INGALLS & SNYDER LLC
Registered adviserFiling Date
Global Rank
#1,102
/ 8,818
▲ 86
Top Industry
Biotechnology
20.7%
Period ended 4 months ago
Filed Aug 14, 2026 · 2mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Records disagree; the first in precedence decides.
Regulatory AUM
$7,826,602,578
Main clients
Individuals and high net worth
(87% of AUM)
Private funds
3 funds
· Hedge funds
Focus by fund count, roster of Oct 1, 2026
$142,185,443 gross assets
Stated strategy
Fundamental active, Quantitative / systematic, Growth, Income, Fixed income / rates, Long/short hedge, Private markets
Form ADV Part 2A, Jul 24, 2026
· original
In the firm's words
- Fundamental active:
The Firm’s investment advisor representatives assess a company’s or a security’s attractiveness based on factors such as the company’s management, products, services, markets, sales, assets, and financial structure.
- Quantitative / systematic:
Ingalls selected the twenty-five (25) securities with the lowest enterprise value to free cash flow ratio as calculated by Bloomberg to be included in the Trust’s portfolio.
- Growth:
For example, companies recently selected were not consensus analyst “buys” using Bloomberg’s analyst rating system that the Firm believed possessed certain characteristics including financial flexibility (measured by current ratio), growth prospects (measured by expected earnings per share or “EPS” growth rates) and the potential for improved operating momentum (measured by stable-to-positive analyst earnings estimate revisions).
- Income:
Ingalls provides portfolio consulting services to Hennion & Walsh, Inc. in connection with its SmartTrust ® Fundamental Equity Contrarians Trust (the “Trust”), a unit investment trust that seeks a total return potential through capital appreciation and dividend income.
- Fixed income / rates:
Corporate debt securities; Corporate preferred securities; Commercial paper; Bank CDs; Convertible Securities; Municipal securities;
- Long/short hedge:
Investment strategies utilized by Ingalls include long-term purchases (securities held at least a year); short-term purchases (securities sold within a year), trading (securities sold within 30 days); short sales; margin transactions and option writing, including covered options, uncovered options or spreading strategies.
- Private markets:
Ingalls also provides advice to certain clients regarding investments in private investment partnerships, which may invest in securities and other assets of the types stated above.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 47.4%, 20.2 effective positions, active share 65.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
8.4% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 21.4 quarters (12+), a floor since 65.7% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 65.9%; sector active share 33.5% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
462 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
18.9%
+8.0 pts
Top 5
35.6%
+8.3 pts
Top 10
47.3%
+5.7 pts
HHI
495
Diversified+230
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Healthcare | 25.8% | $944,990,408 |
| Technology | 12.6% | $461,835,380 |
| Energy | 11.3% | $411,760,647 |
| Basic Materials | 11.0% | $402,657,746 |
| Financial Services | 10.4% | $380,687,745 |
| Industrials | 9.1% | $332,225,795 |
| Communication Services | 6.6% | $241,046,817 |
| Consumer Cyclical | 4.5% | $164,943,633 |
| Consumer Defensive | 3.3% | $120,688,633 |
| Unclassified | 2.9% | $107,516,846 |
| Real Estate | 1.8% | $67,142,976 |
| Utilities | 0.6% | $21,732,528 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CORT | Corcept Therapeutics Inc | +325,791 | 7,934,507 | $689,905,383 | |
| NFLX | Netflix Inc | +169,892 | 272,678 | $19,469,209 | |
| FTAI | FTAI Aviation Ltd. | +167,361 | 170,003 | $45,990,911 | |
| TBN | Tamboran Resources Corp | +164,935 | 504,497 | $16,401,197 | |
| FMC | Fmc Corp | +160,451 | 558,507 | $6,422,830 | |
| CMCSA | Comcast Corp | +134,874 | 170,855 | $4,194,490 | |
| CPRI | Capri Holdings Ltd | +130,988 | 259,183 | $4,813,028 | |
| HYFT | MindWalk Holdings Corp. | +128,439 | 3,035,479 | $4,796,056 | |
| PPLT | abrdn Platinum ETF Trust | +126,513 | 140,620 | $1,986,960 | |
| NN | Nextnav Inc. | +111,390 | 868,674 | $15,488,457 | |
| OMER | Omeros Corp | +100,100 | 3,659,523 | $34,802,063 | |
| ET | Energy Transfer LP | +100,000 | 116,873 | $2,235 | |
| GDXJ | VanEck Junior Gold Miners ETF | +99,926 | 102,000 | $10,021,500 | |
| DVN | Devon Energy Corp | +89,513 | 130,061 | $5,374,120 | |
| OXY | Occidental Petroleum Corp | +85,190 | 224,553 | $10,906,539 | |
| CCJ | Cameco Corp | +80,100 | 93,030 | $9,476,035 | |
| KHC | Kraft Heinz Co | +75,381 | 371,519 | $8,775,278 | |
| PYPL | PayPal Holdings, Inc. | +39,224 | 281,219 | $12,143,036 | |
| UL | Unilever PLC | +37,658 | 290,596 | $17,470,631 | |
| JBLU | Jetblue Airways Corp | +36,700 | 176,300 | $1,010,199 | |
| PBI | Pitney Bowes Inc | +28,271 | 461,897 | $8,092,435 | |
| PFE | Pfizer Inc | +22,248 | 730,345 | $17,586,707 | |
| UBER | Uber Technologies, Inc | +21,209 | 292,545 | $21,110,047 | |
| SJT | San Juan Basin Royalty Trust | +20,000 | 48,650 | $156,166 | |
| KVUE | Kenvue Inc. | +17,234 | 772,266 | $14,758,003 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GTM | ZoomInfo Technologies Inc. | −381,247 | 302,394 | $886,014 | |
| HUN | Huntsman CORP | −263,397 | 5,050 | $53,631 | |
| CNQ | CANADIAN NATURAL RESOURCES Ltd | −96,724 | 2,240,810 | $88,511,995 | |
| DD | DuPont de Nemours, Inc. | −61,671 | 30,291 | $4,108,671 | |
| TMUS | T-Mobile US, Inc. | −42,398 | 100,180 | $16,803,191 | |
| WMB | Williams Companies, Inc. | −25,493 | 1,366,537 | $101,588,360 | |
| DKNG | DraftKings Inc. | −24,252 | 54,327 | $1,372,300 | |
| FBIN | Fortune Brands Innovations, Inc. | −23,920 | 227,039 | $12,464,441 | |
| GMAB | Genmab A/S | −22,050 | 50,841 | $1,396,602 | |
| CDZI | Cadiz Inc | −15,700 | 82,900 | $346,522 | |
| ALKT | Alkami Technology, Inc. | −15,265 | 10,950 | $198,414 | |
| PAAS | Pan American Silver Corp | −15,171 | 1,764,657 | $79,038,987 | |
| CTO | CTO Realty Growth, Inc. | −14,798 | 454,354 | $9,773,154 | |
| NSPR | InspireMD, Inc. | −10,500 | 368,800 | $258,160 | |
| SPY | Spdr S&P 500 ETF Trust | −10,178 | 14,791 | $11,045,475 | |
| HON | Honeywell International Inc | −10,146 | 1,304 | $291,965 | |
| BRX | Brixmor Property Group Inc. | −9,533 | 97,589 | $3,076,981 | |
| VCEL | Vericel Corp | −9,200 | 5,000 | $222,450 | |
| FCX | Freeport-Mcmoran Inc | −8,854 | 152,540 | $9,593,240 | |
| CSCO | Cisco Systems, Inc. | −8,443 | 68,705 | $8,070,089 | |
| ACCO | ACCO BRANDS Corp | −7,746 | 38,524 | $160,259 | |
| YELP | Yelp Inc | −7,710 | 68,982 | $1,691,438 | |
| MKC | Mccormick & Co Inc | −7,660 | 4,844 | $244,234 | |
| EPRX | Eupraxia Pharmaceuticals Inc. | −7,200 | 68,450 | $452,454 | |
| C | Citigroup Inc | −7,118 | 235,269 | $32,928,249 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| OGC | OceanaGold Corp | 10,044,277 | $251,910,467 | |
| APO | Apollo Global Management, Inc. | 61,701 | $7,299,845 | |
| RYN | Rayonier Inc | 220,571 | $4,693,750 | |
| CRS | Carpenter Technology Corp | 5,200 | $3,207,568 | |
| HONA | Honeywell Aerospace Inc. | 10,516 | $2,324,877 | |
| NAVN | Navan, Inc. | 50,581 | $1,156,787 | |
| LITE | Lumentum Holdings Inc. | 1,247 | $1,070,000 | |
| AMD | Advanced Micro Devices Inc | 817 | $474,603 | |
| XYL | Xylem Inc. | 3,913 | $462,555 | |
| TEAM | Atlassian Corp | 5,545 | $431,345 | |
| FDXF | FedEx Freight Holding Company, Inc. | 2,243 | $338,693 | |
| CHWY | Chewy, Inc. | 14,655 | $287,970 | |
| ROK | Rockwell Automation, Inc | 540 | $267,343 | |
| SPCX | Space Exploration Technologies Corp | 1,482 | $253,214 | |
| FSLR | First Solar, Inc. | 1,004 | $236,903 | |
| MS | Morgan Stanley | 1,127 | $235,588 | |
| MRP | Millrose Properties, Inc. | 7,668 | $230,423 | |
| AIN | Albany International Corp | 3,000 | $223,500 | |
| COHR | Coherent Corp. | 553 | $218,141 | |
| MUSA | Murphy USA Inc. | 400 | $215,548 | |
| KWR | Quaker Chemical Corp | 1,300 | $206,531 | |
| IWB | iShares Russell 1000 ETF | 493 | $201,883 | |
| ROKU | Roku, Inc | 1,457 | $201,269 | |
| CAG | Conagra Brands Inc. | 13,375 | $180,027 | |
| WU | Western Union CO | 20,300 | $156,310 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
17 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| F | Ford Motor Co | 122,042 | $1,408,364 | |
| ST | Sensata Technologies Holding plc | 25,454 | $896,489 | |
| — | 45,445 | $448,996 | ||
| WK | Workiva Inc | 4,366 | $260,344 | |
| UTHR | UNITED THERAPEUTICS Corp | 431 | $255,574 | |
| BF-B | Brown Forman Corp | 9,149 | $241,899 | |
| CTSH | Cognizant Technology Solutions Corp | 3,852 | $236,320 | |
| VEU | Vanguard International Equity Index Funds | 2,864 | $215,086 | |
| SAP | Sap SE | 1,249 | $213,841 | |
| PGR | Progressive Corp | 1,071 | $212,315 | |
| BXMT | Blackstone Mortgage Trust, Inc. | 11,000 | $210,650 | |
| BDX | Becton Dickinson & Co | 1,329 | $208,958 | |
| CC | Chemours Co | 9,413 | $207,368 | |
| SHOP | Shopify Inc. | 1,713 | $203,196 | |
| VLY | Valley National Bancorp | 10,500 | $128,940 | |
| — | 25,400 | $893 | ||
| — | 5,105 | $332 | ||
| No positions match the current search. | ||||
462 tracked positions ·
$3,657,229,154 total
· filing declares
478 positions · $3,664,692
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 462 positions by value
· page 1 of 10
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CORT |
Corcept Therapeutics Inc
CALL
+ SHARES
Healthcare
|
Added | 7,947,007 | $690,992,258 | 18.89% | |
| OGC |
OceanaGold Corp
Basic Materials
|
NEW | 10,044,277 | $251,910,467 | 6.89% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 297,979 | $106,488,755 | 2.91% | |
| WMB |
Williams Companies, Inc.
Energy
|
Reduced | 1,366,537 | $101,588,360 | 2.78% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 339,187 | $98,147,150 | 2.68% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 673,305 | $92,054,259 | 2.52% | |
| CNQ |
CANADIAN NATURAL RESOURCES Ltd
Energy
|
Reduced | 2,240,810 | $88,511,995 | 2.42% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 172,476 | $86,305,265 | 2.36% | |
| PAAS |
Pan American Silver Corp
Basic Materials
|
Reduced | 1,764,657 | $79,038,987 | 2.16% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 198,602 | $74,082,518 | 2.03% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 191,298 | $62,617,574 | 1.71% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 148,401 | $52,434,525 | 1.43% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 218,020 | $51,962,886 | 1.42% | |
| FTAI |
FTAI Aviation Ltd.
Industrials
|
Added | 170,003 | $45,990,911 | 1.26% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 228,390 | $45,698,555 | 1.25% | |
| DE |
Deere & Co
Industrials
|
Reduced | 63,296 | $40,150,551 | 1.10% | |
| EXPE |
Expedia Group, Inc.
Consumer Cyclical
|
Reduced | 140,462 | $35,941,416 | 0.98% | |
| OMER |
Omeros Corp
Healthcare
|
Added | 3,659,523 | $34,802,063 | 0.95% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 135,858 | $34,187,307 | 0.93% | |
| HXL |
Hexcel Corp
Industrials
|
Reduced | 334,606 | $33,480,676 | 0.92% | |
| C |
Citigroup Inc
Financial Services
|
Reduced | 235,269 | $32,928,249 | 0.90% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 223,463 | $32,768,614 | 0.90% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 158,163 | $30,008,265 | 0.82% | |
| RRC |
Range Resources Corp
Energy
|
Added | 793,550 | $29,512,124 | 0.81% | |
| ABT |
Abbott Laboratories
Healthcare
|
Added | 316,680 | $28,735,543 | 0.79% | |
| GL |
Globe Life Inc.
Financial Services
|
Held | 157,151 | $28,079,740 | 0.77% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 74,904 | $26,417,142 | 0.72% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 203,973 | $26,210,530 | 0.72% | |
| STRS |
Stratus Properties Inc
Real Estate
|
Reduced | 895,730 | $25,752,237 | 0.70% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 44,630 | $25,139,632 | 0.69% | |
| TECK |
Teck Resources Ltd
Basic Materials
|
Reduced | 416,059 | $24,738,868 | 0.68% | |
| CB |
Chubb Ltd
Financial Services
|
Reduced | 70,231 | $23,930,510 | 0.65% | |
| TTE |
TotalEnergies SE
Energy
|
Reduced | 274,116 | $21,315,260 | 0.58% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 292,545 | $21,110,047 | 0.58% | |
| NVS |
Novartis AG
Healthcare
|
Reduced | 134,587 | $21,092,474 | 0.58% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Held | 30,008 | $20,609,794 | 0.56% | |
| AMAT |
Applied Materials Inc
Technology
|
Reduced | 27,274 | $19,719,102 | 0.54% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 272,678 | $19,469,209 | 0.53% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 74,509 | $18,923,050 | 0.52% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 24,055 | $18,014,548 | 0.49% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 37,551 | $17,933,231 | 0.49% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 46,605 | $17,605,038 | 0.48% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 730,345 | $17,586,707 | 0.48% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Reduced | 58,793 | $17,513,846 | 0.48% | |
| UL |
Unilever PLC
Consumer Defensive
|
Added | 290,596 | $17,470,631 | 0.48% | |
| TMUS |
T-Mobile US, Inc.
Communication Services
|
Reduced | 100,180 | $16,803,191 | 0.46% | |
| WSM |
Williams Sonoma Inc
Consumer Cyclical
|
Added | 71,709 | $16,715,367 | 0.46% | |
| ROP |
Roper Technologies Inc
Technology
|
Reduced | 48,829 | $16,523,245 | 0.45% | |
| TBN |
Tamboran Resources Corp
Energy
|
Added | 504,497 | $16,401,197 | 0.45% | |
| CP |
Canadian Pacific Kansas City Ltd
Industrials
|
Added | 188,125 | $16,301,031 | 0.45% |
Showing the top 50 of 462 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.