FXG · First Trust Consumer Staples AlphaDEX Fund ETF

$64.05 -0.48 (-0.74%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 31

Total Value: $35,497,418

Total Shares: 584,994

Institutional Ownership Trend

24 quarters

Holder Concentration

Across 31 13F filers · Δ vs Sep 30, 2025

Top Holder

16.2%

−6.4 pts

Top 5

56.1%

+5.4 pts

Top 10

79.7%

+15.7 pts

HHI

854

Broadly held+30

Quarterly Activity

vs Sep 30, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -75

Institutional value: -75.1%

Shares held: -74.3%

Top Buyers

vs Sep 30, 2025

Institution	Added	Now Holds
Large OSAIC HOLDINGS, INC.	+27,627	52,722
Mega ROYAL BANK OF CANADA	+6,040	62,431
Mega CITADEL ADVISORS LLC	+5,873	30,331
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+4,750	28,346
Mid Waverly Advisors, LLC	+478	8,569

Top Sellers

vs Sep 30, 2025

Institution	Sold	Now Holds
Large STIFEL FINANCIAL CORP	−8,053	33,008
Mega RAYMOND JAMES FINANCIAL INC	−6,437	94,836
Mid Tower Research Capital LLC (TRC)	−3,408	5
Large Kestra Advisory Services, LLC	−2,722	11,521
Large Rockefeller Capital Management L.P.	−1,810	25,749

Top New Positions

vs Sep 30, 2025

Institution	Acquired	Value (USD)
Mega BANK OF AMERICA CORP /DE/	85,366	$5,180,008
Mega TWO SIGMA INVESTMENTS, LP	16,501	$1,001,280
Mid IHT Wealth Management, LLC	5,827	$353,582
Micro Garton & Associates Financial Advisors LLC	166	$10,072
Mid Arax Advisory Partners	149	$9,041

Top Sold-Out Positions

vs Sep 30, 2025

Institution	Previously Held	Last Value (USD)
Mega MORGAN STANLEY	513,192	$32,161,741
Mega LPL Financial LLC	289,084	$18,116,894
Mega WELLS FARGO & COMPANY/MN	153,548	$9,622,852
Mid Vestmark Advisory Solutions, Inc.	95,687	$5,996,704
Mid Independent Advisor Alliance	76,614	$4,801,399

Filter: New 5 Increased 6 Reduced 14 Sold out 80 Unchanged 6

Showing 31 of 31

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC FXG

$5,754,647

16.21%

94,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	70,444	$4,274,541	74.3%	Defined
Raymond James Financial Services Advisors, Inc.	24,392	$1,480,106	25.7%	Defined

BANK OF AMERICA CORP /DE/ FXG

$5,180,008

14.59%

85,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3,528	$214,079	4.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	75,237	$4,565,381	88.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	6,601	$400,548	7.7%	Defined

ROYAL BANK OF CANADA FXG

$3,788,312

10.67%

62,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	62,145	$3,770,958	99.5%	Defined
RBC Private Counsel (USA) Inc.	286	$17,354	0.5%	Defined

OSAIC HOLDINGS, INC. FXG

$3,199,170

9.01%

52,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	49,130	$2,981,208	93.2%	Defined
Osaic Advisory Services, LLC	3,592	$217,962	6.8%	Defined

STIFEL FINANCIAL CORP FXG

$2,002,925

5.64%

33,008

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	33,008	$2,002,925	100.0%	Defined

CITADEL ADVISORS LLC FXG

$1,840,485

5.18%

30,331

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	30,331	$1,840,485	100.0%	Defined

PGIM Custom Harvest LLC FXG

$1,748,494

4.93%

28,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 30	28,815	$1,748,494	100.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP FXG

$1,720,035

4.85%

28,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	22,618	$1,372,460	79.8%	Other
G1 EXECUTION SERVICES, LLC	5,728	$347,575	20.2%	Other

Rockefeller Capital Management L.P. FXG

$1,562,449

4.40%

25,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	25,749	$1,562,449	100.0%	Defined

Cetera Investment Advisers FXG

$1,488,298

4.19%

24,527

Regal Investment Advisors LLC FXG

$1,046,062

2.95%

17,239

TWO SIGMA INVESTMENTS, LP FXG

$1,001,280

2.82%

16,501

Schrum Private Wealth Management LLC FXG

$906,983

2.56%

14,947

Creative Planning FXG

$835,745

2.35%

13,773

Kestra Advisory Services, LLC FXG

$699,094

1.97%

11,521

Waverly Advisors, LLC FXG

$519,966

1.46%

8,569

Private Advisor Group, LLC FXG

$494,602

1.39%

8,151

IHT Wealth Management, LLC FXG

$353,582

1.00%

5,827

Coppell Advisory Solutions LLC FXG

$322,756

0.91%

5,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2700	5,319	$322,756	100.0%	Sole

Gotham Asset Management, LLC FXG

$264,322

0.74%

4,356

NewEdge Advisors, LLC FXG

$158,314

0.45%

2,609

JONES FINANCIAL COMPANIES LLLP FXG

$150,850

0.42%

2,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,486	$150,850	100.0%	Sole

FMR LLC FXG

$108,859

0.31%

1,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,794	$108,859	100.0%	Defined

HOWE & RUSLING INC FXG

$104,005

0.29%

1,714

MAI Capital Management FXG

$97,027

0.27%

1,599

AMERIFLEX GROUP, INC. FXG

$94,842

0.27%

1,563

MGB Wealth Management, LLC FXG

$33,677

0.09%

555

Garton & Associates Financial Advisors LLC FXG

$10,072

0.03%

166

Arax Advisory Partners FXG

$9,041

0.03%

149

Russell Investments Group, Ltd. FXG

$1,213

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	20	$1,213	100.0%	Defined

Tower Research Capital LLC (TRC) FXG

$303

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	5	$303	100.0%	Other