SMOT · VanEck Morningstar SMID Moat ETF ETF

Alerts for SMOT

$40.43 -0.21 (-0.51%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 3

Total Value: $2,359,772

Total Shares: 60,725

Institutional Ownership Trend

11 quarters

Holder Concentration

Across 3 13F filers · Δ vs Mar 31, 2025

Top Holder

80.6%

+64.0 pts

Top 5

100.0%

+45.1 pts

Top 10

100.0%

+24.9 pts

HHI

6,686

Highly concentrated+5,915

Quarterly Activity

vs Mar 31, 2025

New

2

Increased

0

Decreased

1

Sold Out

78

Unchanged

0

Holder count: -76

Institutional value: -99.1%

Shares held: -99.2%

Top Buyers

vs Mar 31, 2025

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2025

Institution	Sold	Now Holds	Open
Small Brown Financial Advisors	−25,633	48,946

Top New Positions

vs Mar 31, 2025

Institution	Acquired	Value (USD)	Open
Small Kinetic Wealth Investment Advisors LLC	6,295	$244,623
Mega CITADEL ADVISORS LLC	5,484	$213,108

Top Sold-Out Positions

vs Mar 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	1,270,143	$41,647,988
Large GREAT LAKES ADVISORS, LLC	933,735	$30,617,170
Mid Principle Wealth Partners LLC	806,266	$26,437,462
Mega MORGAN STANLEY	635,406	$20,834,961
Small FINANCIAL MANAGEMENT NETWORK INC	555,222	$18,205,729

Filter: New 2 Increased 0 Reduced 1 Sold out 78 Unchanged 0

Showing 3 of 3

All Common Calls Puts

Compact Export CSV

Brown Financial Advisors SMOT

$1,902,041

80.60%

48,946

Kinetic Wealth Investment Advisors LLC SMOT

$244,623

10.37%

6,295

CITADEL ADVISORS LLC SMOT

$213,108

9.03%

5,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,484	$213,108	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	635,406	$20,834,961	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	296,109	$9,709,414	57.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	217,614	$7,135,563	42.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	198,273	$6,501,371	74.7%	Defined
Raymond James Financial Services Advisors, Inc.	67,054	$2,198,700	25.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	79,557	$2,608,674	87.5%	Defined
Osaic Advisory Services, LLC	11,346	$372,035	12.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST FOUNDATION BANK	7,607	$249,433	15.0%	Defined
Held directly	43,137	$1,414,462	85.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	48,585	$1,593,102	99.1%	Defined
EquityCompass Investment Management	464	$15,214	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	47,845	$1,568,837	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	38,355	$1,257,660	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	28,083	$920,841	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	26,941	$883,395	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	14,343	$470,306	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	12,360	$405,284	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	11,740	$384,954	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	9,617	$315,341	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	8,243	$270,287	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Apexium Financial, LP	7,785	$255,270	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	226	$7,410	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	50	$1,639	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Stoker Ostler Wealth Advisors, Inc.	42	$1,377	100.0%	Defined