FAN · First Trust Global Wind Energy ETF ETF

$23.67 +0.06 (+0.25%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $616,031

Total Shares: 24,661

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 2 13F filers · Δ vs Sep 30, 2023

Top Holder

63.9%

+26.1 pts

Top 5

100.0%

+19.3 pts

Top 10

100.0%

+6.0 pts

HHI

5,387

Highly concentrated+3,376

Quarterly Activity

vs Sep 30, 2023

New

2

Increased

0

Decreased

0

Sold Out

29

Unchanged

0

Holder count: -27

Institutional value: -97.3%

Shares held: -98.4%

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	15,761	$393,709
Mid Parkside Financial Bank & Trust	8,900	$222,322

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega BANK OF AMERICA CORP /DE/	594,919	$8,620,375
Mega MORGAN STANLEY	279,028	$4,043,115
Large Cetera Investment Advisers	162,384	$2,352,944
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	128,071	$1,855,747
Mega JANE STREET GROUP, LLC	105,812	$1,533,215

Filter: New 2 Increased 0 Reduced 0 Sold out 29 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FAN

$393,709

63.91%

15,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,761	$393,709	100.0%	Defined

Parkside Financial Bank & Trust FAN

$222,322

36.09%

8,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	249,479	$3,614,950	41.9%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	188,933	$2,737,639	31.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	156,507	$2,267,786	26.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	572	$8,288	0.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	278,456	$4,034,827	99.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	105,812	$1,533,215	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	73,910	$1,070,955	74.5%	Defined
G1 EXECUTION SERVICES, LLC	25,361	$367,480	25.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	1,171	$16,967	1.4%	Defined
RBC Capital Markets, LLC	77,147	$1,117,860	91.1%	Defined
RBC Dominion Securities Inc.	5,432	$78,709	6.4%	Defined
CITY NATIONAL BANK	910	$13,185	1.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	46,443	$672,959	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	30,798	$446,263	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	28,800	$417,312	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	11,785	$170,764	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	2,423	$35,109	46.2%	Defined
J.P. Morgan Securities LLC	2,823	$40,905	53.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	3,864	$55,989	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward Jones Trust Company	1,165	$16,880	100.0%	Sole