FRI · First Trust S&P REIT Index Fund ETF

$31.24 -0.19 (-0.62%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,415,151

Total Shares: 44,642

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+72.6 pts

Top 5

100.0%

+33.9 pts

Top 10

100.0%

+19.5 pts

HHI

10,000

Highly concentrated+8,601

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

37

Unchanged

0

Holder count: -37

Institutional value: -98.0%

Shares held: -98.5%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−14,016	44,642

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	792,802	$19,304,728
Mega LPL Financial LLC	636,822	$15,506,615
Small Aft, Forsyth & Sober, LLC	200,000	$4,870,000
Mega UBS Group AG	149,953	$3,651,355
Mega WELLS FARGO & COMPANY/MN	134,627	$3,278,166

Filter: New 0 Increased 0 Reduced 1 Sold out 37 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FRI

$1,415,151

100.00%

44,642

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	44,642	$1,415,151	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	792,802	$19,304,728	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	149,953	$3,651,355	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5,791	$141,010	4.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	128,836	$3,137,156	95.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	511	$12,442	0.4%	Defined
RBC Capital Markets, LLC	118,488	$2,885,182	97.5%	Defined
RBC Private Counsel (USA) Inc.	318	$7,743	0.3%	Defined
RBC Trust Co (Delaware) Ltd	2,153	$52,425	1.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	61,005	$1,485,471	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	19,159	$466,521	34.8%	Defined
G1 EXECUTION SERVICES, LLC	35,955	$875,504	65.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	52,829	$1,286,386	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	49,262	$1,199,529	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	44,316	$1,079,094	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	2,776	$67,595	6.5%	Defined
SAGEPOINT FINANCIAL, INC.	2,984	$72,660	7.0%	Defined
INFINEX INVESTMENTS, INC.	1,465	$35,672	3.4%	Defined
FSC SECURITES, INC.	10,026	$244,133	23.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	6,480	$157,788	15.3%	Defined
SECURITIES AMERICA ADVISORS INC	16,827	$409,737	39.6%	Defined
American Portfolios Advisors	1,513	$36,841	3.6%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	402	$9,788	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	32,745	$797,340	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	24,390	$593,896	80.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	5,863	$142,764	19.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	30,120	$733,422	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	18,922	$460,750	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	1,878	$45,729	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	805	$19,601	100.0%	Defined