QABA · First Trust NASDAQ ABA Community Bank Index Fund ETF

$68.62 +0.51 (+0.75%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 33

Total Value: $47,188,167

Total Shares: 701,266

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 33 13F filers · Δ vs Mar 31, 2026

Top Holder

19.2%

+5.4 pts

Top 5

60.9%

+8.3 pts

Top 10

86.2%

+9.4 pts

HHI

974

Broadly held+241

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -12

Institutional value: +18.8%

Shares held: +2.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega MORGAN STANLEY	+75,663	134,714
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+27,279	60,503
Mega ROYAL BANK OF CANADA	+1,760	68,681
Mega RAYMOND JAMES FINANCIAL INC	+875	12,059
Mega LPL Financial LLC	+258	27,254

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CITADEL ADVISORS LLC	−12,760	10,006
Mega BANK OF AMERICA CORP /DE/	−9,874	84,280
Mega UBS Group AG	−5,530	36,359
Mega TWO SIGMA INVESTMENTS, LP	−3,257	11,243
Mega WELLS FARGO & COMPANY/MN	−1,677	79,038

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Sanctuary Advisors, LLC	15,850	$1,066,546
Mega ENVESTNET ASSET MANAGEMENT INC	4,504	$303,074
Small StoneX Group Inc.	3,938	$264,988
Mid CreativeOne Wealth, LLC	3,504	$235,784
Small ACTION POINT FINANCIAL PLANNING, LLC	735	$49,455

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Virtu Financial LLC	20,700	$1,205,568
Large GAMCO INVESTORS, INC. ET AL	15,850	$923,104
Large Cambridge Investment Research Advisors, Inc.	12,247	$713,265
Small SIGNET FINANCIAL MANAGEMENT, LLC	8,929	$520,024
Large COMMONWEALTH EQUITY SERVICES, LLC	5,187	$302,090

Filter: New 8 Increased 6 Reduced 9 Sold out 20 Unchanged 10

Showing 33 of 33

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$9,064,903

19.21%

134,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	134,474	$9,048,754	99.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	240	$16,149	0.2%	Defined

BANK OF AMERICA CORP /DE/

$5,671,200

12.02%

84,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	69,289	$4,662,456	82.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	14,991	$1,008,744	17.8%	Defined

WELLS FARGO & COMPANY/MN

$5,318,466

11.27%

79,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	50,965	$3,429,434	64.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	28,073	$1,889,032	35.5%	Defined

ROYAL BANK OF CANADA

$4,621,544

9.79%

68,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	68,681	$4,621,544	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,071,246

8.63%

60,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	37,252	$2,506,687	61.6%	Other
G1 EXECUTION SERVICES, LLC	23,251	$1,564,559	38.4%	Other

Lumbard & Kellner, LLC

$3,890,102

8.24%

57,811

GOLDMAN SACHS GROUP INC

$2,686,216

5.69%

39,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	39,920	$2,686,216	100.0%	Defined

UBS Group AG

$2,446,596

5.18%

36,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	35,864	$2,413,288	98.6%	Defined
UBS Securities LLC	495	$33,308	1.4%	Defined

LPL Financial LLC

$1,833,921

3.89%

27,254

Sanctuary Advisors, LLC

$1,066,546

2.26%

15,850

RAYMOND JAMES FINANCIAL INC

$811,449

1.72%

12,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	5,273	$354,820	43.7%	Defined
Raymond James Financial Services Advisors, Inc.	6,786	$456,629	56.3%	Defined

TWO SIGMA INVESTMENTS, LP

$756,541

1.60%

11,243

CITADEL ADVISORS LLC

$673,303

1.43%

10,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	10,006	$673,303	100.0%	Defined

Cutler Capital Management, LLC

$664,017

1.41%

9,868

Cetera Investment Advisers

$659,172

1.40%

9,796

Summit Financial, LLC

$505,886

1.07%

7,518

Greenwich Wealth Management LLC

$470,626

1.00%

6,994

SPINNAKER TRUST

$386,581

0.82%

5,745

ENVESTNET ASSET MANAGEMENT INC

$303,074

0.64%

4,504

OSAIC HOLDINGS, INC.

$270,572

0.57%

4,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3,468	$233,361	86.2%	Defined
Osaic Advisory Services, LLC	553	$37,211	13.8%	Defined

StoneX Group Inc.

$264,988

0.56%

3,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	3,938	$264,988	100.0%	Defined

CreativeOne Wealth, LLC

$235,784

0.50%

3,504

HARBOUR INVESTMENTS, INC.

$156,381

0.33%

2,324

Dunhill Financial, LLC

$115,200

0.24%

1,712

Gunpowder Capital Management, LLC dba Oliver Wealth Management

$89,159

0.19%

1,325

ACTION POINT FINANCIAL PLANNING, LLC

$49,455

0.10%

735

Integrated Wealth Concepts LLC

$34,452

0.07%

512

Rockefeller Capital Management L.P.

$29,944

0.06%

445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	445	$29,944	100.0%	Defined

UMB Bank, n.a.

$26,916

0.06%

400

BLAIR WILLIAM & CO/IL

$10,093

0.02%

150

NewEdge Advisors, LLC

$3,700

0.01%

Beacon Capital Management, Inc.

$67

0.00%

Russell Investments Group, Ltd.

$67

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	1	$67	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	20,700	$1,205,568	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,680	$272,563	100.0%	Defined