FYC · First Trust Small Cap Growth AlphaDEX Fund ETF

$119.54 +0.05 (+0.04%) At close · Sep 4

Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.

1M 3M 6M 1Y 5Y All

Fails to Deliver History

Settlement Date	Quantity	Price	Value
2026-08-13	386	$123.23	$47,567
2026-08-12	1,248	$122.54	$152,930
2026-08-11	28,307	$122.52	$3,468,174
2026-08-10	24,666	$123.05	$3,035,151
2026-08-07	5,167	$122.23	$631,562
2026-08-06	9,492	$123.89	$1,175,964
2026-08-05	199	$124.55	$24,785
2026-08-04	24,948	$121.18	$3,023,199
2026-08-03	18,005	$118.62	$2,135,753
2026-07-31	7,693	$119.33	$918,006
2026-07-29	4,366	$118.82	$518,768
2026-07-28	5,120	$118.96	$609,075
2026-07-27	2,274	$117.93	$268,173
2026-07-24	9	$118.68	$1,068
2026-07-23	27,334	$119.58	$3,268,600
2026-07-22	18,956	$121.66	$2,306,187
2026-07-21	6,096	$119.82	$730,423
2026-07-20	2,433	$120.65	$293,541
2026-07-17	9,227	$121.01	$1,116,559
2026-07-16	5,483	$121.50	$666,185
2026-07-15	12,276	$121.02	$1,485,642
2026-07-14	6,639	$120.25	$798,340
2026-07-13	3,374	$121.80	$410,953
2026-07-10	12,021	$123.38	$1,483,151
2026-07-09	14,653	$121.07	$1,774,039
2026-07-08	23,927	$122.37	$2,927,947
2026-07-07	18,190	$124.03	$2,256,106
2026-07-06	7,951	$123.50	$981,949
2026-07-02	6,582	$125.60	$826,699
2026-07-01	4,328	$127.34	$551,128
2026-06-30	5,101	$125.75	$641,451
2026-06-29	4,524	$124.06	$561,247
2026-06-25	5,843	$120.98	$706,886
2026-06-24	3,049	$120.30	$366,795
2026-06-23	1,057	$121.22	$128,130
2026-06-22	2,639	$120.42	$317,788
2026-06-18	85	$117.89	$10,021
2026-06-17	170	$118.31	$20,113
2026-06-16	799	$119.40	$95,401
2026-06-15	1,938	$118.35	$229,362
2026-06-12	1,920	$117.54	$225,677
2026-06-11	1,525	$113.33	$172,828
2026-06-10	65	$114.64	$7,452
2026-06-09	1,812	$114.44	$207,365
2026-06-08	21,581	$113.17	$2,442,322

Showing 1–45 of 45 settlements