PFLD · AAM Low Duration Preferred and Income Securities ETF ETF

Alerts for PFLD

$19.49 +0.00 (+0.02%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,101,212

Total Shares: 56,328

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+58.6 pts

Top 5

100.0%

+17.5 pts

Top 10

100.0%

+5.7 pts

HHI

10,000

Highly concentrated+7,803

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

0

Sold Out

25

Unchanged

0

Holder count: -24

Institutional value: -98.5%

Shares held: -98.4%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	56,328	$1,101,212

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	1,471,374	$30,987,136
Mega LPL Financial LLC	512,915	$10,801,989
Large STIFEL FINANCIAL CORP	338,051	$7,119,354
Small Jaffetilchin Investment Partners, LLC	313,665	$6,605,784
Mid Cetera Advisor Networks LLC	293,233	$6,175,486

Filter: New 1 Increased 0 Reduced 0 Sold out 25 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC PFLD

$1,101,212

100.00%

56,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	56,328	$1,101,212	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,471,374	$30,987,136	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	338,051	$7,119,354	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	20,684	$435,605	17.4%	Defined
SAGEPOINT FINANCIAL, INC.	3,903	$82,197	3.3%	Defined
INFINEX INVESTMENTS, INC.	1,150	$24,219	1.0%	Defined
FSC SECURITES, INC.	14,579	$307,033	12.3%	Defined
WOODBURY FINANCIAL SERVICES, INC.	1,050	$22,113	0.9%	Defined
SECURITIES AMERICA ADVISORS INC	70,480	$1,484,308	59.4%	Defined
ARBOR POINT ADVISORS, LLC	1,500	$31,590	1.3%	Defined
TRIAD HYBRID SOLUTIONS, LLC	1,206	$25,398	1.0%	Defined
American Portfolios Advisors	700	$14,742	0.6%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	3,461	$72,888	2.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	35,714	$752,136	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	34,700	$730,782	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Janney Montgomery Scott LLC	17,161	$361,410	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	4,000	$84,240	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	2,346	$49,406	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	242	$5,096	100.0%	Sole