FYC · First Trust Small Cap Growth AlphaDEX Fund ETF

$119.54 +0.05 (+0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $3,868,715

Total Shares: 30,381

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2026

Top Holder

91.0%

+70.3 pts

Top 5

100.0%

+53.8 pts

Top 10

100.0%

+39.0 pts

HHI

8,361

Highly concentrated+7,677

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

152

Unchanged

Holder count: -151

Institutional value: -99.4%

Shares held: -99.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+14,933	27,644

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Small CARLSON FINANCIAL, INC.	2,737	$348,529

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega LPL Financial LLC	1,360,284	$131,920,342
Mega RAYMOND JAMES FINANCIAL INC	544,962	$52,850,414
Mega WELLS FARGO & COMPANY/MN	443,572	$43,017,612
Mega MORGAN STANLEY	394,547	$38,263,167
Large Cetera Investment Advisers	289,684	$28,093,554