NANR · State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF ETF

$90.37 -0.87 (-0.95%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 33

Total Value: $376,585,168

Total Shares: 7,384,313

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 33 13F filers · Δ vs Sep 30, 2023

Top Holder

83.4%

+14.3 pts

Top 5

90.8%

+12.5 pts

Top 10

96.7%

+11.5 pts

HHI

6,978

Highly concentrated+2,163

Quarterly Activity

vs Sep 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -54

Institutional value: -20.0%

Shares held: -17.0%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds
Mega MORGAN STANLEY	+96,380	125,586
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+30,377	41,069
Small Financial Engines Advisors L.L.C.	+13,434	6,158,362
Large STIFEL FINANCIAL CORP	+1,574	35,363
Small Per Stirling Capital Management, LLC.	+1,273	5,102

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds
Mega BANK OF AMERICA CORP /DE/	−34,532	170,555
Mega JANE STREET GROUP, LLC	−24,662	96,205
Large Mariner, LLC	−12,114	97,418
Mega CITADEL ADVISORS LLC	−8,551	5,602
Micro FDx Advisors, Inc.	−8,336	95,762

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)
Small STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	9,038	$460,919
Large Pathstone Holdings, LLC	8,630	$440,112
Mid Horizon Investments, LLC	3,771	$192,313
Large JONES FINANCIAL COMPANIES LLLP	2,814	$143,508
Mega Qube Research & Technologies Ltd	2,259	$115,204

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)
Small Advocacy Wealth Management, LLC	245,348	$12,988,968
Small CREATIVE FINANCIAL DESIGNS INC /ADV	192,380	$10,184,789
Mega FRANKLIN RESOURCES INC	176,866	$9,363,462
Small SCHMIDT P J INVESTMENT MANAGEMENT INC	136,190	$7,210,034
Small Sweet Financial Partners, LLC	105,818	$5,602,110

Filter: New 7 Increased 11 Reduced 13 Sold out 61 Unchanged 2

Showing 33 of 33

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Financial Engines Advisors L.L.C. NANR

$314,064,145

83.40%

6,158,362

BANK OF AMERICA CORP /DE/ NANR

$8,697,962

2.31%

170,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	15,069	$768,488	8.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	139,118	$7,094,739	81.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	16,368	$834,735	9.6%	Defined

LPL Financial LLC NANR

$7,143,544

1.90%

140,075

MORGAN STANLEY NANR

$6,404,634

1.70%

125,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	125,586	$6,404,634	100.0%	Defined

CFS Investment Advisory Services, LLC NANR

$5,622,121

1.49%

110,242

Mariner, LLC NANR

$4,968,123

1.32%

97,418

JANE STREET GROUP, LLC NANR

$4,906,262

1.30%

96,205

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	96,205	$4,906,262	100.0%	Defined

FDx Advisors, Inc. NANR

$4,883,670

1.30%

95,762

DEUTSCHE BANK AG\ NANR

$3,789,557

1.01%

74,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	1,566	$79,862	2.1%	Defined
DEUTSCHE BANK NATIONAL TRUST CO	1,590	$81,086	2.1%	Defined
Deutsche Bank Trust Company, National Association	71,152	$3,628,609	95.8%	Defined

Gratus Capital LLC NANR

$3,749,729

1.00%

73,527

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO NANR

$2,647,000

0.70%

51,904

SUSQUEHANNA INTERNATIONAL GROUP, LLP NANR

$2,094,436

0.56%

41,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	5,082	$259,171	12.4%	Defined
G1 EXECUTION SERVICES, LLC	35,987	$1,835,265	87.6%	Defined

STIFEL FINANCIAL CORP NANR

$1,803,442

0.48%

35,363

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	35,363	$1,803,442	100.0%	Defined

Madison Asset Management, LLC NANR

$1,250,113

0.33%

24,513

Brio Consultants, LLC NANR

$1,110,073

0.29%

21,767

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC NANR

$460,919

0.12%

9,038

Pathstone Holdings, LLC NANR

$440,112

0.12%

8,630

Virtue Capital Management, LLC NANR

$397,784

0.11%

7,800

SCOTIA CAPITAL INC. NANR

$308,996

0.08%

6,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	6,059	$308,996	100.0%	Defined

CITADEL ADVISORS LLC NANR

$285,690

0.08%

5,602

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,602	$285,690	100.0%	Defined

Per Stirling Capital Management, LLC. NANR

$260,191

0.07%

5,102

Virtu Financial LLC NANR

$242,036

0.06%

4,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	4,746	$242,036	100.0%	Defined

Horizon Investments, LLC NANR

$192,313

0.05%

3,771

ROYAL BANK OF CANADA NANR

$183,438

0.05%

3,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	611	$31,159	17.0%	Defined
RBC Capital Markets, LLC	2,700	$137,694	75.1%	Defined
RBC Private Counsel (USA) Inc.	286	$14,585	8.0%	Defined

Ameritas Investment Partners, Inc. NANR

$173,954

0.05%

3,411

JONES FINANCIAL COMPANIES LLLP NANR

$143,508

0.04%

2,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,814	$143,508	100.0%	Sole

Qube Research & Technologies Ltd NANR

$115,204

0.03%

2,259

FMR LLC NANR

$110,766

0.03%

2,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	2,171	$110,716	100.0%	Defined
Held directly	1	$50	0.0%	Defined

OSAIC HOLDINGS, INC. NANR

$63,745

0.02%

1,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	448	$22,847	35.8%	Defined
WOODBURY FINANCIAL SERVICES, INC.	34	$1,733	2.7%	Defined
SECURITIES AMERICA ADVISORS INC	668	$34,066	53.4%	Defined
ARBOR POINT ADVISORS, LLC	100	$5,099	8.0%	Defined

JPMORGAN CHASE & CO NANR

$33,505

0.01%

657

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	657	$33,505	100.0%	Defined

Abich Financial Wealth Management LLC NANR

$17,594

0.00%

345

Impact Partnership Wealth, LLC NANR

$13,259

0.00%

260

Steward Partners Investment Advisory, LLC NANR

$7,343

0.00%

144

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	176,866	$9,363,462	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	52,156	$2,761,190	98.1%	Defined
UBS Securities LLC	1,035	$54,793	1.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	17,692	$936,632	98.0%	Defined
Stoker Ostler Wealth Advisors, Inc.	100	$5,294	0.6%	Defined
Held directly	255	$13,499	1.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
West Financial Services, Inc.	2,085	$110,381	61.2%	Sole
Held directly	1,323	$70,040	38.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1,000	$52,941	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	100	$5,294	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	34	$1,799	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	7	$370	100.0%	Sole