730	$57,395	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	1,002	$33,243	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ENVESTNET ASSET MANAGEMENT INC	88	$2,919	100.0%	Sole