FTC · First Trust Large Cap Growth AlphaDEX Fund ETF

$177.26 +1.27 (+0.72%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,344,617

Total Shares: 12,100

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2025

Top Holder

100.0%

+76.3 pts

Top 5

100.0%

+41.2 pts

Top 10

100.0%

+21.6 pts

HHI

10,000

Highly concentrated+8,985

Quarterly Activity

vs Mar 31, 2025

New

1

Increased

0

Decreased

0

Sold Out

90

Unchanged

0

Holder count: -89

Institutional value: -99.4%

Shares held: -99.6%

Top New Positions

vs Mar 31, 2025

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	12,100	$2,344,617

Top Sold-Out Positions

vs Mar 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	730,677	$96,010,957
Mega WELLS FARGO & COMPANY/MN	434,022	$57,030,490
Mega UBS Group AG	264,212	$34,717,456
Mega RAYMOND JAMES FINANCIAL INC	194,542	$25,562,818
Large COMMONWEALTH EQUITY SERVICES, LLC	190,933	$25,088,596

Filter: New 1 Increased 0 Reduced 0 Sold out 90 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FTC

$2,344,617

100.00%

12,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,100	$2,344,617	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	729,576	$95,866,286	99.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,101	$144,671	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	156,201	$20,524,811	36.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	277,821	$36,505,679	64.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	255,739	$33,604,104	96.8%	Defined
UBS Securities LLC	8,473	$1,113,352	3.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	121,571	$15,974,429	62.5%	Defined
Raymond James Financial Services Advisors, Inc.	67,630	$8,886,582	34.8%	Defined
RAYMOND JAMES TRUST N.A.	5,341	$701,807	2.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	155,077	$20,377,117	97.7%	Defined
BAIRD TRUST Co	3,624	$476,193	2.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	84,645	$11,122,353	56.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	65,305	$8,581,077	43.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	50,827	$6,678,667	93.4%	Defined
RBC Private Counsel (USA) Inc.	53	$6,964	0.1%	Defined
CITY NATIONAL ROCHDALE, LLC	3,556	$467,258	6.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	46,097	$6,057,145	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	30,929	$4,064,070	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	20,494	$2,692,911	74.9%	Defined
OSAIC INSTITUTIONS, INC.	1,636	$214,970	6.0%	Defined
Osaic Advisory Services, LLC	5,225	$686,565	19.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	23,298	$3,061,357	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	19,479	$2,559,540	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	18,265	$2,400,021	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	17,531	$2,303,573	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	12,693	$1,667,860	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	11,947	$1,569,835	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	7,441	$977,747	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RWM Capital, LLC	7,293	$958,300	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	6,124	$804,693	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	5,629	$739,650	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	75	$9,855	1.5%	Defined
55I, LLC	4,972	$653,320	98.5%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	3,761	$494,195	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	218	$28,645	6.0%	Defined
U.S. BANCORP INVESTMENTS, INC.	3,431	$450,833	94.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARK Advisory	3,589	$471,594	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	3,089	$405,894	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	2,669	$350,706	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	2,304	$302,745	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	2,258	$296,701	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	20	$2,628	1.5%	Defined
PNC Investments LLC	1,334	$175,287	98.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	116	$15,242	100.0%	Sole