QQXT · First Trust NASDAQ-100 Ex-Technology Sector Index Fund ETF

Alerts for QQXT

$101.53 -0.84 (-0.82%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $5,483,413

Total Shares: 56,171

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

65.2%

+37.4 pts

Top 5

100.0%

+38.7 pts

Top 10

100.0%

+18.7 pts

HHI

5,462

Highly concentrated+4,276

Quarterly Activity

vs Mar 31, 2023

New

2

Increased

0

Decreased

0

Sold Out

35

Unchanged

0

Holder count: -33

Institutional value: -93.5%

Shares held: -94.7%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	36,621	$3,574,942
Mega CITADEL ADVISORS LLC	19,550	$1,908,471

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	285,098	$23,506,330
Mega WELLS FARGO & COMPANY/MN	125,023	$10,308,145
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	85,216	$7,026,059
Mega UBS Group AG	70,224	$5,789,968
Mega ROYAL BANK OF CANADA	64,288	$5,300,545

Filter: New 2 Increased 0 Reduced 0 Sold out 35 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC QQXT

$3,574,942

65.20%

36,621

CITADEL ADVISORS LLC QQXT

$1,908,471

34.80%

19,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	19,550	$1,908,471	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	285,098	$23,506,330	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	26,710	$2,202,239	21.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	98,313	$8,105,906	78.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	70,224	$5,789,968	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	64,288	$5,300,545	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	54,652	$4,506,057	96.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	2,034	$167,703	3.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	24,380	$2,010,131	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	18,656	$1,538,187	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	17,201	$1,418,222	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	9,043	$745,595	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	8,339	$687,550	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	2,973	$245,123	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SAGEPOINT FINANCIAL, INC.	5	$412	0.8%	Defined
SECURITIES AMERICA ADVISORS INC	591	$48,727	99.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	567	$46,749	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FutureAdvisor, Inc.	225	$18,551	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	0	$0	—	Defined