GUGGENHEIM CAPITAL LLC
Filing Date
Global Rank
#375
/ 8,588
▼ 6
Top Industry
Asset Management
13.9%
3Y Alpha vs SPY
-3.6%
Period ended 3 months ago
Filed May 15, 2026 · 33d
25 quarters · since Mar 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+61.4%
SPY
+76.8%
Annualised alpha
-3.6%
Max drawdown
−18.2%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
1,528 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
3.7%
−0.7 pts
Top 5
14.7%
−2.6 pts
Top 10
22.5%
−3.6 pts
HHI
81
Diversified−19
Portfolio Trend
25 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 27.7% | $3,381,136,639 |
| Financial Services | 19.1% | $2,337,844,073 |
| Healthcare | 8.9% | $1,090,601,843 |
| Consumer Cyclical | 7.8% | $956,403,104 |
| Industrials | 7.1% | $872,460,040 |
| Communication Services | 6.6% | $809,795,574 |
| Consumer Defensive | 6.1% | $751,663,657 |
| Unclassified | 4.1% | $495,996,921 |
| Utilities | 3.8% | $463,708,497 |
| Basic Materials | 3.7% | $446,712,121 |
| Energy | 3.2% | $388,334,048 |
| Real Estate | 1.9% | $232,194,715 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| WMT | Walmart Inc. | +932,076 | 1,271,869 | $158,067,877 | |
| MYN | Blackrock Muniyield New York Quality Fund, Inc. | +877,697 | 1,607,492 | $15,431,923 | |
| SPXX | Nuveen S&P 500 Dynamic Overwrite Fund | +864,338 | 1,049,466 | $16,864,917 | |
| MYI | Blackrock Muniyield Quality Fund III, Inc. | +814,952 | 2,250,388 | $23,651,577 | |
| MUA | Blackrock Muniassets Fund, Inc. | +801,833 | 1,342,443 | $14,243,320 | |
| MHD | Blackrock Muniholdings Fund, Inc. | +701,845 | 1,868,644 | $21,078,303 | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | +642,666 | 3,112,598 | $34,954,475 | |
| MQY | Blackrock Muniyield Quality Fund, Inc. | +558,917 | 2,116,069 | $23,234,437 | |
| NAC | Nuveen California Quality Municipal Income Fund | +496,995 | 3,435,676 | $40,025,625 | |
| NAD | Nuveen Quality Municipal Income Fund | +495,633 | 3,068,531 | $35,288,106 | |
| EOD | Allspring Global Dividend Opportunity Fund | +405,748 | 1,061,860 | $6,190,643 | |
| NVG | Nuveen AMT-Free Municipal Credit Income Fund | +399,239 | 2,961,500 | $36,515,295 | |
| NUV | Nuveen Municipal Value Fund Inc | +398,157 | 2,914,499 | $26,201,346 | |
| NZF | Nuveen Municipal Credit Income Fund | +343,619 | 2,113,760 | $25,745,596 | |
| NXP | Nuveen Select Tax Free Income Portfolio | +332,831 | 1,346,853 | $19,327,340 | |
| VKI | Invesco Advantage Municipal Income Trust II | +253,255 | 1,040,093 | $9,007,205 | |
| ACP | abrdn Income Credit Strategies Fund | +245,365 | 3,266,252 | $16,657,885 | |
| MCN | XAI Madison Equity Premium Income Fund | +244,742 | 410,159 | $2,391,226 | |
| PML | Pimco Municipal Income Fund II | +243,096 | 2,582,043 | $19,546,065 | |
| MUC | Blackrock Muniholdings California Quality Fund, Inc. | +234,402 | 2,713,524 | $28,220,649 | |
| PCQ | Pimco California Municipal Income Fund | +230,353 | 1,442,771 | $12,378,975 | |
| NMZ | Nuveen Municipal High Income Opportunity Fund | +226,583 | 2,043,438 | $21,210,886 | |
| PTY | Pimco Corporate & Income Opportunity Fund | +204,329 | 615,024 | $7,417,189 | |
| MMU | Western Asset Managed Municipals Fund Inc. | +196,841 | 1,036,528 | $10,655,507 | |
| F | Ford Motor Co | +186,301 | 574,502 | $6,629,751 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SLV | iShares Silver Trust | −1,275,293 | 50,963 | $3,472,618 | |
| NVDA | Nvidia Corp | −526,829 | 2,587,932 | $451,335,340 | |
| JQC | Nuveen Credit Strategies Income Fund | −435,887 | 2,374,567 | $11,564,140 | |
| AAPL | Apple Inc. | −304,986 | 1,463,999 | $371,548,304 | |
| LEO | Bny Mellon Strategic Municipals, Inc. | −251,461 | 1,294,233 | $8,140,725 | |
| JFR | Nuveen Floating Rate Income Fund | −248,080 | 1,946,861 | $14,640,394 | |
| PHK | Pimco High Income Fund | −238,594 | 1,072,149 | $4,964,049 | |
| CSCO | Cisco Systems, Inc. | −223,190 | 1,663,935 | $129,104,715 | |
| DSM | Bny Mellon Strategic Municipal Bond Fund, Inc. | −217,907 | 1,021,511 | $6,139,280 | |
| PFN | PIMCO Income Strategy Fund II | −214,395 | 1,493,412 | $10,289,608 | |
| AMZN | Amazon Com Inc | −204,017 | 1,073,678 | $223,614,915 | |
| EHI | Western Asset Global High Income Fund Inc. | −200,141 | 502,714 | $2,966,012 | |
| INTC | Intel Corp | −199,405 | 1,145,898 | $50,568,477 | |
| BGX | Blackstone Long-Short Credit Income Fund | −195,968 | 502,148 | $5,473,413 | |
| FTF | Franklin Ltd Duration Income Trust | −195,245 | 615,618 | $3,589,052 | |
| NFLX | Netflix Inc | −179,498 | 1,003,124 | $96,450,371 | |
| ADAM | Adamas Trust, Inc. | −175,191 | 20,323 | $149,577 | |
| NMCO | Nuveen Municipal Credit Opportunities Fund | −163,519 | 1,179,442 | $12,478,496 | |
| NFJ | Virtus Dividend, Interest & Premium Strategy Fund | −157,850 | 449,895 | $5,673,175 | |
| UNIT | Uniti Group Inc. | −154,441 | 39,155 | $367,273 | |
| NWL | Newell Brands Inc. | −152,593 | 50,986 | $174,881 | |
| BGT | Blackrock Floating Rate Income Trust | −149,567 | 1,366,926 | $14,708,123 | |
| GOOGL | Alphabet Inc. | −146,577 | 718,745 | $206,682,310 | |
| EAD | Allspring Income Opportunities Fund | −144,855 | 898,819 | $5,824,346 | |
| SBUX | Starbucks Corp | −142,970 | 362,033 | $32,434,535 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AMCR | Amcor plc | 185,359 | $7,368,020 | |
| TT | Trane Technologies plc | 8,218 | $3,424,769 | |
| PNI | Pimco New York Municipal Income Fund II | 496,773 | $3,402,894 | |
| AZN | Astrazeneca PLC | 14,101 | $2,780,999 | |
| VRT | Vertiv Holdings Co | 9,388 | $2,352,443 | |
| RMMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | 101,846 | $1,496,117 | |
| COGT | Cogent Biosciences, Inc. | 38,755 | $1,491,679 | |
| RFM | RiverNorth Flexible Municipal Income Fund, Inc. | 104,755 | $1,469,712 | |
| RMM | RiverNorth Managed Duration Municipal Income Fund, Inc. | 106,317 | $1,449,100 | |
| RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | 114,512 | $1,448,576 | |
| HYMC | Hycroft Mining Holding Corp | 39,697 | $1,397,334 | |
| IHD | Voya Emerging Markets High Dividend Equity Fund | 172,541 | $1,149,122 | |
| CMU | Mfs High Yield Municipal Trust | 315,595 | $1,129,829 | |
| APGE | Apogee Therapeutics, Inc. | 13,418 | $1,129,393 | |
| ALKS | Alkermes plc. | 28,649 | $1,013,028 | |
| MZTI | Marzetti Co | 7,115 | $984,217 | |
| FNF | Fidelity National Financial, Inc. | 20,307 | $941,838 | |
| PRAX | Praxis Precision Medicines, Inc. | 2,670 | $860,247 | |
| CFR | Cullen/Frost Bankers, Inc. | 6,031 | $826,728 | |
| EDF | Virtus Stone Harbor Emerging Markets Income Fund | 164,764 | $787,571 | |
| RMI | RiverNorth Opportunistic Municipal Income Fund, Inc. | 50,659 | $762,924 | |
| PLAB | Photronics Inc | 18,596 | $751,464 | |
| OGS | ONE Gas, Inc. | 8,573 | $738,391 | |
| SCI | Service Corp International | 7,981 | $658,511 | |
| EXPO | Exponent Inc | 9,406 | $613,741 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XFLT | XAI Octagon Floating Rate & Alternative Income Trust | 718,368 | $17,240,832 | |
| BXMX | Nuveen S&P 500 BuyWrite Income Fund | 584,818 | $8,596,824 | |
| DIAX | Nuveen Dow 30sm Dynamic Overwrite Fund | 472,794 | $7,214,836 | |
| NGD | New Gold Inc. /FI | 511,375 | $4,454,076 | |
| EXAS | EXACT SCIENCES CORP | 32,376 | $3,288,106 | |
| PGNY | Progyny, Inc. | 61,913 | $1,589,925 | |
| EFC | Ellington Financial Inc. | 103,998 | $1,412,292 | |
| ANIP | Ani Pharmaceuticals Inc | 16,845 | $1,329,744 | |
| OSIS | Osi Systems Inc | 4,858 | $1,239,081 | |
| DXPE | Dxp Enterprises Inc | 11,006 | $1,208,348 | |
| AAMI | Acadian Asset Management Inc. | 25,499 | $1,198,453 | |
| PAHC | Phibro Animal Health Corp | 30,693 | $1,146,690 | |
| HCI | HCI Group, Inc. | 5,871 | $1,125,411 | |
| ADEA | Adeia Inc. | 63,881 | $1,101,947 | |
| URBN | Urban Outfitters Inc | 14,610 | $1,099,548 | |
| TBBK | Bancorp, Inc. | 15,488 | $1,045,749 | |
| EZPW | Ezcorp Inc | 52,449 | $1,018,559 | |
| AORT | Artivion, Inc. | 22,082 | $1,007,160 | |
| JOE | ST JOE Co | 16,849 | $1,000,325 | |
| LGND | Ligand Pharmaceuticals Inc | 5,257 | $993,940 | |
| LQDT | Liquidity Services Inc | 32,253 | $977,588 | |
| VITL | Vital Farms, Inc. | 30,047 | $959,701 | |
| CVSA | Covista Inc. | 8,650 | $895,015 | |
| EAT | Brinker International, Inc | 6,210 | $891,259 | |
| AIR | Aar Corp | 10,696 | $885,521 | |
| No positions match the current search. | ||||
74 positions ·
$751,663,657 total
· Consumer Defensive only
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 74 positions by value
· page 1 of 2
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| COTY |
Coty Inc.
Consumer Defensive
|
Added | 62,556 | $125,737 | 0.02% | |
| SMPL |
Simply Good Foods Co
Consumer Defensive
|
NEW | 10,646 | $152,770 | 0.02% | |
| NWL |
Newell Brands Inc.
Consumer Defensive
|
Reduced | 50,986 | $174,881 | 0.02% | |
| UDMY |
Udemy, Inc.
Consumer Defensive
|
Reduced | 38,249 | $176,710 | 0.02% | |
| BJ |
BJ's Wholesale Club Holdings, Inc.
Consumer Defensive
|
Reduced | 2,062 | $202,942 | 0.03% | |
| GO |
Grocery Outlet Holding Corp.
Consumer Defensive
|
Reduced | 31,535 | $222,321 | 0.03% | |
| EPC |
EDGEWELL PERSONAL CARE Co
Consumer Defensive
|
Reduced | 11,052 | $235,849 | 0.03% | |
| ELF |
e.l.f. Beauty, Inc.
Consumer Defensive
|
Added | 3,991 | $241,894 | 0.03% | |
| PRMB |
Primo Brands Corp
Consumer Defensive
|
Reduced | 13,834 | $260,494 | 0.03% | |
| GHC |
Graham Holdings Co
Consumer Defensive
|
NEW | 251 | $265,372 | 0.04% | |
| COCO |
Vita Coco Company, Inc.
Consumer Defensive
|
Added | 5,753 | $275,626 | 0.04% | |
| CCU |
United Breweries Co Inc
Consumer Defensive
|
Added | 25,303 | $287,189 | 0.04% | |
| PPC |
Pilgrims Pride Corp
Consumer Defensive
|
Added | 7,644 | $288,637 | 0.04% | |
| CHEF |
Chefs' Warehouse, Inc.
Consumer Defensive
|
Reduced | 5,254 | $312,350 | 0.04% | |
| DLTR |
Dollar Tree, Inc.
Consumer Defensive
|
Reduced | 2,989 | $327,325 | 0.04% | |
| SFM |
Sprouts Farmers Market, Inc.
Consumer Defensive
|
Added | 4,675 | $360,582 | 0.05% | |
| POST |
Post Holdings, Inc.
Consumer Defensive
|
Added | 3,940 | $389,508 | 0.05% | |
| BRBR |
Bellring Brands, Inc.
Consumer Defensive
|
Added | 24,643 | $396,505 | 0.05% | |
| RLX |
RLX Technology Inc.
Consumer Defensive
|
NEW | 199,703 | $439,346 | 0.06% | |
| FMX |
Mexican Economic Development Inc
Consumer Defensive
|
Added | 3,985 | $442,574 | 0.06% | |
| BUD |
Anheuser-Busch InBev SA/NV
Consumer Defensive
|
Reduced | 7,344 | $509,453 | 0.07% | |
| CALM |
Cal-Maine Foods Inc
Consumer Defensive
|
Reduced | 7,589 | $600,669 | 0.08% | |
| SFD |
Smithfield Foods Inc
Consumer Defensive
|
Added | 22,260 | $622,611 | 0.08% | |
| PFGC |
Performance Food Group Co
Consumer Defensive
|
Added | 7,551 | $646,818 | 0.09% | |
| USFD |
US Foods Holding Corp.
Consumer Defensive
|
Reduced | 8,230 | $758,888 | 0.10% | |
| LOPE |
Grand Canyon Education, Inc.
Consumer Defensive
|
Added | 4,560 | $775,336 | 0.10% | |
| UL |
Unilever PLC
Consumer Defensive
|
Added | 14,907 | $849,251 | 0.11% | |
| ABEV |
Ambev S.A.
Consumer Defensive
|
Added | 315,442 | $921,090 | 0.12% | |
| ACI |
Albertsons Companies, Inc.
Consumer Defensive
|
Added | 55,378 | $943,640 | 0.13% | |
| MZTI |
Marzetti Co
Consumer Defensive
|
NEW | 7,115 | $984,217 | 0.13% | |
| OLLI |
Ollie's Bargain Outlet Holdings, Inc.
Consumer Defensive
|
Added | 11,171 | $1,028,178 | 0.14% | |
| UVV |
Universal Corp /Va/
Consumer Defensive
|
Reduced | 22,090 | $1,164,142 | 0.15% | |
| MKC |
Mccormick & Co Inc
Consumer Defensive
|
Added | 25,215 | $1,271,843 | 0.17% | |
| CPB |
CAMPBELL'S Co
Consumer Defensive
|
Added | 61,366 | $1,366,619 | 0.18% | |
| CHD |
Church & Dwight Co Inc /De/
Consumer Defensive
|
Reduced | 14,676 | $1,369,562 | 0.18% | |
| DG |
Dollar General Corp
Consumer Defensive
|
Added | 11,620 | $1,379,641 | 0.18% | |
| FLO |
Flowers Foods Inc
Consumer Defensive
|
Added | 187,141 | $1,525,198 | 0.20% | |
| DEO |
Diageo PLC
Consumer Defensive
|
Added | 20,582 | $1,532,329 | 0.20% | |
| COKE |
Coca-Cola Consolidated, Inc.
Consumer Defensive
|
Added | 8,128 | $1,558,462 | 0.21% | |
| EL |
Estee Lauder Companies Inc
Consumer Defensive
|
Added | 22,215 | $1,594,369 | 0.21% | |
| BTI |
British American Tobacco p.l.c.
Consumer Defensive
|
Reduced | 30,231 | $1,767,606 | 0.24% | |
| DAR |
Darling Ingredients Inc.
Consumer Defensive
|
Added | 31,653 | $1,957,737 | 0.26% | |
| SJM |
J M SMUCKER Co
Consumer Defensive
|
Added | 20,675 | $1,993,895 | 0.27% | |
| KOF |
Coca Cola Femsa Sab De CV
Consumer Defensive
|
Added | 23,177 | $2,260,916 | 0.30% | |
| CELH |
Celsius Holdings, Inc.
Consumer Defensive
|
Added | 64,638 | $2,293,356 | 0.31% | |
| HRL |
Hormel Foods Corp /De/
Consumer Defensive
|
Added | 112,159 | $2,540,400 | 0.34% | |
| TAP |
Molson Coors Beverage Co
Consumer Defensive
|
Added | 63,094 | $2,716,826 | 0.36% | |
| KR |
Kroger Co
Consumer Defensive
|
Added | 42,722 | $3,091,363 | 0.41% | |
| LW |
Lamb Weston Holdings, Inc.
Consumer Defensive
|
Added | 81,686 | $3,452,049 | 0.46% | |
| CLX |
Clorox Co /De/
Consumer Defensive
|
Added | 36,865 | $3,820,319 | 0.51% |