SMAY · FT Vest U.S. Small Cap Moderate Buffer ETF - May ETF

$28.54 +0.06 (+0.21%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 43

Total Value: $39,667,379

Total Shares: 1,613,808

Institutional Ownership Trend

6 quarters

Holder Concentration

Across 43 13F filers · Δ vs Jun 30, 2024

Top Holder

13.6%

−1.2 pts

Top 5

46.2%

−5.0 pts

Top 10

67.9%

−3.2 pts

HHI

613

Broadly held−88

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +3.4%

Shares held: -1.8%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Large MML INVESTORS SERVICES, LLC	+95,017	160,044
Small Encompass More Asset Management	+59,557	90,082
Mega LPL Financial LLC	+57,761	102,669
Mega ENVESTNET ASSET MANAGEMENT INC	+33,057	46,306
Mid STEPHENS INC /AR/	+28,936	151,498

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Large Cetera Investment Advisers	−45,785	112,977
Small Jaffetilchin Investment Partners, LLC	−25,968	45,529
Large OSAIC HOLDINGS, INC.	−23,597	218,830
Large NewEdge Advisors, LLC	−1,107	14,193
Micro DHJJ Financial Advisors, Ltd.	−80	3,535

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Small Harvest Investment Services, LLC	62,654	$1,540,035
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	52,864	$1,299,397
Mid Envestnet Portfolio Solutions, Inc.	22,755	$559,317
Mid OLD MISSION CAPITAL LLC	20,787	$510,944
Mid NATIONS FINANCIAL GROUP INC, /IA/ /ADV	16,128	$396,426

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Mid Prospera Financial Services Inc	217,033	$5,063,379
Micro EWG Elevate Inc.	101,457	$2,366,991
Large COMMONWEALTH EQUITY SERVICES, LLC	66,303	$1,546,848
Mega JANE STREET GROUP, LLC	34,488	$804,605
Small Insight Advisors, LLC/ PA	29,648	$691,687

Filter: New 14 Increased 18 Reduced 5 Sold out 15 Unchanged 6

Showing 43 of 43

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OSAIC HOLDINGS, INC. SMAY

$5,378,839

13.56%

218,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	167,250	$4,111,005	76.4%	Defined
OSAIC INSTITUTIONS, INC.	6,198	$152,346	2.8%	Defined
ARBOR POINT ADVISORS, LLC	2,484	$61,056	1.1%	Defined
American Portfolios Advisors	20,982	$515,737	9.6%	Sole
OSAIC FA, INC.	21,916	$538,695	10.0%	Defined

MML INVESTORS SERVICES, LLC SMAY

$3,933,881

9.92%

160,044

STEPHENS INC /AR/ SMAY

$3,723,820

9.39%

151,498

Cetera Investment Advisers SMAY

$2,776,974

7.00%

112,977

LPL Financial LLC SMAY

$2,523,604

6.36%

102,669

Encompass More Asset Management SMAY

$2,214,215

5.58%

90,082

Donald L. Hagan, LLC SMAY

$1,810,218

4.56%

73,646

Atria Wealth Solutions, Inc. SMAY

$1,747,219

4.40%

71,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SCF Investment Advisors, Inc.	38,569	$948,026	54.3%	Defined
NEXT Financial Group, Inc	15,727	$386,569	22.1%	Defined
CUSO Financial Services L.P. /CA	16,787	$412,624	23.6%	Defined

Harvest Investment Services, LLC SMAY

$1,540,035

3.88%

62,654

SUSQUEHANNA INTERNATIONAL GROUP, LLP SMAY

$1,299,397

3.28%

52,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	52,864	$1,299,397	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC SMAY

$1,138,201

2.87%

46,306

Jaffetilchin Investment Partners, LLC SMAY

$1,119,102

2.82%

45,529

Cambridge Investment Research Advisors, Inc. SMAY

$974,916

2.46%

39,663

First Heartland Consultants, Inc. SMAY

$868,337

2.19%

35,327

CITADEL ADVISORS LLC SMAY

$868,141

2.19%

35,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	35,319	$868,141	100.0%	Defined

NorthCrest Asset Manangement, LLC SMAY

$857,547

2.16%

34,888

FSB PREMIER WEALTH MANAGEMENT, INC. SMAY

$734,696

1.85%

29,890

Kestra Advisory Services, LLC SMAY

$697,629

1.76%

28,382

StoneX Group Inc. SMAY

$581,710

1.47%

23,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc.	23,666	$581,710	100.0%	Defined

Envestnet Portfolio Solutions, Inc. SMAY

$559,317

1.41%

22,755

OLD MISSION CAPITAL LLC SMAY

$510,944

1.29%

20,787

Mariner, LLC SMAY

$497,130

1.25%

20,225

Avidian Wealth Enterprises, LLC SMAY

$406,135

1.02%

16,523

NATIONS FINANCIAL GROUP INC, /IA/ /ADV SMAY

$396,426

1.00%

16,128

Sigma Planning Corp SMAY

$350,019

0.88%

14,240

NewEdge Advisors, LLC SMAY

$348,863

0.88%

14,193

Bullseye Investment Management, LLC SMAY

$276,254

0.70%

11,239

SOA Wealth Advisors, LLC. SMAY

$237,958

0.60%

9,681

SECURED RETIREMENT ADVISORS, LLC SMAY

$211,904

0.53%

8,621

United Advisor Group, LLC SMAY

$209,790

0.53%

8,535

TRUIST FINANCIAL CORP SMAY

$206,250

0.52%

8,391

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	8,391	$206,250	100.0%	Defined

HARBOUR INVESTMENTS, INC. SMAY

$115,550

0.29%

4,701

DHJJ Financial Advisors, Ltd. SMAY

$86,890

0.22%

3,535

Larson Financial Group LLC SMAY

$82,932

0.21%

3,374

Capital Analysts, LLC SMAY

$79,983

0.20%

3,254

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC SMAY

$76,714

0.19%

3,121

CREATIVE FINANCIAL DESIGNS INC /ADV SMAY

$55,501

0.14%

2,258

Steward Partners Investment Advisory, LLC SMAY

$55,305

0.14%

2,250

ROYAL BANK OF CANADA SMAY

$49,160

0.12%

2,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CITY NATIONAL ROCHDALE, LLC	2,000	$49,160	100.0%	Defined

PRINCIPAL SECURITIES, INC. SMAY

$37,042

0.09%

1,507

Sunbelt Securities, Inc. SMAY

$22,982

0.06%

935

PSI Advisors, LLC SMAY

$5,333

0.01%

217

Integrity Financial Corp /WA SMAY

$516

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	34,488	$804,605	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	25	$583	100.0%	Sole