OUSA · ALPS | OShares U.S. Quality Dividend ETF ETF

Alerts for OUSA

$61.57 -0.57 (-0.91%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,022,758

Total Shares: 17,534

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+75.3 pts

Top 5

100.0%

+25.4 pts

Top 10

100.0%

+12.9 pts

HHI

10,000

Highly concentrated+8,581

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

58

Unchanged

0

Holder count: -58

Institutional value: -99.7%

Shares held: -99.8%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−26,109	17,534

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega WELLS FARGO & COMPANY/MN	1,783,502	$75,174,609
Mega MORGAN STANLEY	1,528,328	$64,419,024
Mega ROYAL BANK OF CANADA	1,059,974	$44,677,903
Mega LPL Financial LLC	504,144	$21,249,669
Mega BANK OF AMERICA CORP /DE/	501,179	$21,124,694

Filter: New 0 Increased 0 Reduced 1 Sold out 58 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC OUSA

$1,022,758

100.00%

17,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,534	$1,022,758	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	917,347	$38,666,176	51.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	866,155	$36,508,433	48.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	692	$29,167	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,527,636	$64,389,857	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	80,509	$3,393,454	7.6%	Defined
RBC Capital Markets, LLC	975,687	$41,125,207	92.0%	Defined
RBC Trust Co (Delaware) Ltd	2,747	$115,786	0.3%	Defined
CITY NATIONAL BANK	1,031	$43,456	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	6,016	$253,574	1.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	482,242	$20,326,500	96.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	12,921	$544,620	2.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	260,724	$10,989,516	97.9%	Defined
UBS Securities LLC	5,549	$233,890	2.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	153,450	$6,467,917	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	4,708	$198,442	4.0%	Defined
SAGEPOINT FINANCIAL, INC.	8,263	$348,285	7.1%	Defined
FSC SECURITES, INC.	13,335	$562,070	11.5%	Defined
WOODBURY FINANCIAL SERVICES, INC.	2,146	$90,453	1.8%	Defined
SECURITIES AMERICA ADVISORS INC	48,131	$2,028,721	41.3%	Defined
ARBOR POINT ADVISORS, LLC	974	$41,054	0.8%	Defined
American Portfolios Advisors	27,689	$1,167,091	23.8%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	11,193	$471,784	9.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	105,016	$4,426,424	99.4%	Defined
Stifel Independent Advisors, LLC	663	$27,945	0.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	17,151	$722,914	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Western International Securities, Inc.	14,975	$631,196	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Beaumont Financial Partners LLC	12,924	$544,746	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	8,843	$372,732	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	7,435	$313,385	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	6,261	$263,901	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ENVESTNET ASSET MANAGEMENT INC	135	$5,690	3.1%	Sole
Held directly	4,278	$180,317	96.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,253	$52,813	99.2%	Defined
55I, LLC	10	$421	0.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,072	$45,184	100.0%	Defined