SDOG · ALPS Sector Dividend Dogs ETF ETF

Alerts for SDOG

$73.22 -0.48 (-0.65%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,204,083

Total Shares: 17,650

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+60.9 pts

Top 5

100.0%

+9.8 pts

Top 10

100.0%

+5.2 pts

HHI

10,000

Highly concentrated+7,300

Quarterly Activity

vs Sep 30, 2023

New

0

Increased

1

Decreased

0

Sold Out

30

Unchanged

0

Holder count: -30

Institutional value: -99.4%

Shares held: -99.6%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+3,196	17,650

Top Sellers

vs Sep 30, 2023

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega BANK OF AMERICA CORP /DE/	1,564,707	$73,588,169
Mega MORGAN STANLEY	1,274,263	$59,928,587
Mid UNITED CAPITAL FINANCIAL ADVISORS, LLC	350,082	$16,464,356
Mega ROYAL BANK OF CANADA	312,618	$14,702,423
Mega AMERIPRISE FINANCIAL INC	103,104	$4,848,980

Filter: New 0 Increased 1 Reduced 0 Sold out 30 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC SDOG

$1,204,083

100.00%

17,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,650	$1,204,083	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,138,724	$53,554,189	72.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	425,983	$20,033,980	27.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,273,220	$59,879,536	99.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,043	$49,051	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS GROUP, INC joint	350,082	$16,464,356	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	5,177	$243,474	1.7%	Defined
RBC Capital Markets, LLC	295,234	$13,884,855	94.4%	Defined
RBC Dominion Securities Inc.	2,050	$96,411	0.7%	Defined
RBC Trust Co (Delaware) Ltd	8,384	$394,299	2.7%	Defined
CITY NATIONAL BANK	1,000	$47,030	0.3%	Defined
CITY NATIONAL ROCHDALE, LLC	773	$36,354	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	103,104	$4,848,980	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	45,611	$2,145,085	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	7,697	$361,989	23.3%	Defined
G1 EXECUTION SERVICES, LLC	25,401	$1,194,609	76.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	19,110	$898,743	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	18,104	$851,431	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	8	$376	0.1%	Other
Latour Trading LLC (Latour)	8,240	$387,527	99.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	6,069	$285,425	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	5,986	$281,521	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	5,540	$260,545	100.0%	Defined