XTN · State Street(R) SPDR(R) S&P(R) Transportation ETF ETF

$105.52 +1.24 (+1.19%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $427,868

Total Shares: 3,700

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

94.6%

+75.9 pts

Top 5

100.0%

+42.1 pts

Top 10

100.0%

+25.3 pts

HHI

8,977

Highly concentrated+8,118

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

1

Sold Out

46

Unchanged

0

Holder count: -45

Institutional value: -99.1%

Shares held: -99.5%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−646	3,500

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small BROWN, LISLE/CUMMINGS, INC.	200	$23,128

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega BANK OF AMERICA CORP /DE/	129,599	$9,392,038
Mega MORGAN STANLEY	94,561	$6,852,835
Mega LPL Financial LLC	77,381	$5,607,801
Mega AMERIPRISE FINANCIAL INC	52,047	$3,771,846
Mega WELLS FARGO & COMPANY/MN	47,624	$3,451,310

Filter: New 1 Increased 0 Reduced 1 Sold out 46 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC XTN

$404,740

94.59%

3,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	3,500	$404,740	100.0%	Defined

BROWN, LISLE/CUMMINGS, INC. XTN

$23,128

5.41%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	109	$7,899	0.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	108,814	$7,885,750	84.0%	Defined
MANAGED ACCOUNT ADVISORS LLC	20,676	$1,498,389	16.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	295	$21,378	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	94,266	$6,831,457	99.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	52,047	$3,771,846	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	21,540	$1,561,003	45.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	26,084	$1,890,307	54.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	25,277	$1,831,824	98.7%	Defined
UBS AG	327	$23,697	1.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management Taiwan Ltd.	4,406	$319,302	18.3%	Sole
Held directly	19,700	$1,427,659	81.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	8,505	$616,357	37.3%	Defined
SAGEPOINT FINANCIAL, INC.	361	$26,161	1.6%	Defined
FSC SECURITES, INC.	4,690	$339,884	20.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	746	$54,062	3.3%	Defined
SECURITIES AMERICA ADVISORS INC	3,662	$265,385	16.1%	Defined
ARBOR POINT ADVISORS, LLC	3,530	$255,819	15.5%	Defined
TRIAD HYBRID SOLUTIONS, LLC	960	$69,571	4.2%	Defined
American Portfolios Advisors	336	$24,349	1.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	11,693	$847,391	99.7%	Defined
55I, LLC	36	$2,608	0.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,471	$324,013	43.1%	Defined
G1 EXECUTION SERVICES, LLC	5,892	$426,993	56.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	8,697	$630,269	93.4%	Other
PNC Investments LLC	616	$44,641	6.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	8,555	$619,980	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREDIT SUISSE INTERNATIONAL	7,349	$532,582	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	100	$7,247	1.6%	Defined
Citigroup Global Markets Holdings Bahamas Ltd joint	6,136	$444,675	98.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	5,255	$380,829	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	550	$39,858	12.8%	Defined
RBC Capital Markets, LLC	3,761	$272,559	87.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	1,092	$79,137	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	357	$25,871	99.7%	Defined
Held directly	1	$72	0.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	20	$1,449	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	21	$2	100.0%	Other