HEAL · Global X HealthTech ETF ETF

$29.62 -0.02 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 33

Total Value: $19,040,530

Total Shares: 766,271

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 33 13F filers · Δ vs Dec 31, 2022

Top Holder

19.0%

−3.9 pts

Top 5

76.3%

+7.5 pts

Top 10

91.7%

+3.7 pts

HHI

1,256

Broadly held−10

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -17

Institutional value: -46.5%

Shares held: -84.8%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+58,262	70,133
Mega LPL Financial LLC	+3,608	91,855
Large COMMONWEALTH EQUITY SERVICES, LLC	+3,350	64,600
Mid CreativeOne Wealth, LLC	+1,497	20,691
Mega MORGAN STANLEY	+1,101	17,717

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−153,428	80,901
Large Kestra Advisory Services, LLC	−102,618	102,827
Mega ROYAL BANK OF CANADA	−13,245	14,355
Large MML INVESTORS SERVICES, LLC	−10,815	105,607
Mid Belpointe Asset Management LLC	−1,833	5,892

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	24,454	$859,802
Mega ENVESTNET ASSET MANAGEMENT INC	11,768	$413,762
Small CNB Bank	586	$20,603
Small Arete Wealth Advisors, LLC	11,780	$138
Small Covestor Ltd	384	$5

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Large Zurcher Kantonalbank (Zurich Cantonalbank)	103,916	$3,610,041
Mega RAYMOND JAMES & ASSOCIATES	72,617	$2,522,714
Large Mirae Asset Global Investments Co., Ltd.	67,255	$2,336,438
Large Raymond James Financial Services Advisors, Inc.	18,028	$626,292
Mid Simmons Bank	15,751	$547,189

Filter: New 5 Increased 8 Reduced 14 Sold out 22 Unchanged 6

Showing 33 of 33

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Kestra Advisory Services, LLC HEAL

$3,615,397

18.99%

102,827

LPL Financial LLC HEAL

$3,229,621

16.96%

91,855

JANE STREET GROUP, LLC HEAL

$2,844,479

14.94%

80,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	80,901	$2,844,479	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP HEAL

$2,465,876

12.95%

70,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	70,133	$2,465,876	100.0%	Defined

UBS Group AG HEAL

$2,371,435

12.45%

67,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	62,691	$2,204,215	92.9%	Defined
UBS Securities LLC	4,756	$167,220	7.1%	Defined

CITADEL ADVISORS LLC HEAL

$859,802

4.52%

24,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	24,454	$859,802	100.0%	Defined

MORGAN STANLEY HEAL

$622,928

3.27%

17,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	124	$4,359	0.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	17,593	$618,569	99.3%	Defined

IHT Wealth Management, LLC HEAL

$516,183

2.71%

14,681

ROYAL BANK OF CANADA HEAL

$504,720

2.65%

14,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	568	$19,970	4.0%	Defined
RBC Capital Markets, LLC	7,094	$249,425	49.4%	Defined
RBC Dominion Securities Inc.	6,693	$235,325	46.6%	Defined

BANK OF AMERICA CORP /DE/ HEAL

$435,526

2.29%

12,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,320	$46,411	10.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	11,067	$389,115	89.3%	Defined

ENVESTNET ASSET MANAGEMENT INC HEAL

$413,762

2.17%

11,768

HighTower Advisors, LLC HEAL

$368,301

1.93%

10,475

Belpointe Asset Management LLC HEAL

$207,162

1.09%

5,892

JPMORGAN CHASE & CO HEAL

$115,324

0.61%

3,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	760	$26,721	23.2%	Defined
J.P. Morgan Securities LLC	1,720	$60,475	52.4%	Defined
55I, LLC	800	$28,128	24.4%	Sole

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO HEAL

$102,772

0.54%

2,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	2,923	$102,772	100.0%	Defined

OSAIC HOLDINGS, INC. HEAL

$101,014

0.53%

2,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	516	$18,142	18.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	457	$16,068	15.9%	Defined
American Portfolios Advisors	1,900	$66,804	66.1%	Sole

Steward Partners Investment Advisory, LLC HEAL

$70,320

0.37%

2,000

Qube Research & Technologies Ltd HEAL

$66,628

0.35%

1,895

PNC FINANCIAL SERVICES GROUP, INC. HEAL

$38,148

0.20%

1,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,085	$38,148	100.0%	Defined

Aspire Private Capital, LLC HEAL

$34,491

0.18%

981

Y.D. More Investments Ltd HEAL

$22,854

0.12%

650

CNB Bank HEAL

$20,603

0.11%

586

Ritter Daniher Financial Advisory LLC / DE HEAL

$7,032

0.04%

200

NOMURA ASSET MANAGEMENT CO LTD HEAL

$3,516

0.02%

100

MML INVESTORS SERVICES, LLC HEAL

$1,238

0.01%

105,607

COMMONWEALTH EQUITY SERVICES, LLC HEAL

$757

0.00%

64,600

CreativeOne Wealth, LLC HEAL

$243

0.00%

20,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CreativeOne Securities, LLC	1,591	$19	7.8%	Other
Held directly	19,100	$224	92.2%	Sole

Cambridge Investment Research Advisors, Inc. HEAL

$200

0.00%

17,031

Arete Wealth Advisors, LLC HEAL

$138

0.00%

11,780

GeoWealth Management, LLC HEAL

$32

0.00%

2,761

Tower Research Capital LLC (TRC) HEAL

$23

0.00%

1,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	1,952	$23	100.0%	Other

Covestor Ltd HEAL

0.00%

384

PROEQUITIES, INC. HEAL

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizons ETFs Management (Canada) Inc. joint	67,255	$2,336,438	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Asset Management Co. Ltd	3,805,000	$44,062	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Migdal Investment Portfolio Management (1998) Ltd.	1,158	$13	100.0%	Defined