Axiom Investment Management LLC
Registered adviserFiling Date
Global Rank
#7,417
/ 8,818
▲ 140
Top Industry
Semiconductors
10.4%
Period ended 4 months ago
Filed Jul 31, 2026 · 3mo
14 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$236,775,276
Main clients
Individuals and high net worth
(75% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| May 2026 to Oct 2026 | $236,775,276 | Individuals and high net worth (75%) |
| Apr 2025 to Apr 2026 | $233,658,031 | Individuals and high net worth (76%) |
| Apr 2024 to Mar 2025 | $213,656,014 | Individuals and high net worth (75%) |
| May 2023 to Mar 2024 | $136,420,206 | Individuals and high net worth (96%) |
| Apr 2023 | $136,420,206 | Individuals and high net worth (96%) |
| Apr 2022 to Mar 2023 | $133,689,578 | Individuals and high net worth (92%) |
4 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 37.3%, 47.6 effective positions, active share 63.8% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 2.0 quarters (under 4)
Closest benchmark: the S&P 500 as of 2026-06-30, active share 63.8%; sector active share 17.7% against the combined 13F book's sector weights.
Over time 14 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
524 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
6.9%
−0.5 pts
Top 5
24.8%
+1.4 pts
Top 10
37.3%
+2.2 pts
HHI
210
Diversified+5
Portfolio Trend
14 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 22.3% | $33,329,526 |
| Industrials | 18.5% | $27,678,284 |
| Unclassified | 16.8% | $25,173,576 |
| Financial Services | 13.7% | $20,466,321 |
| Healthcare | 10.4% | $15,494,080 |
| Communication Services | 4.1% | $6,104,648 |
| Energy | 3.5% | $5,195,193 |
| Consumer Cyclical | 3.3% | $4,989,298 |
| Basic Materials | 3.3% | $4,932,074 |
| Consumer Defensive | 2.1% | $3,188,273 |
| Utilities | 1.2% | $1,828,908 |
| Real Estate | 0.8% | $1,191,746 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PFE | Pfizer Inc | +75,231 | 86,053 | $2,072,142 | |
| XLF | State Street Corp | +31,783 | 49,078 | $2,631,010 | |
| VTRS | Viatris Inc | +30,945 | 36,690 | $582,630 | |
| T | At&T Inc. | +28,409 | 41,435 | $857,699 | |
| BMY | Bristol Myers Squibb Co | +21,905 | 23,292 | $1,342,081 | |
| — | +19,540 | 19,689 | $1,635,561 | ||
| PSQ | ProShares Short QQQ | +17,236 | 28,236 | $707,591 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | +12,265 | 12,435 | $1,972,931 | |
| ED | Consolidated Edison Inc | +10,220 | 10,720 | $1,185,950 | |
| OMDA | Omada Health, Inc. | +9,500 | 10,500 | $230,475 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | +6,382 | 89,900 | $4,076,015 | |
| WBD | Warner Bros. Discovery, Inc. | +4,486 | 5,916 | $157,715 | |
| CPNG | Coupang, Inc. | +3,719 | 30,316 | $526,558 | |
| CRK | Comstock Resources Inc | +2,010 | 4,989 | $74,427 | |
| EVT | Eaton Vance Tax-Advantaged Dividend Income Fund | +1,866 | 9,960 | $275,683 | |
| DNP | Dnp Select Income Fund Inc | +1,814 | 4,270 | $46,072 | |
| JQC | Nuveen Credit Strategies Income Fund | +1,632 | 5,909 | $28,711 | |
| GILD | Gilead Sciences, Inc. | +1,485 | 6,343 | $801,374 | |
| BSX | Boston Scientific Corp | +1,359 | 4,223 | $180,224 | |
| MFG | Mizuho Financial Group Inc | +1,328 | 11,672 | $111,814 | |
| SPXX | Nuveen S&P 500 Dynamic Overwrite Fund | +1,237 | 11,306 | $210,733 | |
| BNY | Bank of New York Mellon Corp | +1,164 | 2,064 | $298,467 | |
| IR | Ingersoll Rand Inc. | +1,160 | 1,617 | $132,566 | |
| EOI | Eaton Vance Enhanced Equity Income Fund | +1,090 | 7,144 | $140,442 | |
| EOS | Eaton Vance Enhanced Equity Income Fund II | +1,086 | 7,160 | $157,801 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SH | ProShares Short S&P500 | −50,679 | 137,921 | $4,554,105 | |
| ET | Energy Transfer LP | −23,489 | 67,412 | $1,288,911 | |
| RTX | RTX Corp | −8,170 | 398 | $75,512 | |
| HON | Honeywell International Inc | −6,980 | 6,716 | $1,503,671 | |
| UNG | United States Natural Gas Fund, LP | −4,700 | 14,800 | $173,451 | |
| MTB | M&T Bank Corp | −3,800 | 14,762 | $3,513,502 | |
| GD | General Dynamics Corp | −3,480 | 200 | $70,848 | |
| MO | Altria Group, Inc. | −2,085 | 1,499 | $107,852 | |
| PRQR | ProQR Therapeutics N.V. | −2,000 | 31,000 | $57,660 | |
| TEVA | Teva Pharmaceutical Industries Ltd | −1,800 | 30,232 | $1,024,249 | |
| NOC | Northrop Grumman Corp | −1,704 | 100 | $50,930 | |
| MU | Micron Technology Inc | −1,469 | 5,595 | $6,458,250 | |
| PM | Philip Morris International Inc. | −1,387 | 1,612 | $291,626 | |
| JPM | Jpmorgan Chase & Co | −1,332 | 4,248 | $1,390,480 | |
| BTI | British American Tobacco p.l.c. | −1,039 | 2,802 | $173,049 | |
| AAPL | Apple Inc. | −1,039 | 28,190 | $8,157,039 | |
| JD | JD.com, Inc. | −1,003 | 8,853 | $225,554 | |
| EVV | Eaton Vance Ltd Duration Income Fund | −904 | 1,017 | $9,528 | |
| MRVL | Marvell Technology, Inc. | −856 | 1,010 | $300,864 | |
| CSCO | Cisco Systems, Inc. | −817 | 15,749 | $1,849,835 | |
| MRK | Merck & Co., Inc. | −800 | 6,417 | $824,580 | |
| NKE | NIKE, Inc. | −778 | 555 | $22,777 | |
| MDT | Medtronic plc | −584 | 263 | $20,574 | |
| ZTS | Zoetis Inc. | −518 | 317 | $22,778 | |
| MELI | Mercadolibre Inc | −505 | 772 | $1,310,385 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 6,716 | $1,484,741 | |
| NOK | Nokia Corp | 50,611 | $672,108 | |
| AZO | Autozone Inc | 53 | $169,382 | |
| BXMT | Blackstone Mortgage Trust, Inc. | 9,000 | $152,550 | |
| YPF | Ypf Sociedad Anonima | 2,000 | $90,937 | |
| CRSP | CRISPR Therapeutics AG | 1,520 | $82,900 | |
| — | 400 | $76,076 | ||
| PFGC | Performance Food Group Co | 533 | $59,581 | |
| GSBD | Goldman Sachs BDC, Inc. | 6,000 | $56,880 | |
| SYK | Stryker Corp | 177 | $55,720 | |
| AM | Antero Midstream Corp | 2,000 | $45,500 | |
| JCI | Johnson Controls International plc | 279 | $40,764 | |
| DOC | Healthpeak Properties, Inc. | 1,768 | $37,835 | |
| CAT | Caterpillar Inc | 34 | $36,206 | |
| IWF | iShares Russell 1000 Growth ETF | 284 | $35,264 | |
| DVN | Devon Energy Corp | 826 | $34,130 | |
| ADP | Automatic Data Processing Inc | 135 | $30,233 | |
| VLO | Valero Energy Corp | 116 | $30,211 | |
| MRP | Millrose Properties, Inc. | 1,000 | $30,050 | |
| VIK | Viking Holdings Ltd | 274 | $28,675 | |
| CCL | Carnival Corp Ltd. | 1,000 | $28,570 | |
| REET | iShares Global REIT ETF | 1,000 | $27,620 | |
| HPE | Hewlett Packard Enterprise Co | 500 | $22,555 | |
| OZK | Bank OZK | 400 | $20,836 | |
| FTCS | First Trust Capital Strength ETF | 210 | $19,723 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
12 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| LMT | Lockheed Martin Corp | 2,575 | $1,556,300 | |
| HII | Huntington Ingalls Industries, Inc. | 3,890 | $1,477,807 | |
| — | 3,000 | $226,770 | ||
| PEP | Pepsico Inc | 720 | $111,808 | |
| MDLZ | Mondelez International, Inc. | 1,538 | $88,650 | |
| — | 1,180 | $41,465 | ||
| GAP | Gap Inc | 825 | $19,965 | |
| PSEC | Prospect Capital Corp | 6,400 | $16,704 | |
| UBER | Uber Technologies, Inc | 200 | $14,385 | |
| CIF | Mfs Intermediate High Income Fund | 8,625 | $13,971 | |
| NUE | Nucor Corp | 10 | $1,691 | |
| — | 63 | $1,201 | ||
| No positions match the current search. | ||||
524 tracked positions ·
$149,571,927 total
· filing declares
4,311 positions · $149,654,403
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 524 positions by value
· page 1 of 11
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| UNP |
Union Pacific Corp
Industrials
|
Added | 37,779 | $10,275,888 | 6.87% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 28,190 | $8,157,039 | 5.45% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 5,595 | $6,458,250 | 4.32% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Reduced | 7,221 | $5,199,408 | 3.48% | |
| SH |
ProShares Short S&P500
|
Reduced | 137,921 | $4,554,105 | 3.04% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
Added | 89,900 | $4,076,015 | 2.73% | |
| MTB |
M&T Bank Corp
Financial Services
|
Reduced | 14,762 | $3,513,502 | 2.35% | |
| GLW |
Corning Inc
Technology
|
Held | 13,572 | $3,466,669 | 2.32% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 4,567 | $3,410,477 | 2.28% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 8,406 | $3,135,580 | 2.10% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 14,293 | $2,859,851 | 1.91% | |
| XLF |
State Street Corp
Financial Services
|
Added | 49,078 | $2,631,010 | 1.76% | |
| B |
Barrick Mining Corp
Basic Materials
|
Reduced | 68,267 | $2,507,425 | 1.68% | |
| MYRG |
Myr Group Inc.
Industrials
|
Held | 5,000 | $2,502,000 | 1.67% | |
| OMC |
Omnicom Group Inc.
Communication Services
|
Held | 31,547 | $2,297,567 | 1.54% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 2,830 | $2,084,007 | 1.39% | |
| GLD |
Spdr Gold Trust
|
Held | 5,629 | $2,073,600 | 1.39% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 86,053 | $2,072,142 | 1.39% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Added | 12,435 | $1,972,931 | 1.32% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 15,749 | $1,849,835 | 1.24% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 1,400 | $1,679,191 | 1.12% | |
|
|
Added | 19,689 | $1,635,561 | 1.09% | ||
| EPD |
Enterprise Products Partners L.P.
Energy
|
Held | 43,774 | $1,609,131 | 1.08% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 4,348 | $1,553,826 | 1.04% | |
| C |
Citigroup Inc
Financial Services
|
Reduced | 11,013 | $1,541,359 | 1.03% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 26,578 | $1,514,363 | 1.01% | |
| HON |
Honeywell International Inc
Industrials
|
Reduced | 6,716 | $1,503,671 | 1.01% | |
| HONA |
Honeywell Aerospace Inc.
Industrials
|
NEW | 6,716 | $1,484,741 | 0.99% | |
| WCN |
Waste Connections, Inc.
Industrials
|
Held | 8,400 | $1,400,196 | 0.94% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 4,248 | $1,390,480 | 0.93% | |
| GE |
General Electric Co
Industrials
|
Reduced | 3,668 | $1,370,824 | 0.92% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 5,695 | $1,357,321 | 0.91% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Added | 23,292 | $1,342,081 | 0.90% | |
| MELI |
Mercadolibre Inc
Consumer Cyclical
|
Reduced | 772 | $1,310,385 | 0.88% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 2,597 | $1,299,512 | 0.87% | |
| ET |
Energy Transfer LP
Energy
|
Reduced | 67,412 | $1,288,911 | 0.86% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 4,806 | $1,209,381 | 0.81% | |
| ED |
Consolidated Edison Inc
Utilities
|
Added | 10,720 | $1,185,950 | 0.79% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 996 | $1,170,149 | 0.78% | |
| TEVA |
Teva Pharmaceutical Industries Ltd
Healthcare
|
Reduced | 30,232 | $1,024,249 | 0.68% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 3,978 | $1,010,288 | 0.68% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 7,804 | $918,284 | 0.61% | |
| T |
At&T Inc.
Communication Services
|
Added | 41,435 | $857,699 | 0.57% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 6,417 | $824,580 | 0.55% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Added | 6,343 | $801,374 | 0.54% | |
| GDX |
VanEck Gold Miners ETF
|
Held | 10,184 | $768,374 | 0.51% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Held | 6,639 | $751,931 | 0.50% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 1,281 | $744,134 | 0.50% | |
| ELV |
Elevance Health, Inc.
Healthcare
|
Held | 1,853 | $716,610 | 0.48% | |
| WFC |
Wells Fargo & Company
Financial Services
|
Held | 8,626 | $712,850 | 0.48% |
Showing the top 50 of 524 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.