FNOV · FT Vest U.S. Equity Buffer ETF - November ETF

Alerts for FNOV

$60.08 -0.03 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $1,501,730

Total Shares: 25,675

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

53.7%

+34.6 pts

Top 5

100.0%

+43.4 pts

Top 10

100.0%

+26.9 pts

HHI

5,028

Highly concentrated+4,118

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

1

Decreased

0

Sold Out

43

Unchanged

0

Holder count: -42

Institutional value: -98.6%

Shares held: -99.1%

Top Buyers

vs Mar 31, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+5,335	13,800

Top Sellers

vs Mar 31, 2023

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small Schulz Wealth, LTD.	11,875	$694,568

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Large COMMONWEALTH EQUITY SERVICES, LLC	529,711	$19,916,074
Small Altman Advisors, Inc.	430,253	$16,176,652
Large OSAIC HOLDINGS, INC.	354,956	$13,345,632
Large Cetera Investment Advisers	129,907	$4,884,243
Mid Cetera Advisors LLC	118,927	$4,471,417

Filter: New 1 Increased 1 Reduced 0 Sold out 43 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FNOV

$807,162

53.75%

13,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,800	$807,162	100.0%	Defined

Schulz Wealth, LTD. FNOV

$694,568

46.25%

11,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	25,893	$973,525	7.3%	Defined
SAGEPOINT FINANCIAL, INC.	70,309	$2,643,477	19.8%	Defined
FSC SECURITES, INC.	13,764	$517,498	3.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	116,000	$4,361,368	32.7%	Defined
SECURITIES AMERICA ADVISORS INC	14,394	$541,185	4.1%	Defined
ARBOR POINT ADVISORS, LLC	131	$4,925	0.0%	Defined
TRIAD HYBRID SOLUTIONS, LLC	5,653	$212,541	1.6%	Defined
American Portfolios Advisors	101,432	$3,813,640	28.6%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	7,380	$277,473	2.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	55,850	$2,099,848	69.3%	Other
Held directly	24,767	$931,189	30.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CreativeOne Securities, LLC	1,759	$66,134	4.0%	Other
Held directly	41,755	$1,569,904	96.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vivaldi Capital Management LP	27,828	$1,046,277	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Western International Securities, Inc.	17,052	$641,121	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	13,491	$507,234	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, L.P.	12,095	$454,747	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	9,648	$362,745	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,425	$128,773	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	2,168	$81,512	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1,269	$47,711	100.0%	Sole