RATIONAL ADVISORS, INC.

CIK

1143565

Location

San Juan, PR

Portfolio Value

Small $133,266,843

Diversification

Diversified

Filing Date

Global Rank

#5,110 / 8,605 ▼ 138 · as of Mar 2026

Top Industry

Semiconductors 11.8%

3Y Alpha vs SPY

-4.2%

Period ended 3 months ago

Filed May 7, 2026 · 2mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+56.9%

SPY

+76.5%

Annualised alpha

-4.7%

Max drawdown

−22.3%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

130 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.7%

+2.8 pts

Top 5

28.7%

+7.6 pts

Top 10

45.3%

+10.6 pts

HHI

311

Diversified+82

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.2%	$34,888,029	35
Consumer Cyclical	10.2%	$13,617,818	10
Industrials	10.1%	$13,470,717	22
Communication Services	9.6%	$12,735,788	7
Financial Services	9.3%	$12,400,064	21
Consumer Defensive	8.5%	$11,330,101	2
Unclassified	7.8%	$10,337,145	2
Real Estate	6.6%	$8,815,298	3
Healthcare	6.2%	$8,204,875	21
Energy	5.2%	$6,982,906	3
Utilities	0.3%	$357,334	1
Basic Materials	0.1%	$126,768	3

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WMT	Walmart Inc.	+32,387	68,893	$8,562,020
WELL	Welltower Inc.	+23,400	44,400	$8,778,324
WMB	Williams Companies, Inc.	+15,947	32,541	$2,368,333
NVDA	Nvidia Corp	+14,564	30,434	$5,307,689
BABA	Alibaba Group Holding Ltd	+14,400	17,290	$2,169,203
PLTR	Palantir Technologies Inc.	+8,508	16,948	$2,479,152
WFC	Wells Fargo & Company/Mn	+7,247	12,538	$998,149
GE	General Electric Co	+6,860	10,054	$2,853,023
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+5,947	13,029	$4,403,149
GLW	Corning Inc /Ny	+5,193	7,687	$1,045,201
SPY	Spdr S&P 500 ETF Trust	+5,118	15,878	$10,326,097
AMD	Advanced Micro Devices Inc	+3,648	6,219	$1,265,130
APP	AppLovin Corp	+3,300	3,411	$1,357,578
MDT	Medtronic plc	+2,800	33,200	$2,876,780
AVGO	Broadcom Inc.	+2,667	8,022	$2,482,888
JPM	Jpmorgan Chase & Co	+2,360	7,824	$2,301,507
BRK-B	Berkshire Hathaway Inc	+1,721	6,637	$3,180,450
MCD	Mcdonalds Corp	+1,665	7,439	$2,311,966
UBER	Uber Technologies, Inc	+1,300	35,724	$2,569,627
AAPL	Apple Inc.	+1,090	20,614	$5,231,625
ABBV	AbbVie Inc.	+994	5,897	$1,282,538
HSBC	Hsbc Holdings PLC	+734	10,534	$868,949
V	Visa Inc.	+642	1,284	$388,076
PANW	Palo Alto Networks Inc	+586	5,049	$809,455
NVS	Novartis AG	+408	7,594	$1,159,983
No positions match the current search.

Trimmed

Positions the filer reduced

22 positions

Ticker	Company	Δ Shares	Shares	Value
ATI	Ati Inc	−26,500	6,900	$1,003,674
CSCO	Cisco Systems, Inc.	−10,714	1,300	$100,867
NOW	ServiceNow, Inc.	−6,800	19,039	$1,990,527
GOOGL	Alphabet Inc.	−6,565	17,034	$4,898,297
AXP	American Express Co	−5,980	224	$67,755
APO	Apollo Global Management, Inc.	−5,600	12,487	$1,391,301
BX	Blackstone Inc.	−5,000	9,709	$1,116,437
META	Meta Platforms, Inc.	−4,774	1,620	$926,849
CRM	Salesforce, Inc.	−4,675	306	$57,121
INTU	Intuit Inc.	−4,430	91	$39,346
TDG	TransDigm Group INC	−2,900	17	$19,702
XOM	Exxon Mobil Corp	−2,720	11,979	$2,032,357
UNH	Unitedhealth Group Inc	−2,000	295	$79,824
CDNS	Cadence Design Systems Inc	−1,759	90	$25,008
ISRG	Intuitive Surgical Inc	−1,548	117	$53,935
LLY	ELI LILLY & Co	−1,358	1,567	$1,441,278
AMZN	Amazon Com Inc	−1,310	23,465	$4,887,054
MSFT	Microsoft Corp	−1,069	11,097	$4,107,775
COST	Costco Wholesale Corp /New	−710	2,778	$2,768,081
TSLA	Tesla, Inc.	−420	3,857	$1,433,839
CAT	Caterpillar Inc	−89	1,792	$1,269,559
SPOT	Spotify Technology S.A.	−5	5,270	$2,555,475
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
LNG	Cheniere Energy, Inc.	9,100	$2,582,216
NU	Nu Holdings Ltd.	77,000	$1,106,490
DOV	DOVER Corp	5,300	$1,104,785
HEI	Heico Corp	4,000	$1,096,800
MU	Micron Technology Inc	2,794	$943,924
VRT	Vertiv Holdings Co	3,021	$757,002
ANET	Arista Networks, Inc.	5,664	$695,425
SHOP	Shopify Inc.	4,000	$474,480
CRWD	CrowdStrike Holdings, Inc.	1,200	$117,123
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
CCL	Carnival Corp Ltd.	138,600	$4,232,844
MOG-A	Moog Inc.	14,900	$3,628,895
CFG	Citizens Financial Group Inc/Ri	45,100	$2,634,291
TJX	Tjx Companies Inc /De/	16,950	$2,603,689
KKR	KKR & Co. Inc.	18,925	$2,412,559
SCHW	Schwab Charles Corp	22,000	$2,198,020
SBUX	Starbucks Corp	15,900	$1,338,939
IBM	International Business Machines Corp	4,061	$1,202,908
GEV	GE Vernova Inc.	1,600	$1,045,712
NEE	Nextera Energy Inc	8,916	$715,776
CEG	Constellation Energy Corp	2,010	$710,072
NRG	Nrg Energy, Inc.	2,418	$385,042
TTWO	Take Two Interactive Software Inc	1,291	$330,534
BKNG	Booking Holdings Inc.	162	$34,702
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

130 positions · $133,266,843 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 130 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Added	15,878	+5,118	$10,326,097	+40.7%	7.75%
WELL	Welltower Inc. Real Estate	Added	44,400	+23,400	$8,778,324	+125.2%	6.59%
WMT	Walmart Inc. Consumer Defensive	Added	68,893	+32,387	$8,562,020	+110.5%	6.42%
NVDA	Nvidia Corp Technology	Added	30,434	+14,564	$5,307,689	+79.3%	3.98%
AAPL	Apple Inc. Technology	Added	20,614	+1,090	$5,231,625	−1.4%	3.93%
GOOGL	Alphabet Inc. Communication Services	Reduced	17,034	-6,565	$4,898,297	−33.7%	3.68%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	23,465	-1,310	$4,887,054	−14.5%	3.67%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	13,029	+5,947	$4,403,149	+104.6%	3.30%
MSFT	Microsoft Corp Technology	Reduced	11,097	-1,069	$4,107,775	−30.2%	3.08%
ITT	Itt Inc. Industrials	Added	20,300	+300	$3,867,759	+11.5%	2.90%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	6,637	+1,721	$3,180,450	+28.7%	2.39%
NFLX	Netflix Inc Communication Services	Added	30,252	+100	$2,908,729	+2.9%	2.18%
MDT	Medtronic plc Healthcare	Added	33,200	+2,800	$2,876,780	−1.5%	2.16%
GE	General Electric Co Industrials	Added	10,054	+6,860	$2,853,023	+190.0%	2.14%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	2,778	-710	$2,768,081	−8.0%	2.08%
MELI	Mercadolibre Inc Consumer Cyclical	Held	1,525	0	$2,636,755	−14.2%	1.98%
LNG	Cheniere Energy, Inc. Energy	NEW	9,100	NEW	$2,582,216	NEW	1.94%
UBER	Uber Technologies, Inc Technology	Added	35,724	+1,300	$2,569,627	−8.6%	1.93%
SPOT	Spotify Technology S.A. Communication Services	Reduced	5,270	-5	$2,555,475	−16.6%	1.92%
AVGO	Broadcom Inc. Technology	Added	8,022	+2,667	$2,482,888	+34.0%	1.86%
PLTR	Palantir Technologies Inc. Technology	Added	16,948	+8,508	$2,479,152	+65.3%	1.86%
WMB	Williams Companies, Inc. Energy	Added	32,541	+15,947	$2,368,333	+137.4%	1.78%
MCD	Mcdonalds Corp Consumer Cyclical	Added	7,439	+1,665	$2,311,966	+31.0%	1.73%
JPM	Jpmorgan Chase & Co Financial Services	Added	7,824	+2,360	$2,301,507	+30.7%	1.73%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	17,290	+14,400	$2,169,203	+412.1%	1.63%
XOM	Exxon Mobil Corp Energy	Reduced	11,979	-2,720	$2,032,357	+14.9%	1.53%
NOW	ServiceNow, Inc. Technology	Reduced	19,039	-6,800	$1,990,527	−49.7%	1.49%
LLY	ELI LILLY & Co Healthcare	Reduced	1,567	-1,358	$1,441,278	−54.1%	1.08%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	3,857	-420	$1,433,839	−25.5%	1.08%
APO	Apollo Global Management, Inc. Financial Services	Reduced	12,487	-5,600	$1,391,301	−46.9%	1.04%
APP	AppLovin Corp Communication Services	Added	3,411	+3,300	$1,357,578	+1715.1%	1.02%
ABBV	AbbVie Inc. Healthcare	Added	5,897	+994	$1,282,538	+14.5%	0.96%
CAT	Caterpillar Inc Industrials	Reduced	1,792	-89	$1,269,559	+17.8%	0.95%
AMD	Advanced Micro Devices Inc Technology	Added	6,219	+3,648	$1,265,130	+129.8%	0.95%
DE	Deere & Co Industrials	Added	2,143	+406	$1,207,151	+49.3%	0.91%
NVS	Novartis AG Healthcare	Added	7,594	+408	$1,159,983	+17.1%	0.87%
BX	Blackstone Inc. Financial Services	Reduced	9,709	-5,000	$1,116,437	−50.8%	0.84%
NU	Nu Holdings Ltd. Financial Services	NEW	77,000	NEW	$1,106,490	NEW	0.83%
DOV	DOVER Corp Industrials	NEW	5,300	NEW	$1,104,785	NEW	0.83%
HEI	Heico Corp Industrials	NEW	4,000	NEW	$1,096,800	NEW	0.82%
GLW	Corning Inc /Ny Technology	Added	7,687	+5,193	$1,045,201	+378.6%	0.78%
ATI	Ati Inc Industrials	Reduced	6,900	-26,500	$1,003,674	−73.8%	0.75%
WFC	Wells Fargo & Company/Mn Financial Services	Added	12,538	+7,247	$998,149	+102.4%	0.75%
MU	Micron Technology Inc Technology	NEW	2,794	NEW	$943,924	NEW	0.71%
META	Meta Platforms, Inc. Communication Services	Reduced	1,620	-4,774	$926,849	−78.0%	0.70%
WRBY	Warby Parker Inc. Healthcare	Held	43,500	0	$916,545	−3.3%	0.69%
HSBC	Hsbc Holdings PLC Financial Services	Added	10,534	+734	$868,949	+12.7%	0.65%
PANW	Palo Alto Networks Inc Technology	Added	5,049	+586	$809,455	−1.5%	0.61%
VRT	Vertiv Holdings Co Industrials	NEW	3,021	NEW	$757,002	NEW	0.57%
ANET	Arista Networks, Inc. Technology	NEW	5,664	NEW	$695,425	NEW	0.52%