MDIV · Multi-Asset Diversified Income Index Fund ETF

Alerts for MDIV

$16.76 -0.02 (-0.12%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $946,590

Total Shares: 57,265

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

80.3%

+62.2 pts

Top 5

100.0%

+39.9 pts

Top 10

100.0%

+21.6 pts

HHI

6,832

Highly concentrated+5,855

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

1

Decreased

0

Sold Out

58

Unchanged

0

Holder count: -57

Institutional value: -99.2%

Shares held: -99.3%

Top Buyers

vs Mar 31, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+15,822	45,963

Top Sellers

vs Mar 31, 2023

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small Second Line Capital, LLC	11,302	$186,822

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	1,446,668	$21,208,152
Micro Flaharty Asset Management, LLC	1,445,747	$21,194,651
Mega LPL Financial LLC	1,014,388	$14,870,928
Mega AMERIPRISE FINANCIAL INC	486,150	$7,126,958
Mega WELLS FARGO & COMPANY/MN	415,999	$6,098,544

Filter: New 1 Increased 1 Reduced 0 Sold out 58 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC MDIV

$759,768

80.26%

45,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	45,963	$759,768	100.0%	Defined

Second Line Capital, LLC MDIV

$186,822

19.74%

11,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,446,668	$21,208,152	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	485,110	$7,111,712	99.8%	Defined
Ameriprise Bank, FSB	1,040	$15,246	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	100,601	$1,474,810	24.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	315,398	$4,623,734	75.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	232,198	$3,404,022	64.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	125,506	$1,839,917	35.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	304,170	$4,459,132	96.3%	Defined
RBC Dominion Securities Inc.	11,560	$169,469	3.7%	Defined
CITY NATIONAL ROCHDALE, LLC	100	$1,466	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	2,805	$41,121	1.0%	Defined
SAGEPOINT FINANCIAL, INC.	4,893	$71,731	1.7%	Defined
FSC SECURITES, INC.	12,938	$189,671	4.5%	Defined
WOODBURY FINANCIAL SERVICES, INC.	54,868	$804,364	19.2%	Defined
SECURITIES AMERICA ADVISORS INC	138,353	$2,028,254	48.5%	Defined
ARBOR POINT ADVISORS, LLC	36,861	$540,382	12.9%	Defined
TRIAD HYBRID SOLUTIONS, LLC	22,474	$329,468	7.9%	Defined
American Portfolios Advisors	11,135	$163,239	3.9%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	767	$11,244	0.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	248,731	$3,646,396	95.9%	Defined
UBS AG	10,591	$155,264	4.1%	Defined
UBS Securities LLC	96	$1,407	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	185,095	$2,713,492	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	60,047	$880,289	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	11,943	$175,084	22.1%	Defined
NEXT Financial Group, Inc	13,828	$202,718	25.6%	Defined
CUSO Financial Services L.P. /CA	28,235	$413,925	52.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	39,024	$572,091	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	16,750	$245,555	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	4,634	$67,934	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	4,262	$62,480	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	3,200	$46,912	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	2,000	$29,320	100.0%	Defined