Rainier Group Investment Advisory LLC

CIK

1424116

Location

BELLEVUE, WA

Portfolio Value

Micro $64,778,583

Diversification

Diversified

Filing Date

Global Rank

#4,996 / 5,416 ▲ 65 · as of Sep 2020

Top Industry

Software - Infrastructure 19.3%

Period ended 6 years ago

Filed Nov 16, 2020 · 5y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.9% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.3 quarters, but 34.7% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2020-09-30, active share 54.6%; sector active share 30.8% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

71 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

14.9%

−1.8 pts

Top 5

51.9%

−4.7 pts

Top 10

66.9%

−5.0 pts

HHI

672

Diversified−125

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Technology	32.9%	$21,316,441	9
Unclassified	22.9%	$14,864,125	14
Consumer Cyclical	15.4%	$9,962,167	7
Consumer Defensive	8.2%	$5,337,561	10
Communication Services	5.2%	$3,389,195	7
Financial Services	5.1%	$3,295,704	7
Healthcare	4.9%	$3,157,569	7
Industrials	2.4%	$1,529,156	5
Utilities	1.8%	$1,184,960	2
Real Estate	0.4%	$264,452	1
Basic Materials	0.4%	$243,947	1
Energy	0.4%	$233,306	1

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	+59,528	77,456	$8,970,179
HEFA	iShares Currency Hedged MSCI EAFE ETF	+9,242	600,936	$0
IEF	iShares 7-10 Year Treasury Bond ETF	+5,708	173,144	$0
TSLA	Tesla, Inc.	+3,242	4,042	$1,734,058
MSFT	Microsoft Corp	+2,680	45,918	$9,657,932
—		+2,662	35,318	$4,581,450
T	At&T Inc.	+2,255	13,264	$378,156
KO	Coca Cola Co	+1,983	10,196	$503,376
CMCSA	Comcast Corp	+1,863	7,077	$327,382
VZ	Verizon Communications Inc	+1,518	6,971	$414,704
JPM	Jpmorgan Chase & Co	+1,075	5,551	$534,394
MRK	Merck & Co., Inc.	+1,019	4,827	$400,399
PG	PROCTER & GAMBLE Co	+1,019	3,119	$433,509
JNJ	Johnson & Johnson	+1,008	3,789	$564,106
META	Meta Platforms, Inc.	+1,001	2,317	$606,822
BRK-B	Berkshire Hathaway Inc	+670	4,735	$1,008,270
PM	Philip Morris International Inc.	+669	4,144	$310,758
V	Visa Inc.	+646	3,983	$796,480
VUG	VANGUARD GROWTH INDEX FUND	+502	2,727	$620,692
ABBV	AbbVie Inc.	+473	3,329	$291,587
WMT	Walmart Inc.	+453	2,666	$373,000
HD	Home Depot, Inc.	+438	5,241	$1,455,478
—		+435	23,325	$230,000
NKE	NIKE, Inc.	+381	5,090	$638,998
PCAR	Paccar Inc	+380	6,253	$533,255
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
IWR	iShares Russell Mid-Cap ETF	−14,780	303,135	$0
—		−10,000	220,999	$5,936,000
IVV	iShares Core S&P 500 ETF	−9,317	385,464	$0
DVY	iShares Select Dividend ETF	−1,390	12,468	$0
XOM	ExxonMobil Holdings Corp	−789	6,796	$233,306
COST	Costco Wholesale Corp	−318	7,494	$2,660,370
DIS	Walt Disney Co	−51	4,641	$575,855
BA	Boeing Co	−6	1,694	$279,950
ALL	Allstate Corp	−5	2,876	$270,746
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
ABT	Abbott Laboratories	2,901	$315,715
PFE	Pfizer Inc	7,994	$293,379
MA	Mastercard Inc	800	$270,536
APD	Air Products & Chemicals, Inc.	819	$243,947
NEE	Nextera Energy Inc	869	$241,199
TXN	Texas Instruments Inc	1,631	$232,890
MO	Altria Group, Inc.	5,830	$225,271
PEP	Pepsico Inc	1,564	$216,770
PYPL	PayPal Holdings, Inc.	1,088	$214,368
MDLZ	Mondelez International, Inc.	3,696	$212,335
WM	Waste Management Inc	1,849	$209,251
CRM	Salesforce, Inc.	825	$207,339
SYY	Sysco Corp	3,251	$202,277
BAC	Bank Of America Corp	8,340	$200,910
CL	Colgate Palmolive Co	2,591	$199,895
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
VLO	Valero Energy Corp	3,650	$214,693
RTX	RTX Corp	3,249	$200,203
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

71 tracked positions · $64,778,583 total · filing declares 72 positions · $251,978,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 71 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MSFT	Microsoft Corp Technology	Added	45,918	+2,680	$9,657,932	+9.8%	2	$183.19	14.91%
AAPL	Apple Inc. Technology	Added	77,456	+59,528	$8,970,179	+37.2%	3+	before history	13.85%
		Reduced	220,999	-10,000	$5,936,000	−17.3%	2	unpriced	9.16%
		Added	35,318	+2,662	$4,581,450	+18.6%	2	$108.84	7.07%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,413	+187	$4,449,155	+31.5%	3+	before history	6.87%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Held	34,400	0	$2,783,992	+2.7%	2	$77.74	4.30%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	7,494	-318	$2,660,370	+12.3%	3+	before history	4.11%
TSLA	Tesla, Inc. Consumer Cyclical	Added	4,042	+3,242	$1,734,058	+100.7%	2	unpriced	2.68%
HD	Home Depot, Inc. Consumer Cyclical	Added	5,241	+438	$1,455,478	+21.0%	2	$232.41	2.25%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	4,735	+670	$1,008,270	+38.9%	3+	before history	1.56%
SBUX	Starbucks Corp Consumer Cyclical	Added	11,106	+229	$954,227	+19.2%	2	$75.25	1.47%
MDU	Mdu Resources Group Inc Utilities	Added	41,945	+17	$943,761	+1.5%	2	$21.86	1.46%
V	Visa Inc. Financial Services	Added	3,983	+646	$796,480	+23.6%	2	$185.46	1.23%
UNH	Unitedhealth Group Inc Healthcare	Added	2,307	+331	$719,253	+23.4%	2	$289.50	1.11%
CSCO	Cisco Systems, Inc. Technology	Added	16,840	+272	$663,327	−14.2%	3+	before history	1.02%
NKE	NIKE, Inc. Consumer Cyclical	Added	5,090	+381	$638,998	+38.4%	2	$93.43	0.99%
GOOGL	Alphabet Inc. Communication Services	Added	428	+111	$627,276	+39.5%	3+	before history	0.97%
VUG	VANGUARD GROWTH INDEX FUND	Added	2,727	+502	$620,692	+38.0%	2	unpriced	0.96%
META	Meta Platforms, Inc. Communication Services	Added	2,317	+1,001	$606,822	+103.1%	2	$229.99	0.94%
DIS	Walt Disney Co Communication Services	Reduced	4,641	-51	$575,855	+10.1%	3+	before history	0.89%
AMGN	Amgen Inc Healthcare	Added	2,255	+243	$573,130	+20.8%	3+	before history	0.88%
JNJ	Johnson & Johnson Healthcare	Added	3,789	+1,008	$564,106	+44.2%	2	$146.32	0.87%
JPM	Jpmorgan Chase & Co Financial Services	Added	5,551	+1,075	$534,394	+26.9%	2	$95.52	0.82%
PCAR	Paccar Inc Industrials	Added	6,253	+380	$533,255	+21.3%	2	$70.97	0.82%
NVDA	Nvidia Corp Technology	Added	949	+236	$513,617	+89.6%	2	$358.86	0.79%
ADBE	Adobe Inc. Technology	Added	1,044	+186	$512,008	+37.1%	3+	before history	0.79%
KO	Coca Cola Co Consumer Defensive	Added	10,196	+1,983	$503,376	+37.2%	3+	before history	0.78%
GOOG	Alphabet Inc. Communication Services	Added	312	+108	$459,000	+59.4%	2	unpriced	0.71%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	3,119	+1,019	$433,509	+72.6%	2	$121.89	0.67%
SPY	Spdr S&P 500 ETF Trust	Held	1,251	0	$418,947	+8.6%	2	$292.70	0.65%
VZ	Verizon Communications Inc Communication Services	Added	6,971	+1,518	$414,704	+37.9%	2	$56.66	0.64%
MRK	Merck & Co., Inc. Healthcare	Added	4,827	+1,019	$400,399	+36.0%	2	unpriced	0.62%
MCD	Mcdonalds Corp Consumer Cyclical	Added	1,753	+379	$384,765	+51.8%	2	$188.10	0.59%
T	At&T Inc. Communication Services	Added	13,264	+2,255	$378,156	+13.6%	3+	before history	0.58%
WMT	Walmart Inc. Consumer Defensive	Added	2,666	+453	$373,000	+40.7%	2	$125.10	0.58%
LOW	Lowes Companies Inc Consumer Cyclical	Added	2,083	+341	$345,486	+46.8%	2	$120.72	0.53%
CMCSA	Comcast Corp Communication Services	Added	7,077	+1,863	$327,382	+61.1%	2	unpriced	0.51%
ABT	Abbott Laboratories Healthcare	NEW	2,901	NEW	$315,715	NEW	1	$101.45	0.49%
PM	Philip Morris International Inc. Consumer Defensive	Added	4,144	+669	$310,758	+27.6%	2	$73.60	0.48%
ACN	Accenture plc Technology	Added	1,305	+271	$294,916	+32.8%	2	$197.42	0.46%
PFE	Pfizer Inc Healthcare	NEW	7,994	NEW	$293,379	NEW	1	unpriced	0.45%
ABBV	AbbVie Inc. Healthcare	Added	3,329	+473	$291,587	+4.0%	3+	before history	0.45%
BA	Boeing Co Industrials	Reduced	1,694	-6	$279,950	−10.2%	3+	before history	0.43%
ALL	Allstate Corp Financial Services	Reduced	2,876	-5	$270,746	−3.1%	3+	before history	0.42%
MA	Mastercard Inc Financial Services	NEW	800	NEW	$270,536	NEW	1	$325.14	0.42%
AMT	American Tower Corp Real Estate	Added	1,094	+133	$264,452	+6.4%	3+	before history	0.41%
INTC	Intel Corp Technology	Added	5,103	+307	$264,233	−7.9%	2	$59.33	0.41%
LMT	Lockheed Martin Corp Industrials	Added	678	+84	$259,863	+19.9%	2	$378.20	0.40%
MMM	3M Co Industrials	Added	1,541	+223	$246,837	+20.1%	3+	before history	0.38%
APD	Air Products & Chemicals, Inc. Basic Materials	NEW	819	NEW	$243,947	NEW	1	$287.67	0.38%

Showing the top 50 of 71 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.