Smith, Graham & Co., Investment Advisors, LP

CIK

1470414

Location

Houston, TX

Portfolio Value

Small $746,235,129

Diversification

Diversified

Filing Date

Global Rank

#1,700 / 7,318 ▼ 12

Top Industry

Banks - Regional 9.9%

3Y Alpha vs SPY

+6.8%

Period ended 2 years ago

Filed Jan 29, 2024 · 2y

16 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+108.0%

SPY

+76.8%

Annualised alpha

+6.7%

Max drawdown

−25.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

127 positions · as of Dec 31, 2023 · Δ vs Sep 30, 2023

Top Position

2.0%

−0.0 pts

Top 5

9.6%

+0.3 pts

Top 10

17.2%

+0.7 pts

HHI

Diversified+0

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2023

Sector	% Portfolio	Value	Positions
Industrials	18.5%	$138,285,391	19
Financial Services	18.3%	$136,879,816	27
Technology	17.2%	$128,250,044	21
Consumer Cyclical	15.7%	$117,008,419	20
Healthcare	10.2%	$76,228,112	12
Real Estate	5.3%	$39,457,388	8
Basic Materials	4.5%	$33,854,124	5
Energy	4.5%	$33,418,421	6
Utilities	2.6%	$19,655,517	5
Consumer Defensive	2.1%	$15,994,112	3
Communication Services	1.0%	$7,203,785	1

Last Quarter's Activity

Export CSV

Dec 31, 2023 vs Sep 30, 2023

Added To

Positions the filer increased

19 positions

Ticker	Company	Δ Shares	Shares	Value
GDOT	Green Dot Corp	+209,818	597,403	$5,914,289
MD	Pediatrix Medical Group, Inc.	+181,662	534,621	$4,971,975
BV	BrightView Holdings, Inc.	+75,196	804,280	$6,772,037
BANC	Banc Of California, Inc.	+50,672	481,795	$6,470,506
TITN	Titan Machinery Inc.	+48,438	286,708	$8,280,127
AMCX	AMC Global Media Inc.	+47,466	383,384	$7,203,785
ELAN	Elanco Animal Health Inc	+44,527	322,497	$4,805,205
NWN	Northwest Natural Holding Co	+34,560	212,044	$8,256,993
BGS	B&G Foods, Inc.	+25,891	630,628	$6,621,594
CARG	CarGurus, Inc.	+24,934	311,160	$7,517,625
PRA	Proassurance Corp	+22,121	356,919	$4,921,913
LGND	Ligand Pharmaceuticals Inc	+21,272	83,121	$5,936,501
ZM	Zoom Communications, Inc.	+17,359	76,204	$5,479,829
OI	O-I Glass, Inc. /DE/	+16,681	341,029	$5,586,055
MTZ	Mastec Inc	+14,964	85,158	$6,448,163
AL	SUMISHO AIR LEASE CORP	+9,475	114,532	$4,803,472
INGR	Ingredion Inc	+4,390	35,101	$3,809,511
CCRN	Cross Country Healthcare Inc	+3,796	254,495	$5,761,766
GBX	Greenbrier Companies Inc	+3,721	219,346	$9,690,706
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SFM	Sprouts Farmers Market, Inc.	−65,783	115,631	$5,563,007
JBLU	Jetblue Airways Corp	−36,711	358,823	$1,991,467
PTEN	Patterson Uti Energy Inc	−34,946	340,959	$3,682,357
M	Macy's, Inc.	−33,593	328,278	$6,604,953
DBI	Designer Brands Inc.	−31,659	309,368	$2,737,906
HPE	Hewlett Packard Enterprise Co	−25,994	254,056	$4,313,870
FULT	Fulton Financial Corp	−22,920	224,056	$3,687,961
REZI	Resideo Technologies, Inc.	−20,609	201,431	$3,790,931
HBAN	Huntington Bancshares Inc /Md/	−19,941	194,901	$2,479,140
VSH	Vishay Intertechnology Inc	−18,946	185,182	$4,438,812
RF	Regions Financial Corp	−18,809	183,853	$3,563,071
HST	Host Hotels & Resorts, Inc.	−18,520	181,260	$3,529,132
KEY	Keycorp /New/	−17,531	171,327	$2,467,108
WDC	Western Digital Corp	−17,397	85,976	$3,403,299
CDP	Copt Defense Properties	−15,944	155,715	$3,990,975
RDN	Radian Group Inc	−15,684	153,364	$4,378,542
JBL	Jabil Inc	−14,625	57,925	$7,379,645
CNP	Centerpoint Energy Inc	−14,137	138,187	$3,948,002
GFF	Griffon Corp	−14,079	236,146	$14,393,098
TPR	Tapestry, Inc.	−13,028	127,327	$4,686,906
TMHC	Taylor Morrison Home Corp	−11,471	112,128	$5,982,028
GNTX	Gentex Corp	−11,396	111,395	$3,638,160
LUV	Southwest Airlines Co	−10,699	104,582	$3,020,328
FITB	Fifth Third Bancorp	−10,030	98,061	$3,382,123
LITE	Lumentum Holdings Inc.	−9,960	97,552	$5,113,675
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
PR	Permian Resources Corp	735,873	$10,007,872
PFBC	Preferred Bank	89,276	$6,521,611
CLFD	Clearfield, Inc.	177,037	$5,148,235
OGE	Oge Energy Corp.	92,374	$3,226,623
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
WOR	Worthington Enterprises, Inc.	123,467	$4,705,747
VISN	Vistance Networks, Inc.	354,497	$1,191,109
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

127 positions · $746,235,129 total · as of Dec 31, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 127 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AEE	Ameren Corp Utilities	Reduced	21,790	-2,230	$1,576,288	−12.3%	0.21%
TTEK	Tetra Tech Inc Industrials	Reduced	58,854	-358	$1,964,899	+9.1%	0.26%
JBLU	Jetblue Airways Corp Industrials	Reduced	358,823	-36,711	$1,991,467	+9.5%	0.27%
DECK	Deckers Outdoor Corp Consumer Cyclical	Reduced	18,157	-8,896	$2,022,780	−12.7%	0.27%
GLW	Corning Inc /Ny Technology	Reduced	72,607	-7,434	$2,210,883	−9.3%	0.30%
KEY	Keycorp /New/ Financial Services	Reduced	171,327	-17,531	$2,467,108	+21.4%	0.33%
HBAN	Huntington Bancshares Inc /Md/ Financial Services	Reduced	194,901	-19,941	$2,479,140	+11.0%	0.33%
SF	Stifel Financial Corp Financial Services	Reduced	55,342	-5,647	$2,551,266	+2.1%	0.34%
TCBI	Texas Capital Bancshares Inc/Tx Financial Services	Reduced	40,540	-4,148	$2,620,100	−0.5%	0.35%
PEG	Public Service Enterprise Group Inc Utilities	Reduced	43,297	-4,433	$2,647,611	−2.5%	0.35%
MTB	M&T Bank Corp Financial Services	Reduced	19,723	-2,016	$2,703,628	−1.6%	0.36%
DBI	Designer Brands Inc. Consumer Cyclical	Reduced	309,368	-31,659	$2,737,906	−36.6%	0.37%
WSM	Williams Sonoma Inc Consumer Cyclical	Reduced	27,564	-2,821	$2,780,931	+17.8%	0.37%
LUV	Southwest Airlines Co Industrials	Reduced	104,582	-10,699	$3,020,328	−3.2%	0.40%
LEA	Lear Corp Consumer Cyclical	Reduced	22,153	-2,277	$3,128,225	−4.6%	0.42%
CATY	Cathay General Bancorp Financial Services	Reduced	71,253	-7,295	$3,175,746	+16.3%	0.43%
OGE	Oge Energy Corp. Utilities	NEW	92,374	NEW	$3,226,623	NEW	0.43%
FAF	First American Financial Corp Financial Services	Reduced	52,039	-5,330	$3,353,393	+3.5%	0.45%
EWBC	East West Bancorp Inc Financial Services	Reduced	46,820	-4,791	$3,368,699	+23.8%	0.45%
FITB	Fifth Third Bancorp Financial Services	Reduced	98,061	-10,030	$3,382,123	+23.5%	0.45%
CE	Celanese Corp Basic Materials	Reduced	21,865	-2,238	$3,397,165	+12.3%	0.46%
WDC	Western Digital Corp Technology	Reduced	85,976	-17,397	$3,403,299	−4.5%	0.46%
COF	Capital One Financial Corp Financial Services	Reduced	26,633	-2,717	$3,492,118	+22.6%	0.47%
HST	Host Hotels & Resorts, Inc. Real Estate	Reduced	181,260	-18,520	$3,529,132	+9.9%	0.47%
KLIC	Kulicke & Soffa Industries Inc Technology	Reduced	65,097	-6,653	$3,562,107	+2.1%	0.48%
RF	Regions Financial Corp Financial Services	Reduced	183,853	-18,809	$3,563,071	+2.2%	0.48%
GNTX	Gentex Corp Consumer Cyclical	Reduced	111,395	-11,396	$3,638,160	−8.9%	0.49%
PTEN	Patterson Uti Energy Inc Energy	Reduced	340,959	-34,946	$3,682,357	−29.2%	0.49%
FULT	Fulton Financial Corp Financial Services	Reduced	224,056	-22,920	$3,687,961	+23.3%	0.49%
SLG	Sl Green Realty Corp Real Estate	Reduced	82,314	-8,422	$3,718,123	+9.9%	0.50%
RL	Ralph Lauren Corp Consumer Cyclical	Reduced	25,877	-2,641	$3,731,463	+12.7%	0.50%
VLO	Valero Energy Corp/Tx Energy	Reduced	29,037	-2,961	$3,774,810	−16.8%	0.51%
REZI	Resideo Technologies, Inc. Industrials	Reduced	201,431	-20,609	$3,790,931	+8.1%	0.51%
INGR	Ingredion Inc Consumer Defensive	Added	35,101	+4,390	$3,809,511	+26.1%	0.51%
UBSI	United Bankshares Inc/Wv Financial Services	Reduced	103,907	-616	$3,901,707	+35.3%	0.52%
DINO	HF Sinclair Corp Energy	Reduced	70,721	-7,236	$3,929,965	−11.4%	0.53%
CNP	Centerpoint Energy Inc Utilities	Reduced	138,187	-14,137	$3,948,002	−3.5%	0.53%
CDP	Copt Defense Properties Real Estate	Reduced	155,715	-15,944	$3,990,975	−2.4%	0.53%
GCO	Genesco Inc Consumer Cyclical	Reduced	119,525	-719	$4,208,475	+13.6%	0.56%
COLB	Columbia Banking System, Inc. Financial Services	Reduced	160,347	-966	$4,278,057	+30.6%	0.57%
HPE	Hewlett Packard Enterprise Co Technology	Reduced	254,056	-25,994	$4,313,870	−11.3%	0.58%
SWKS	Skyworks Solutions, Inc. Technology	Reduced	38,458	-3,938	$4,323,448	+3.4%	0.58%
JLL	Jones Lang Lasalle Inc Real Estate	Reduced	23,147	-2,381	$4,371,773	+21.3%	0.59%
PLCE	Childrens Place, Inc. Consumer Cyclical	Reduced	188,282	-1,127	$4,371,908	−14.6%	0.59%
RDN	Radian Group Inc Financial Services	Reduced	153,364	-15,684	$4,378,542	+3.2%	0.59%
VSH	Vishay Intertechnology Inc Technology	Reduced	185,182	-18,946	$4,438,812	−12.0%	0.59%
WLK	Westlake Corp Basic Materials	Reduced	32,090	-3,271	$4,491,316	+1.9%	0.60%
SLGN	Silgan Holdings Inc Consumer Cyclical	Reduced	100,014	-449	$4,525,633	+4.5%	0.61%
ARW	Arrow Electronics, Inc. Technology	Reduced	37,248	-3,812	$4,553,568	−11.4%	0.61%
PLXS	Plexus Corp Technology	Reduced	42,138	-4,302	$4,556,381	+5.5%	0.61%