PGJ · Invesco Golden Dragon China ETF ETF

$23.39 +0.21 (+0.92%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $205,996

Total Shares: 9,127

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+62.5 pts

Top 5

100.0%

+29.8 pts

Top 10

100.0%

+10.9 pts

HHI

10,000

Highly concentrated+8,215

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

35

Unchanged

0

Holder count: -35

Institutional value: -99.5%

Shares held: -99.4%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−880	9,127

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Large CREDIT SUISSE AG/	531,000	$15,765,390
Mega MORGAN STANLEY	173,267	$5,144,296
Mid Private Advisor Group, LLC	106,305	$3,156,195
Mid IHT Wealth Management, LLC	98,834	$2,934,381
Mega LPL Financial LLC	83,978	$2,493,306

Filter: New 0 Increased 0 Reduced 1 Sold out 35 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC PGJ

$205,996

100.00%

9,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,127	$205,996	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MultiConcept Fund Management S.A.	531,000	$15,765,390	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	9,683	$287,488	5.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	163,584	$4,856,808	94.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	74,929	$2,224,642	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	372	$11,044	0.7%	Defined
RBC Capital Markets, LLC	1,942	$57,657	3.9%	Defined
RBC Dominion Securities Inc.	46,604	$1,383,672	93.8%	Defined
RBC Private Counsel (USA) Inc.	790	$23,455	1.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	45,154	$1,340,622	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	34,375	$1,020,593	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	26,600	$789,754	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	9,556	$283,717	41.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	13,776	$409,009	59.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	6,770	$201,001	35.1%	Defined
G1 EXECUTION SERVICES, LLC	12,510	$371,421	64.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	18,400	$546,296	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	12,932	$383,951	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	225	$6,680	3.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	5,289	$157,030	69.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	2,050	$60,864	27.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP INVESTMENTS, INC.	6,230	$184,968	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SAGEPOINT FINANCIAL, INC.	150	$4,453	7.3%	Defined
SECURITIES AMERICA ADVISORS INC	815	$24,197	39.8%	Defined
ARBOR POINT ADVISORS, LLC	90	$2,672	4.4%	Defined
American Portfolios Advisors	241	$7,155	11.8%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	751	$22,297	36.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	882	$26,186	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	365	$10,836	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	232	$6,888	100.0%	Defined