GUGGENHEIM CAPITAL LLC

CIK

1283072

Location

Chicago, IL

Portfolio Value

Small $446,712,121

Diversification

Diversified

Filing Date

Global Rank

#375 / 8,588 ▼ 6

Top Industry

Asset Management 13.9%

3Y Alpha vs SPY

-3.6%

Period ended 3 months ago

Filed May 15, 2026 · 33d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+61.4%

SPY

+76.8%

Annualised alpha

-3.6%

Max drawdown

−18.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

1,528 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

3.7%

−0.7 pts

Top 5

14.7%

−2.6 pts

Top 10

22.5%

−3.6 pts

HHI

Diversified−19

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.7%	$3,381,136,639	207
Financial Services	19.1%	$2,337,844,073	396
Healthcare	8.9%	$1,090,601,843	184
Consumer Cyclical	7.8%	$956,403,104	129
Industrials	7.1%	$872,460,040	157
Communication Services	6.6%	$809,795,574	49
Consumer Defensive	6.1%	$751,663,657	74
Unclassified	4.1%	$495,996,921	10
Utilities	3.8%	$463,708,497	56
Basic Materials	3.7%	$446,712,121	93
Energy	3.2%	$388,334,048	96
Real Estate	1.9%	$232,194,715	77

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WMT	Walmart Inc.	+932,076	1,271,869	$158,067,877
MYN	Blackrock Muniyield New York Quality Fund, Inc.	+877,697	1,607,492	$15,431,923
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+864,338	1,049,466	$16,864,917
MYI	Blackrock Muniyield Quality Fund III, Inc.	+814,952	2,250,388	$23,651,577
MUA	Blackrock Muniassets Fund, Inc.	+801,833	1,342,443	$14,243,320
MHD	Blackrock Muniholdings Fund, Inc.	+701,845	1,868,644	$21,078,303
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+642,666	3,112,598	$34,954,475
MQY	Blackrock Muniyield Quality Fund, Inc.	+558,917	2,116,069	$23,234,437
NAC	Nuveen California Quality Municipal Income Fund	+496,995	3,435,676	$40,025,625
NAD	Nuveen Quality Municipal Income Fund	+495,633	3,068,531	$35,288,106
EOD	Allspring Global Dividend Opportunity Fund	+405,748	1,061,860	$6,190,643
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+399,239	2,961,500	$36,515,295
NUV	Nuveen Municipal Value Fund Inc	+398,157	2,914,499	$26,201,346
NZF	Nuveen Municipal Credit Income Fund	+343,619	2,113,760	$25,745,596
NXP	Nuveen Select Tax Free Income Portfolio	+332,831	1,346,853	$19,327,340
VKI	Invesco Advantage Municipal Income Trust II	+253,255	1,040,093	$9,007,205
ACP	abrdn Income Credit Strategies Fund	+245,365	3,266,252	$16,657,885
MCN	XAI Madison Equity Premium Income Fund	+244,742	410,159	$2,391,226
PML	Pimco Municipal Income Fund II	+243,096	2,582,043	$19,546,065
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+234,402	2,713,524	$28,220,649
PCQ	Pimco California Municipal Income Fund	+230,353	1,442,771	$12,378,975
NMZ	Nuveen Municipal High Income Opportunity Fund	+226,583	2,043,438	$21,210,886
PTY	Pimco Corporate & Income Opportunity Fund	+204,329	615,024	$7,417,189
MMU	Western Asset Managed Municipals Fund Inc.	+196,841	1,036,528	$10,655,507
F	Ford Motor Co	+186,301	574,502	$6,629,751
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SLV	iShares Silver Trust	−1,275,293	50,963	$3,472,618
NVDA	Nvidia Corp	−526,829	2,587,932	$451,335,340
JQC	Nuveen Credit Strategies Income Fund	−435,887	2,374,567	$11,564,140
AAPL	Apple Inc.	−304,986	1,463,999	$371,548,304
LEO	Bny Mellon Strategic Municipals, Inc.	−251,461	1,294,233	$8,140,725
JFR	Nuveen Floating Rate Income Fund	−248,080	1,946,861	$14,640,394
PHK	Pimco High Income Fund	−238,594	1,072,149	$4,964,049
CSCO	Cisco Systems, Inc.	−223,190	1,663,935	$129,104,715
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	−217,907	1,021,511	$6,139,280
PFN	PIMCO Income Strategy Fund II	−214,395	1,493,412	$10,289,608
AMZN	Amazon Com Inc	−204,017	1,073,678	$223,614,915
EHI	Western Asset Global High Income Fund Inc.	−200,141	502,714	$2,966,012
INTC	Intel Corp	−199,405	1,145,898	$50,568,477
BGX	Blackstone Long-Short Credit Income Fund	−195,968	502,148	$5,473,413
FTF	Franklin Ltd Duration Income Trust	−195,245	615,618	$3,589,052
NFLX	Netflix Inc	−179,498	1,003,124	$96,450,371
ADAM	Adamas Trust, Inc.	−175,191	20,323	$149,577
NMCO	Nuveen Municipal Credit Opportunities Fund	−163,519	1,179,442	$12,478,496
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	−157,850	449,895	$5,673,175
UNIT	Uniti Group Inc.	−154,441	39,155	$367,273
NWL	Newell Brands Inc.	−152,593	50,986	$174,881
BGT	Blackrock Floating Rate Income Trust	−149,567	1,366,926	$14,708,123
GOOGL	Alphabet Inc.	−146,577	718,745	$206,682,310
EAD	Allspring Income Opportunities Fund	−144,855	898,819	$5,824,346
SBUX	Starbucks Corp	−142,970	362,033	$32,434,535
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AMCR	Amcor plc	185,359	$7,368,020
TT	Trane Technologies plc	8,218	$3,424,769
PNI	Pimco New York Municipal Income Fund II	496,773	$3,402,894
AZN	Astrazeneca PLC	14,101	$2,780,999
VRT	Vertiv Holdings Co	9,388	$2,352,443
RMMZ	RiverNorth Managed Duration Municipal Income Fund II, Inc.	101,846	$1,496,117
COGT	Cogent Biosciences, Inc.	38,755	$1,491,679
RFM	RiverNorth Flexible Municipal Income Fund, Inc.	104,755	$1,469,712
RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	106,317	$1,449,100
RFMZ	RiverNorth Flexible Municipal Income Fund II, Inc.	114,512	$1,448,576
HYMC	Hycroft Mining Holding Corp	39,697	$1,397,334
IHD	Voya Emerging Markets High Dividend Equity Fund	172,541	$1,149,122
CMU	Mfs High Yield Municipal Trust	315,595	$1,129,829
APGE	Apogee Therapeutics, Inc.	13,418	$1,129,393
ALKS	Alkermes plc.	28,649	$1,013,028
MZTI	Marzetti Co	7,115	$984,217
FNF	Fidelity National Financial, Inc.	20,307	$941,838
PRAX	Praxis Precision Medicines, Inc.	2,670	$860,247
CFR	Cullen/Frost Bankers, Inc.	6,031	$826,728
EDF	Virtus Stone Harbor Emerging Markets Income Fund	164,764	$787,571
RMI	RiverNorth Opportunistic Municipal Income Fund, Inc.	50,659	$762,924
PLAB	Photronics Inc	18,596	$751,464
OGS	ONE Gas, Inc.	8,573	$738,391
SCI	Service Corp International	7,981	$658,511
EXPO	Exponent Inc	9,406	$613,741
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	718,368	$17,240,832
BXMX	Nuveen S&P 500 BuyWrite Income Fund	584,818	$8,596,824
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	472,794	$7,214,836
NGD	New Gold Inc. /FI	511,375	$4,454,076
EXAS	EXACT SCIENCES CORP	32,376	$3,288,106
PGNY	Progyny, Inc.	61,913	$1,589,925
EFC	Ellington Financial Inc.	103,998	$1,412,292
ANIP	Ani Pharmaceuticals Inc	16,845	$1,329,744
OSIS	Osi Systems Inc	4,858	$1,239,081
DXPE	Dxp Enterprises Inc	11,006	$1,208,348
AAMI	Acadian Asset Management Inc.	25,499	$1,198,453
PAHC	Phibro Animal Health Corp	30,693	$1,146,690
HCI	HCI Group, Inc.	5,871	$1,125,411
ADEA	Adeia Inc.	63,881	$1,101,947
URBN	Urban Outfitters Inc	14,610	$1,099,548
TBBK	Bancorp, Inc.	15,488	$1,045,749
EZPW	Ezcorp Inc	52,449	$1,018,559
AORT	Artivion, Inc.	22,082	$1,007,160
JOE	ST JOE Co	16,849	$1,000,325
LGND	Ligand Pharmaceuticals Inc	5,257	$993,940
LQDT	Liquidity Services Inc	32,253	$977,588
VITL	Vital Farms, Inc.	30,047	$959,701
CVSA	Covista Inc.	8,650	$895,015
EAT	Brinker International, Inc	6,210	$891,259
AIR	Aar Corp	10,696	$885,521
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

93 positions · $446,712,121 total · Basic Materials only · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 93 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
LIN	Linde PLC Basic Materials	Added	91,839	+4,827	$45,530,102	+22.7%	10.19%
SHW	Sherwin Williams Co Basic Materials	Reduced	111,810	-28,322	$35,840,695	−21.1%	8.02%
NEM	NEWMONT Corp /DE/ Basic Materials	Reduced	253,942	-29,386	$27,489,221	−2.8%	6.15%
AEM	Agnico Eagle Mines Ltd Basic Materials	Reduced	111,849	-12,839	$22,703,109	+7.4%	5.08%
APD	Air Products & Chemicals, Inc. Basic Materials	Reduced	75,845	-15,359	$22,032,213	−2.2%	4.93%
B	Barrick Mining Corp Basic Materials	Reduced	489,013	-42,354	$19,946,839	−13.8%	4.47%
ECL	Ecolab Inc. Basic Materials	Added	64,648	+19,379	$17,197,659	+44.7%	3.85%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	286,211	-51,670	$16,823,481	−2.0%	3.77%
EMN	Eastman Chemical Co Basic Materials	Reduced	205,165	-25,333	$15,658,191	+6.4%	3.51%
GFI	Gold Fields Ltd Basic Materials	Reduced	273,716	-47,271	$12,426,706	−11.3%	2.78%
WPM	Wheaton Precious Metals Corp. Basic Materials	Reduced	86,638	-18,106	$11,350,444	−7.8%	2.54%
KGC	Kinross Gold Corp Basic Materials	Reduced	369,091	-43,702	$11,264,656	−3.1%	2.52%
PAAS	Pan American Silver Corp Basic Materials	Reduced	158,559	-24,902	$8,662,077	−8.9%	1.94%
FNV	FRANCO NEVADA Corp Basic Materials	Reduced	34,093	-3,474	$8,422,675	+8.2%	1.89%
CDE	Coeur Mining, Inc. Basic Materials	Added	446,169	+141,867	$8,374,592	+54.4%	1.87%
DOW	Dow Inc. Basic Materials	Added	192,453	+37,452	$8,015,667	+121.2%	1.79%
AGI	Alamos Gold Inc Basic Materials	Reduced	178,667	-42,211	$7,938,174	−6.8%	1.78%
ESI	Element Solutions Inc Basic Materials	Reduced	229,718	-15,722	$7,842,572	+27.9%	1.76%
HL	Hecla Mining Co/De/ Basic Materials	Added	420,936	+73,921	$7,842,037	+17.8%	1.76%
RGLD	Royal Gold Inc Basic Materials	Added	30,609	+3,036	$7,789,684	+27.1%	1.74%
IAG	Iamgold Corp Basic Materials	Reduced	343,430	-48,467	$6,463,351	+0.0%	1.45%
HMY	Harmony Gold Mining Co Ltd Basic Materials	Added	385,740	+62,970	$5,928,823	−7.7%	1.33%
EGO	Eldorado Gold Corp /Fi Basic Materials	Reduced	171,574	-14,873	$5,890,134	−12.1%	1.32%
AG	First Majestic Silver Corp Basic Materials	Reduced	272,649	-78,850	$5,856,500	+0.0%	1.31%
LYB	LyondellBasell Industries N.V. Basic Materials	Reduced	64,848	-20,406	$5,224,154	+41.5%	1.17%
EQX	Equinox Gold Corp. Basic Materials	Reduced	353,425	-42,616	$5,110,525	−8.1%	1.14%
RPM	Rpm International Inc/De/ Basic Materials	Added	42,922	+3,383	$4,266,446	+3.8%	0.96%
OR	OR Royalties Inc. Basic Materials	Reduced	109,247	-19,144	$4,153,570	−8.6%	0.93%
SSRM	Ssr Mining Inc. Basic Materials	Reduced	134,925	-28,746	$3,966,795	+10.6%	0.89%
FSM	Fortuna Mining Corp. Basic Materials	Reduced	394,103	-15,625	$3,913,442	−2.6%	0.88%
ORLA	Orla Mining Ltd. Basic Materials	Reduced	235,603	-50,190	$3,800,276	−1.3%	0.85%
RIO	Rio Tinto PLC Basic Materials	Added	35,843	+903	$3,343,792	+19.6%	0.75%
MOS	Mosaic Co Basic Materials	Added	129,775	+78,806	$3,309,262	+169.5%	0.74%
DD	DuPont de Nemours, Inc. Basic Materials	Added	71,930	+44,730	$3,294,393	+201.3%	0.74%
ARIS	Aris Mining Corp Basic Materials	Reduced	151,655	-32,889	$2,816,233	−6.0%	0.63%
NG	Novagold Resources Inc Basic Materials	Reduced	299,568	-24,303	$2,690,120	−10.9%	0.60%
EXK	Endeavour Silver Corp Basic Materials	Reduced	288,675	-30,034	$2,687,564	−10.3%	0.60%
AU	AngloGold Ashanti PLC Basic Materials	Reduced	26,456	-3,400	$2,575,756	+1.2%	0.58%
CGAU	Centerra Gold Inc. Basic Materials	Reduced	137,593	-6,961	$2,447,779	+17.8%	0.55%
CF	CF Industries Holdings, Inc. Basic Materials	Added	17,333	+8,265	$2,250,515	+220.9%	0.50%
SVM	Silvercorp Metals Inc Basic Materials	Reduced	202,548	-54,538	$2,175,365	+1.5%	0.49%
VALE	Vale S.A. Basic Materials	Added	133,408	+15,864	$2,122,520	+38.6%	0.48%
SOLS	Solstice Advanced Materials Inc. Basic Materials	Added	25,614	+980	$1,950,761	+63.0%	0.44%
TFPM	Triple Flag Precious Metals Corp. Basic Materials	Added	54,319	+762	$1,885,412	+6.0%	0.42%
NUE	Nucor Corp Basic Materials	Added	11,027	+3,381	$1,864,665	+49.5%	0.42%
PPTA	Perpetua Resources Corp. Basic Materials	Reduced	66,236	-22,116	$1,862,556	−12.9%	0.42%
GGB	Gerdau S.A. Basic Materials	Added	437,141	+30,497	$1,578,079	+5.2%	0.35%
CTVA	Corteva, Inc. Basic Materials	Reduced	18,099	-1,060	$1,515,066	+18.0%	0.34%
IFF	International Flavors & Fragrances Inc Basic Materials	Added	20,744	+8,182	$1,504,976	+77.8%	0.34%
SA	Seabridge Gold Inc Basic Materials	Reduced	51,275	-39,455	$1,453,133	−45.9%	0.33%