QPX · AdvisorShares Q Dynamic Growth ETF ETF

$48.77 -0.04 (-0.09%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 14

Total Value: $10,153,217

Total Shares: 403,370

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 14 13F filers · Δ vs Dec 31, 2022

Top Holder

40.4%

+4.8 pts

Top 5

88.1%

+0.2 pts

Top 10

99.7%

+0.3 pts

HHI

2,463

Moderately concentrated+214

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: 0

Institutional value: -13.1%

Shares held: -27.0%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds	Open
Mega ENVESTNET ASSET MANAGEMENT INC	+10,997	36,551
Small Rothschild Wealth LLC	+700	30,777

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mid Cetera Advisors LLC	−33,955	162,906
Large OSAIC HOLDINGS, INC.	−13,593	99,447
Large HighTower Advisors, LLC	−5,686	18,844
Mega UBS Group AG	−2,267	4,876
Large Cetera Investment Advisers	−900	17,374

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	25,739	$647,876
Small Sunbelt Securities, Inc.	1,755	$44,175
Small WealthPLAN Partners, LLC	332	$8,356
Small WealthPlan Investment Management, LLC	101	$2,542

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Large Cambridge Investment Research Advisors, Inc.	120,381	$2,545,456
Micro Professional Financial Advisors, LLC	9,920	$209,758
Small Accurate Wealth Management, LLC	2,150	$45,461
Small Sargent Bickham Lagudis LLC	89	$1,881

Filter: New 4 Increased 2 Reduced 5 Sold out 4 Unchanged 3

Showing 14 of 14

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Cetera Advisors LLC QPX

$4,100,506

40.39%

162,906

OSAIC HOLDINGS, INC. QPX

$2,503,177

24.65%

99,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	1,684	$42,387	1.7%	Defined
SAGEPOINT FINANCIAL, INC.	2,150	$54,117	2.2%	Defined
FSC SECURITES, INC.	24,940	$627,764	25.1%	Defined
WOODBURY FINANCIAL SERVICES, INC.	13,553	$341,142	13.6%	Defined
SECURITIES AMERICA ADVISORS INC	38,533	$969,914	38.7%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	18,587	$467,853	18.7%	Defined

ENVESTNET ASSET MANAGEMENT INC QPX

$920,025

9.06%

36,551

Rothschild Wealth LLC QPX

$774,687

7.63%

30,777

SUSQUEHANNA INTERNATIONAL GROUP, LLP QPX

$647,876

6.38%

25,739

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	25,739	$647,876	100.0%	Defined

HighTower Advisors, LLC QPX

$474,322

4.67%

18,844

Cetera Investment Advisers QPX

$437,320

4.31%

17,374

UBS Group AG QPX

$122,733

1.21%

4,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	4,876	$122,733	100.0%	Sole

ROYAL BANK OF CANADA QPX

$100,684

0.99%

4,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Trust Co (Delaware) Ltd	4,000	$100,684	100.0%	Defined

Sunbelt Securities, Inc. QPX

$44,175

0.44%

1,755

WELLS FARGO & COMPANY/MN QPX

$16,814

0.17%

668

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	668	$16,814	100.0%	Defined

WealthPLAN Partners, LLC QPX

$8,356

0.08%

332

WealthPlan Investment Management, LLC QPX

$2,542

0.03%

101

PROEQUITIES, INC. QPX

0.00%