GXDW · Global X Dorsey Wright Thematic ETF ETF

$24.24 +0.16 (+0.65%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 22

Total Value: $11,690,941

Total Shares: 513,888

Institutional Ownership Trend

12 quarters

Holder Concentration

Across 22 13F filers · Δ vs Sep 30, 2022

Top Holder

19.5%

+0.2 pts

Top 5

67.9%

+7.1 pts

Top 10

93.9%

+8.5 pts

HHI

1,148

Broadly held+181

Quarterly Activity

vs Sep 30, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -9

Institutional value: -48.5%

Shares held: -41.4%

Top Buyers

vs Sep 30, 2022

Institution	Added	Now Holds
Mega JANE STREET GROUP, LLC	+71,130	80,182
Large OSAIC HOLDINGS, INC.	+17,324	68,702
Mega UBS Group AG	+3,292	3,730
Large HighTower Advisors, LLC	+1,535	24,980
Mega LPL Financial LLC	+202	54,683

Top Sellers

vs Sep 30, 2022

Institution	Sold	Now Holds
Mid CX Institutional	−23,308	45,139
Mega BANK OF AMERICA CORP /DE/	−14,579	34,875
Mid Ancora Advisors LLC	−10,262	3,911
Mega ROYAL BANK OF CANADA	−1,206	2,435
Small Ritter Daniher Financial Advisory LLC / DE	−967	2,236

Top New Positions

vs Sep 30, 2022

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	13,364	$304,031
Mid Advisory Services Network, LLC	2,216	$50,414
Micro ICA Group Wealth Management, LLC	785	$17,858
Mega FMR LLC	1	$22

Top Sold-Out Positions

vs Sep 30, 2022

Institution	Previously Held	Last Value (USD)
Small SFMG, LLC	168,547	$4,367,052
Large STIFEL FINANCIAL CORP	105,993	$2,746,278
Large Cetera Investment Advisers	89,279	$2,313,218
Micro Sharkey, Howes & Javer	21,790	$564,578
Mid Private Advisor Group, LLC	13,171	$341,260

Filter: New 4 Increased 6 Reduced 8 Sold out 13 Unchanged 4

Showing 22 of 22

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITIGROUP INC GXDW

$2,275,000

19.46%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	100,000	$2,275,000	100.0%	Defined

JANE STREET GROUP, LLC GXDW

$1,824,140

15.60%

80,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	80,182	$1,824,140	100.0%	Defined

OSAIC HOLDINGS, INC. GXDW

$1,562,968

13.37%

68,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	7,360	$167,440	10.7%	Defined
SAGEPOINT FINANCIAL, INC.	57,590	$1,310,172	83.8%	Defined
SECURITIES AMERICA ADVISORS INC	99	$2,252	0.1%	Defined
ARBOR POINT ADVISORS, LLC	18	$409	0.0%	Defined
TRIAD HYBRID SOLUTIONS, LLC	165	$3,753	0.2%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	3,470	$78,942	5.1%	Defined

LPL Financial LLC GXDW

$1,244,038

10.64%

54,683

CX Institutional GXDW

$1,026,912

8.78%

45,139

Tradition Wealth Management, LLC GXDW

$842,773

7.21%

37,045

BANK OF AMERICA CORP /DE/ GXDW

$793,405

6.79%

34,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,138	$25,889	3.3%	Defined
MANAGED ACCOUNT ADVISORS LLC	33,737	$767,516	96.7%	Defined

HighTower Advisors, LLC GXDW

$568,295

4.86%

24,980

Kingsview Wealth Management, LLC GXDW

$458,958

3.93%

20,174

SUSQUEHANNA INTERNATIONAL GROUP, LLP GXDW

$383,041

3.28%

16,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	16,837	$383,041	100.0%	Defined

CITADEL ADVISORS LLC GXDW

$304,031

2.60%

13,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,364	$304,031	100.0%	Defined

Ancora Advisors LLC GXDW

$88,975

0.76%

3,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	3,911	$88,975	100.0%	Sole

UBS Group AG GXDW

$84,857

0.73%

3,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	3,730	$84,857	100.0%	Sole

ROYAL BANK OF CANADA GXDW

$55,396

0.47%

2,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,435	$55,396	100.0%	Defined

Ritter Daniher Financial Advisory LLC / DE GXDW

$50,869

0.44%

2,236

Advisory Services Network, LLC GXDW

$50,414

0.43%

2,216

MORGAN STANLEY GXDW

$28,391

0.24%

1,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	503	$11,443	40.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	745	$16,948	59.7%	Defined

Rockefeller Capital Management L.P. GXDW

$25,116

0.21%

1,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,104	$25,116	100.0%	Defined

ICA Group Wealth Management, LLC GXDW

$17,858

0.15%

785

HARBOUR INVESTMENTS, INC. GXDW

$5,027

0.04%

221

Realta Investment Advisors GXDW

$455

0.00%

FMR LLC GXDW

$22

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	105,993	$2,746,278	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	9,281	$240,470	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	18	$466	100.0%	Defined