GNOV · FT Vest U.S. Equity Moderate Buffer ETF - November ETF

Alerts for GNOV

$42.76 +0.03 (+0.06%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $4,839,066

Total Shares: 115,781

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 2 13F filers · Δ vs Dec 31, 2025

Top Holder

78.6%

+49.6 pts

Top 5

100.0%

+35.7 pts

Top 10

100.0%

+18.5 pts

HHI

6,631

Highly concentrated+5,391

Quarterly Activity

vs Dec 31, 2025

New

1

Increased

0

Decreased

1

Sold Out

65

Unchanged

0

Holder count: -64

Institutional value: -96.7%

Shares held: -96.8%

Top Buyers

vs Dec 31, 2025

No qualifying movers this quarter.

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds	Open
Small Schulz Wealth, LTD.	−6,757	90,959

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	24,822	$1,037,435

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Mega RAYMOND JAMES FINANCIAL INC	1,064,387	$42,277,451
Large COMMONWEALTH EQUITY SERVICES, LLC	419,428	$16,659,680
Large Cetera Investment Advisers	342,205	$13,592,382
Large OSAIC HOLDINGS, INC.	301,483	$11,974,904
Large Kestra Advisory Services, LLC	235,183	$9,341,468

Filter: New 1 Increased 0 Reduced 1 Sold out 65 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

Schulz Wealth, LTD. GNOV

$3,801,631

78.56%

90,959

CITADEL ADVISORS LLC GNOV

$1,037,435

21.44%

24,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	24,822	$1,037,435	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	954,992	$37,932,282	89.7%	Defined
Raymond James Financial Services Advisors, Inc.	109,395	$4,345,169	10.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	181,426	$7,206,240	60.2%	Defined
OSAIC INSTITUTIONS, INC.	9,525	$378,333	3.2%	Defined
Osaic Advisory Services, LLC	110,532	$4,390,331	36.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	36,993	$1,469,361	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	27,891	$1,107,830	93.5%	Defined
55I, LLC	1,925	$76,461	6.5%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	19,495	$774,341	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	18,490	$734,422	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	84	$3,336	0.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	16,000	$635,520	99.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	3,313	$131,592	21.9%	Defined
RBC Dominion Securities Inc.	11,832	$469,967	78.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	11,281	$448,081	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3,030	$120,351	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,286	$51,079	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	51	$2,025	100.0%	Sole