PFFV · Global X Variable Rate Preferred ETF ETF

Alerts for PFFV

$21.93 +0.02 (+0.09%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $221,753

Total Shares: 10,066

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2024

Top Holder

100.0%

+55.3 pts

Top 5

100.0%

+32.8 pts

Top 10

100.0%

+21.2 pts

HHI

10,000

Highly concentrated+7,819

Quarterly Activity

vs Sep 30, 2024

New

0

Increased

0

Decreased

1

Sold Out

50

Unchanged

0

Holder count: -50

Institutional value: -99.7%

Shares held: -99.7%

Top Buyers

vs Sep 30, 2024

No qualifying movers this quarter.

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds	Open
Large Corient Private Wealth LLC	−2,044	10,066

Top New Positions

vs Sep 30, 2024

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	1,368,734	$32,918,052
Small Bedel Financial Consulting, Inc.	231,458	$5,566,564
Micro Leslie Global Wealth, LLC	202,006	$4,858,244
Small Investment Partners Asset Management, Inc.	152,293	$3,662,646
Large Cambridge Investment Research Advisors, Inc.	102,219	$2,458,366

Filter: New 0 Increased 0 Reduced 1 Sold out 50 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC PFFV

$221,753

100.00%

10,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	21,008	$505,242	1.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,347,726	$32,412,810	98.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	1,400	$33,670	2.5%	Defined
ROCKEFELLER FINANCIAL LLC	55,036	$1,323,615	97.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	48,224	$1,159,787	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	43,328	$1,042,037	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3,375	$81,168	10.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,000	$24,050	3.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	27,231	$654,905	86.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CreativeOne Securities, LLC joint	2,081	$50,048	12.1%	Other
Held directly	15,148	$364,309	87.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	17,065	$410,413	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	12,526	$301,250	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	6,918	$166,377	95.8%	Defined
American Portfolios Advisors	300	$7,215	4.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	554	$13,323	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	313	$7,527	100.0%	Sole